PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 38,816: 2,050 18,531 1,231 9,725 2,202 26,410 1,057 824 2,816 3,964 1,269: 2,015 1,245 Old : 38,816: 2,050 18,531 1,231 9,725 2,202 26,410 1,057 824 2,816 3,964 1,269: 2,015 1,245 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 734: 7 514 -164 844 252 -50 -397 163 282 -831 380: -136 -190 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.3 47.7 3.2 25.1 5.7 68.0 2.7 2.1 7.3 10.2 3.3: 5.2 3.2 Old : 100.0: 5.3 47.7 3.2 25.1 5.7 68.0 2.7 2.1 7.3 10.2 3.3: 5.2 3.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 192: 12 25 7 15 8 67 12 7 29 31 7: Old : 192: 12 25 7 15 8 67 12 7 29 31 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 29.9 38.1 47.1 54.1 29.9 37.3 47.1 50.5 Old : 29.9 38.1 47.1 54.1 29.9 37.3 47.1 50.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 81,341: 5,475 37,089 3,605 17,995 2,210 35,125 11,372 2,680 20,739 5,826 2,004: 9,502 2,165 Old : 81,341: 5,475 37,089 3,605 17,995 2,210 35,125 11,372 2,680 20,739 5,826 2,004: 9,502 2,165 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 4,140: 364 1,813 -1,145 1,758 -25 3,079 450 -255 166 596 487: 1,469 -683 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.7 45.6 4.4 22.1 2.7 43.2 14.0 3.3 25.5 7.2 2.5: 11.7 2.7 Old : 100.0: 6.7 45.6 4.4 22.1 2.7 43.2 14.0 3.3 25.5 7.2 2.5: 11.7 2.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 241: 19 22 8 15 9 57 23 17 73 24 17: Old : 241: 19 22 8 15 9 57 23 17 73 24 17: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 16.7 33.2 25.8 48.3 15.9 33.1 25.0 48.1 Old : 16.7 33.2 25.8 48.3 15.9 33.1 25.0 48.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 208,863: 10,778 74,156 34,800 47,906 10,981 73,057 11,526 12,569 21,054 20,162 16,701: 28,922 14,862 Old : 208,863: 10,778 74,156 34,800 47,906 10,981 73,057 11,526 12,569 21,054 20,162 16,701: 28,922 14,862 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 5,350: 293 6,404 -446 4,357 -2,439 2,402 -6,701 2,594 22 -993 2,172: 751 -43 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.2 35.5 16.7 22.9 5.3 35.0 5.5 6.0 10.1 9.7 8.0: 13.8 7.1 Old : 100.0: 5.2 35.5 16.7 22.9 5.3 35.0 5.5 6.0 10.1 9.7 8.0: 13.8 7.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 221: 15 25 12 13 16 48 25 31 57 31 37: Old : 221: 15 25 12 13 16 48 25 31 57 31 37: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 21.9 33.0 33.1 46.9 20.6 31.3 31.1 44.2 Old : 21.9 33.0 33.1 46.9 20.6 31.3 31.1 44.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 860,258: 42,926 235,521 74,976 162,943 122,414 262,633 13,045 79,656 86,977 71,643 133,834: 56,843 41,202 Old : 860,258: 42,926 235,521 74,976 162,943 122,414 262,633 13,045 79,656 86,977 71,643 133,834: 56,843 41,202 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 70,100: 5,320 10,898 903 12,917 14,928 17,662 -29 10,125 2,773 1,982 13,290: 5,099 5,989 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 5.0 27.4 8.7 18.9 14.2 30.5 1.5 9.3 10.1 8.3 15.6: 6.6 4.8 Old : 100.0: 5.0 27.4 8.7 18.9 14.2 30.5 1.5 9.3 10.1 8.3 15.6: 6.6 4.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 406: 27 39 14 21 26 109 28 61 101 85 84: Old : 406: 27 39 14 21 26 109 28 61 101 85 84: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 17.6 27.8 26.7 40.2 12.6 21.3 18.9 30.4 Old : 17.6 27.8 26.7 40.2 12.6 21.3 18.9 30.