PALLADIUM - NEW YORK MERCANTILE EXCHANGE                                                                                                         Code-075651
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :    25,063:     1,413      8,955      2,714      5,876        576     15,187      2,597      1,822      1,271      2,994        164:    1,916     2,079
Old  :    25,063:     1,413      8,955      2,714      5,876        576     15,187      2,597      1,822      1,271      2,994        164:    1,916     2,079
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :      -382:      -111       -204         13       -225        -90       -293         45        113        156         57        -51:     -119       -27
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       5.6       35.7       10.8       23.4        2.3       60.6       10.4        7.3        5.1       11.9        0.7:      7.6       8.3
Old  :     100.0:       5.6       35.7       10.8       23.4        2.3       60.6       10.4        7.3        5.1       11.9        0.7:      7.6       8.3
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       175:        13         21         13         13         10         55         12          7         14         41          5:
Old  :       175:        13         21         13         13         10         55         12          7         14         41          5:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 24.4       43.6       38.0       55.1       22.6       37.4       34.3       49.0
Old  :                 24.4       43.6       38.0       55.1       22.6       37.4       34.3       49.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PLATINUM - NEW YORK MERCANTILE EXCHANGE                                                                                                          Code-076651
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 50 TROY OUNCES)                                                                                           :
     :          :    Positions                                                                                                           :
All  :    88,395:     6,747     36,048     10,697     32,101        127     34,551     10,038      4,341     20,782      3,210         30:   11,120     2,500
Old  :    88,395:     6,747     36,048     10,697     32,101        127     34,551     10,038      4,341     20,782      3,210         30:   11,120     2,500
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :    -2,286:       251        885     -1,285      1,402          9        117     -3,609        221     -1,161     -1,061         13:     -451      -146
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       7.6       40.8       12.1       36.3        0.1       39.1       11.4        4.9       23.5        3.6        0.0:     12.6       2.8
Old  :     100.0:       7.6       40.8       12.1       36.3        0.1       39.1       11.4        4.9       23.5        3.6        0.0:     12.6       2.8
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       237:        16         23         15         15          5         62         25         16         73         12          .:
Old  :       237:        16         23         15         15          5         62         25         16         73         12          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 15.0       39.2       24.3       53.8       15.0       39.0       24.3       53.2
Old  :                 15.0       39.2       24.3       53.8       15.0       39.0       24.3       53.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
SILVER - COMMODITY EXCHANGE INC.                                                                                                                 Code-084691
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 5,000 TROY OUNCES)                                                                                        :
     :          :    Positions                                                                                                           :
All  :   221,707:    18,028     61,537     55,808     78,848      4,740     73,877     34,032      8,314     16,021     11,150     10,555:   34,364    12,531
Old  :   221,707:    18,028     61,537     55,808     78,848      4,740     73,877     34,032      8,314     16,021     11,150     10,555:   34,364    12,531
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :      -415:    -2,530     -4,372       -331      6,168       -118      1,217     -7,051      1,695       -646        270        221:       77     2,772
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       8.1       27.8       25.2       35.6        2.1       33.3       15.3        3.7        7.2        5.0        4.8:     15.5       5.7
Old  :     100.0:       8.1       27.8       25.2       35.6        2.1       33.3       15.3        3.7        7.2        5.0        4.8:     15.5       5.7
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       207:        16         18         17         19         20         49         21         21         48         21         25:
Old  :       207:        16         18         17         19         20         49         21         21         48         21         25:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 24.3       30.3       35.0       46.3       24.1       29.4       33.3       44.5
Old  :                 24.3       30.3       35.0       46.3       24.1       29.4       33.3       44.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
GOLD - COMMODITY EXCHANGE INC.                                                                                                                   Code-088691
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :   719,211:    38,835    166,073    122,366    314,223     45,425    221,795     26,596     79,090    115,501     24,841     30,646:   65,553    32,317
Old  :   719,211:    38,835    166,073    122,366    314,223     45,425    221,795     26,596     79,090    115,501     24,841     30,646:   65,553    32,317
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :    10,748:    -3,139      1,528     -1,272     11,688        970     12,363     -7,395      3,792      1,744      2,709     -1,542:   -2,168    -1,002
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       5.4       23.1       17.0       43.7        6.3       30.8        3.7       11.0       16.1        3.5        4.3:      9.1       4.5