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 333,177: 43,116 130,344 49,132 13,145 6,355 153,952 28,576 16,969 17,905 94,720 26,305: 19,441 16,762 Old : 333,177: 43,116 130,344 49,132 13,145 6,355 153,952 28,576 16,969 17,905 94,720 26,305: 19,441 16,762 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 1,983: -1,814 5,112 -476 -464 125 2,552 2,105 -319 3,059 -1,923 -2,640: 1,496 -13 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.9 39.1 14.7 3.9 1.9 46.2 8.6 5.1 5.4 28.4 7.9: 5.8 5.0 Old : 100.0: 12.9 39.1 14.7 3.9 1.9 46.2 8.6 5.1 5.4 28.4 7.9: 5.8 5.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 359: 26 48 16 7 9 97 23 32 46 106 53: Old : 359: 26 48 16 7 9 97 23 32 46 106 53: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 20.5 20.9 31.7 34.2 20.5 19.3 31.5 30.2 Old : 20.5 20.9 31.7 34.2 20.5 19.3 31.5 30.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 24,530: 10,567 21,291 7,128 328 0 1,660 40 720 3,178 972 834: 443 345 Old : 24,530: 10,567 21,291 7,128 328 0 1,660 40 720 3,178 972 834: 443 345 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : -3,586: -1,318 -3,075 -805 -45 0 -205 -40 0 -979 -129 -231: -48 -66 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 43.1 86.8 29.1 1.3 0.0 6.8 0.2 2.9 13.0 4.0 3.4: 1.8 1.4 Old : 100.0: 43.1 86.8 29.1 1.3 0.0 6.8 0.2 2.9 13.0 4.0 3.4: 1.8 1.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 29: 11 12 . . 0 . . . . . .: Old : 29: 11 12 . . 0 . . . . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 55.1 60.0 80.1 83.0 53.6 59.9 76.9 77.1 Old : 55.1 60.0 80.1 83.0 53.6 59.9 76.9 77.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 14,309: 2,210 4,472 2,247 0 0 3,582 0 278 4,615 8,184 1,298: 79 77 Old : 14,309: 2,210 4,472 2,247 0 0 3,582 0 278 4,615 8,184 1,298: 79 77 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : -1,409: -80 37 -734 0 0 -346 -33 -41 190 -1,001 -403: 5 32 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 15.4 31.3 15.7 0.0 0.0 25.0 0.0 1.9 32.3 57.2 9.1: 0.6 0.5 Old : 100.0: 15.4 31.3 15.7 0.0 0.0 25.0 0.0 1.9 32.3 57.2 9.1: 0.6 0.5 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 7 5 . 0 0 5 0 . 7 . .: Old : 24: 7 5 . 0 0 5 0 . 7 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 51.5 91.6 71.6 98.6 44.8 84.7 64.4 85.7 Old : 51.5 91.6 71.6 98.6 44.8 84.7 64.4 85.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE, CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 13,839: 4,197 5,039 0 167 13 627 3,352 836 5,683 2,054 1,514: 969 864 Old : 13,839: 4,197 5,039 0 167 13 627 3,352 836 5,683 2,054 1,514: 969 864 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : -2,295: -439 -373 0 167 13 -50 -957 0 -960 -378 -695: -164 -72 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 30.3 36.4 0.0 1.2 0.1 4.5 24.2 6.0 41.1 14.8 10.9: 7.0 6.2 Old : 100.0: 30.3 36.4 0.0 1.2 0.1 4.5 24.2 6.0 41.1 14.8 10.9: 7.0 6.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 38: 9 10 0 . . 4 4 . 10 7 10: Old : 38: 9 10 0 . . 4 4 . 10 7 10: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 38.0 51.7 60.2 67.6 32.8 37.2 44.8 48.5 Old : 38.0 51.7 60.2 67.6 32.8 37.2 44.8 48.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 5,032: 606 2,417 125 0 0 1,543 395 33 656 951 497: 1,571 739 Old : 5,032: 606 2,417 125 0 0 1,543 395 33 656 951 497: 1,571 739 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 490: -133 300 -4 0 0 389 3 -19 8 253 -12: 261 -34 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 12.0 48.0 2.5 0.0 0.0 30.7 7.9 0.7 13.0 18.9 9.9: 31.2 14.7 Old : 100.0: 12.0 48.0 2.5 0.0 0.0 30.7 7.9 0.7 13.0 18.9 9.9: 31.2 14.