Old  :     100.0:       5.4       23.1       17.0       43.7        6.3       30.8        3.7       11.0       16.1        3.5        4.3:      9.1       4.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       342:        19         22         19         25         27         94         26         38        109         29         39:
Old  :       342:        19         22         19         25         27         94         26         38        109         29         39:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 24.2       28.2       36.0       44.3       18.5       25.2       26.3       39.4
Old  :                 24.2       28.2       36.0       44.3       18.5       25.2       26.3       39.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.                                                                                                        Code-085692
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 25,000 POUNDS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :   228,961:    39,862     51,593     47,076      2,791      6,709     42,859     78,014     39,488     20,888     20,839     13,080:   18,999    16,447
Old  :   228,961:    39,862     51,593     47,076      2,791      6,709     42,859     78,014     39,488     20,888     20,839     13,080:   18,999    16,447
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :   -10,869:     5,106     -7,368     -1,751       -544     -1,018    -10,016      2,014        987        460     -2,751     -2,698:   -1,939       509
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      17.4       22.5       20.6        1.2        2.9       18.7       34.1       17.2        9.1        9.1        5.7:      8.3       7.2
Old  :     100.0:      17.4       22.5       20.6        1.2        2.9       18.7       34.1       17.2        9.1        9.1        5.7:      8.3       7.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       279:        30         33         21          7         15         59         51         47         46         44         38:
Old  :       279:        30         33         21          7         15         59         51         47         46         44         38:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 17.1       28.7       29.5       43.7       15.9       23.8       25.1       34.3
Old  :                 17.1       28.7       29.5       43.7       15.9       23.8       25.1       34.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.                                                                                               Code-191693
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(55,116 US Pounds-25 MT)                                                                                                :
     :          :    Positions                                                                                                           :
All  :    26,201:    14,090     21,241     10,125      1,258        525          0        605          0      1,159      2,442          0:      302       130
Old  :    26,201:    14,090     21,241     10,125      1,258        525          0        605          0      1,159      2,442          0:      302       130
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :       605:       146        478        392         61         66          0          0          0          0          0          0:        1         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      53.8       81.1       38.6        4.8        2.0        0.0        2.3        0.0        4.4        9.3        0.0:      1.2       0.5
Old  :     100.0:      53.8       81.1       38.6        4.8        2.0        0.0        2.3        0.0        4.4        9.3        0.0:      1.2       0.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        35:        10         15          8          .          6          0          .          0          .          .          0:
Old  :        35:        10         15          8          .          6          0          .          0          .          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 48.2       58.1       75.0       78.5       47.5       56.5       69.4       72.2
Old  :                 48.2       58.1       75.0       78.5       47.5       56.5       69.4       72.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE                                                                                             Code-192651
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 20 SHORT TONS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :    16,196:     6,040     13,452      1,784         61      1,308      2,282        337        624      3,728         56        194:      236       164
Old  :    16,196:     6,040     13,452      1,784         61      1,308      2,282        337        624      3,728         56        194:      236       164
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :     1,370:       299      1,512        493          0        -47        586          0       -120        122        -77         19:       18        83
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      37.3       83.1       11.0        0.4        8.1       14.1        2.1        3.9       23.0        0.3        1.2:      1.5       1.0
Old  :     100.0:      37.3       83.1       11.0        0.4        8.1       14.1        2.1        3.9       23.0        0.3        1.2:      1.5       1.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        30:        13         11          .          .          .          .          .          .          5          .          4:
Old  :        30:        13         11          .          .          .          .          .          .          5          .          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 54.7       73.6       73.6       86.4       39.5       62.3       57.1       65.2
Old  :                 54.7       73.6       73.6       86.4       39.5       62.3       57.1       65.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE                                                                                               Code-058643
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 110,000 BOARD FEET)                                                                                       :
     :          :    Positions                                                                                                           :
All  :     3,048:       452      1,601         76         55          0      1,220        299          2        265        236         99:      934       756
Old  :     3,048:       452      1,601         76         55          0      1,220        299          2        265        236         99:      934       756
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :       120:        11          4          0          0          0         14          0         -8         36        -29         28:       39       125
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      14.8       52.5        2.5        1.8        0.0       40.0        9.8        0.1        8.7        7.7        3.2:     30.6      24.8
Old  :     100.0:      14.8       52.5        2.5        1.8        0.0       40.0        9.8        0.1        8.7        7.7        3.2:     30.6      24.8
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        42:         7         15          .          .          0         12          .          .          4          6          .:
Old  :        42:         7         15          .          .          0         12          .          .          4          6          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 28.4       34.7       43.0       50.5       27.7       33.4       42.2       46.7
Old  :                 28.4       34.7       43.0       50.5       27.7       33.4       42.2       46.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV                                                                                           Code-0063A2
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    33,695:    22,972      7,555      3,478     18,043          0      2,923          0          0      3,427      7,202        895:        0         0
Old  :    33,695:    22,972      7,555      3,478     18,043          0      2,923          0          0      3,427      7,202        895:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :       252:       182        252         70          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      68.2       22.4       10.3       53.5        0.0        8.7        0.0        0.0       10.2       21.4        2.7:      0.0       0.0
Old  :     100.0:      68.2       22.4       10.3       53.5        0.0        8.7        0.0        0.0       10.2       21.4        2.7:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        40:        14          7          4          4          0          5          0          0          5          4          .:
Old  :        40:        14          7          4          4          0          5          0          0          5          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 49.0       73.1       72.1       92.2       46.1       73.1       69.2       90.2
Old  :                 49.0       73.1       72.1       92.2       46.1       73.1       69.2       90.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                           Code-0063AS
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :   103,225:    35,851     32,868      2,022     22,845     10,402     36,322        140      3,375      7,060     25,415      7,670:      523       510
Old  :   103,225:    35,851     32,868      2,022     22,845     10,402     36,322        140      3,375      7,060     25,415      7,670:      523       510
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :     2,170:     1,627      1,335          0       -115        435       -765          0        100        100       -250        350:      323       315
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      34.7       31.8        2.0       22.1       10.1       35.2        0.1        3.3        6.8       24.6        7.4:      0.5       0.5
Old  :     100.0:      34.7       31.8        2.0       22.1       10.1       35.2        0.1        3.3        6.8       24.6        7.4:      0.5       0.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        66:        21         14          .          5          6         10          .          .         13         12          8:
Old  :        66:        21         14          .          5          6         10          .          .         13         12          8:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 36.3       32.2       54.6       54.2       35.3       28.8       47.3       41.6
Old  :                 36.3       32.2       54.6       54.2       35.3       28.8       47.3       41.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CA
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    43,708:    18,570     22,394        625      5,098      2,010     12,697          0      1,535      7,169     11,601        985:      117        85
Old  :    43,708:    18,570     22,394        625      5,098      2,010     12,697          0      1,535      7,169     11,601        985:      117        85
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :     1,765:       600        575          0          0         25        555          0          0        585      1,180          0:        0       -15
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      42.5       51.2        1.4       11.7        4.6       29.0        0.0        3.5       16.4       26.5        2.3:      0.3       0.2
Old  :     100.0:      42.5       51.2        1.4       11.7        4.6       29.0        0.0        3.5       16.4       26.5        2.3:      0.3       0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        45:        13          9          .          5          .          6          0          .         11          7          4:
Old  :        45:        13          9          .          5          .          6          0          .         11          7          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 33.8       48.0       54.4       69.1       32.5       42.6       51.4       57.1
Old  :                 33.8       48.0       54.4       69.1       32.5       42.6       51.4       57.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NJ SRECS - ICE FUTURES ENERGY DIV                                                                                                                Code-0063CC
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :   149,445:   100,275    113,607          0      1,018      5,077     14,631        225        300     26,137     26,193      3,025:        0         0