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 59: 13 21 . 0 0 14 . . 9 9 9: Old : 59: 13 21 . 0 0 14 . . 9 9 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.7 38.8 35.2 54.1 22.7 38.2 34.4 52.4 Old : 22.7 38.8 35.2 54.1 22.7 38.2 34.4 52.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,804: 6,384 2,464 70 4,209 0 0 0 0 325 125 0: 25 6 Old : 6,804: 6,384 2,464 70 4,209 0 0 0 0 325 125 0: 25 6 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 93.8 36.2 1.0 61.9 0.0 0.0 0.0 0.0 4.8 1.8 0.0: 0.4 0.1 Old : 100.0: 93.8 36.2 1.0 61.9 0.0 0.0 0.0 0.0 4.8 1.8 0.0: 0.4 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 6 5 . . 0 0 0 0 4 . 0: Old : 20: 6 5 . . 0 0 0 0 4 . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 87.6 87.1 96.8 98.4 87.6 84.2 95.1 95.6 Old : 87.6 87.1 96.8 98.4 87.6 84.2 95.1 95.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 50,596: 33,470 25,353 0 0 0 0 0 0 17,106 25,223 20: 0 0 Old : 50,596: 33,470 25,353 0 0 0 0 0 0 17,106 25,223 20: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 300: 200 100 0 0 0 0 0 0 100 200 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 66.2 50.1 0.0 0.0 0.0 0.0 0.0 0.0 33.8 49.9 0.0: 0.0 0.0 Old : 100.0: 66.2 50.1 0.0 0.0 0.0 0.0 0.0 0.0 33.8 49.9 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 10 7 0 0 0 0 0 0 6 8 .: Old : 27: 10 7 0 0 0 0 0 0 6 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 62.4 59.9 89.0 86.8 62.4 56.3 89.0 83.1 Old : 62.4 59.9 89.0 86.8 62.4 56.3 89.0 83.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 66,882: 49,517 36,383 5,283 14,215 1,640 0 0 0 3,733 7,976 6,667: 41 0 Old : 66,882: 49,517 36,383 5,283 14,215 1,640 0 0 0 3,733 7,976 6,667: 41 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 3,209: 2,113 1,881 198 332 186 0 0 0 351 484 351: 10 -25 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 74.0 54.4 7.9 21.3 2.5 0.0 0.0 0.0 5.6 11.9 10.0: 0.1 0.0 Old : 100.0: 74.0 54.4 7.9 21.3 2.5 0.0 0.0 0.0 5.6 11.9 10.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 35: 12 11 . . . 0 0 0 6 11 11: Old : 35: 12 11 . . . 0 0 0 6 11 11: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.4 42.6 84.2 68.1 41.3 29.9 49.8 43.7 Old : 65.4 42.6 84.2 68.1 41.3 29.9 49.8 43.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 38,784: 32,145 7,725 0 30,163 0 0 0 0 6,639 896 0: 0 0 Old : 38,784: 32,145 7,725 0 30,163 0 0 0 0 6,639 896 0: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 82.9 19.9 0.0 77.8 0.0 0.0 0.0 0.0 17.1 2.3 0.0: 0.0 0.0 Old : 100.0: 82.9 19.9 0.0 77.8 0.0 0.0 0.0 0.0 17.1 2.3 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 9 6 0 4 0 0 0 0 . 4 0: Old : 21: 9 6 0 4 0 0 0 0 . 4 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 83.6 86.3 97.8 96.7 81.0 86.3 91.9 92.9 Old : 83.6 86.3 97.8 96.7 81.0 86.3 91.9 92.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 37,492: 30,080 19,522 0 0 0 0 0 0 7,175 17,733 237: 0 0 Old : 37,492: 30,080 19,522 0 0 0 0 0 0 7,175 17,733 237: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 0: 0 0 0 0 0 0 0 0 100 100 -100: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 80.2 52.1 0.0 0.0 0.0 0.0 0.0 0.0 19.1 47.3 0.6: 0.0 0.0 Old : 100.0: 80.2 52.1 0.0 0.0 0.0 0.0 0.0 0.0 19.1 47.3 0.6: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 8 6 0 0 0 0 0 0 6 6 .: Old : 23: 8 6 0 0 0 0 0 0 6 6 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.0 70.6 94.0 91.3 79.0 68.8 94.0 89.3 Old : 79.0 70.6 94.0 91.3 79.0 68.8 94.0 89.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2020 - ICE FUTURES ENERGY DIV Code-0063A4 Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 25,292: 21,135 17,637 0 0 0 0 0 0 4,157 7,655 0: 0 0 Old : 25,292: 21,135 17,637 0 0 0 0 0 0 4,157 7,655 0: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 83.6 69.7 0.0 0.0 0.0 0.0 0.0 0.0 16.4 30.3 0.0: 0.0 0.0 Old : 100.0: 83.6 69.7 0.0 0.0 0.0 0.0 0.0 0.0 16.4 30.3 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 7 4 0 0 0 0 0 0 5 6 0: Old : 22: 7 4 0 0 0 0 0 0 5 6 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 78.7 73.8 95.5 95.5 78.7 73.8 95.5 95.5 Old : 78.7 73.8 95.5 95.5 78.7 73.8 95.5 95.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 29,077: 14,476 14,982 0 0 0 2,001 0 0 12,000 13,495 600: 0 0 Old : 29,077: 14,476 14,982 0 0 0 2,001 0 0 12,000 13,495 600: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : -93: 6 -93 0 0 0 0 0 0 -100 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 49.8 51.5 0.0 0.0 0.0 6.9 0.0 0.0 41.3 46.4 2.1: 0.0 0.0 Old : 100.0: 49.8 51.5 0.0 0.0 0.0 6.9 0.0 0.0 41.3 46.4 2.1: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 7 0 0 0 . 0 0 5 5 .: Old : 24: 9 7 0 0 0 . 0 0 5 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 56.8 60.9 83.5 90.6 56.2 60.7 82.8 86.0 Old : 56.8 60.9 83.5 90.6 56.2 60.7 82.8 86.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV Code-0063AD Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 19,945: 10,600 13,438 0 0 0 550 0 0 8,695 6,407 100: 0 0 Old : 19,945: 10,600 13,438 0 0 0 550 0 0 8,695 6,407 100: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : -100: -100 -100 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 53.1 67.4 0.0 0.0 0.0 2.8 0.0 0.0 43.6 32.1 0.5: 0.0 0.0 Old : 100.0: 53.1 67.4 0.0 0.0 0.0 2.8 0.0 0.0 43.6 32.1 0.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 7 5 0 0 0 . 0 0 6 4 .: Old : 23: 7 5 0 0 0 . 0 0 6 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 59.7 62.9 84.3 96.0 59.7 62.9 84.3 95.5 Old : 59.7 62.9 84.3 96.0 59.7 62.9 84.3 95.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-0063AR Disaggregated Commitments of Traders - Options and Futures Combined, September 05, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 25,234: 21,575 16,079 0 2,899 2,649 0 0 0 755 3,336 255: 0 15 Old : 25,234: 21,575 16,079 0 2,899 2,649 0 0 0 755 3,336 255: 0 15 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: August 29, 2017 : : 538: 536 180 0 -132 150 0 0 0 -100 363 -38: -10 15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 85.5 63.7 0.0 11.5 10.5 0.0 0.0 0.0 3.0 13.2 1.0: 0.0 0.1 Old : 100.0: 85.5 63.7 0.0 11.5 10.5 0.0 0.0 0.0 3.0 13.2 1.0: 0.0 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 12 9 0 . . 0 0 0 . 8 .: Old : 27: 12 9 0 . . 0 0 0 . 8 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 77.6 56.0 90.8 84.0 75.0 48.2 82.3 69.7 Old : 77.6 56.0 90.8 84.0 75.0 48.2 82.3 69.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated September 8, 2017