Old  :   149,445:   100,275    113,607          0      1,018      5,077     14,631        225        300     26,137     26,193      3,025:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :      -600:    -1,300     72,750          0          0          0       -100       -550        100        400    -73,200        300:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      67.1       76.0        0.0        0.7        3.4        9.8        0.2        0.2       17.5       17.5        2.0:      0.0       0.0
Old  :     100.0:      67.1       76.0        0.0        0.7        3.4        9.8        0.2        0.2       17.5       17.5        2.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        30:        14         12          0          .          .          .          .          .          .          7          .:
Old  :        30:        14         12          0          .          .          .          .          .          .          7          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 65.0       75.8       86.1       86.6       64.7       72.9       80.0       79.5
Old  :                 65.0       75.8       86.1       86.6       64.7       72.9       80.0       79.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                   Code-0063CH
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of renewable energy certificates                                                                                :
     :          :    Positions                                                                                                           :
All  :   108,676:    84,696     53,150      4,450      1,517      1,174      3,556          0          0     11,463     49,498      3,337:        0         0
Old  :   108,676:    84,696     53,150      4,450      1,517      1,174      3,556          0          0     11,463     49,498      3,337:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :     2,410:       710        122          0         88          0          0          0          0      1,000      1,500        700:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      77.9       48.9        4.1        1.4        1.1        3.3        0.0        0.0       10.5       45.5        3.1:      0.0       0.0
Old  :     100.0:      77.9       48.9        4.1        1.4        1.1        3.3        0.0        0.0       10.5       45.5        3.1:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        29:        15          8          .          .          .          .          0          0          5          .          .:
Old  :        29:        15          8          .          .          .          .          0          0          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 64.7       80.5       81.4       94.8       64.2       79.8       80.1       92.1
Old  :                 64.7       80.5       81.4       94.8       64.2       79.8       80.1       92.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CJ
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    31,622:    15,536     15,595        350      4,413      1,837      5,430          0          0      4,215      5,523      4,254:        0         0
Old  :    31,622:    15,536     15,595        350      4,413      1,837      5,430          0          0      4,215      5,523      4,254:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :     1,513:     1,013      1,513          0          0          0        500          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      49.1       49.3        1.1       14.0        5.8       17.2        0.0        0.0       13.3       17.5       13.5:      0.0       0.0
Old  :     100.0:      49.1       49.3        1.1       14.0        5.8       17.2        0.0        0.0       13.3       17.5       13.5:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        28:         9          8          .          .          .          .          0          0          6          .          4:
Old  :        28:         9          8          .          .          .          .          0          0          6          .          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 40.7       53.8       66.7       79.1       35.7       36.3       52.0       54.4
Old  :                 40.7       53.8       66.7       79.1       35.7       36.3       52.0       54.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063CL
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    59,126:    26,896     25,623      3,139      7,632     20,871      3,990          0          0      2,215      2,985      2,015:        0         0
Old  :    59,126:    26,896     25,623      3,139      7,632     20,871      3,990          0          0      2,215      2,985      2,015:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :         1:        -7         88        100         25       -112          0          0          0         20          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      45.5       43.3        5.3       12.9       35.3        6.7        0.0        0.0        3.7        5.0        3.4:      0.0       0.0
Old  :     100.0:      45.5       43.3        5.3       12.9       35.3        6.7        0.0        0.0        3.7        5.0        3.4:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        31:        13         11          .          .          4          .          0          0          6          .          .:
Old  :        31:        13         11          .          .          4          .          0          0          6          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 52.9       63.5       80.1       85.1       32.6       32.5       41.8       44.8
Old  :                 52.9       63.5       80.1       85.1       32.6       32.5       41.8       44.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV                                                                                            Code-0063D9
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :     9,102:     2,800      4,593        550      2,150          0      4,794          0          0        400      1,801        558:        0         0
Old  :     9,102:     2,800      4,593        550      2,150          0      4,794          0          0        400      1,801        558:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :        50:         0        300          0          0          0          0          0          0          0       -300         50:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      30.8       50.5        6.0       23.6        0.0       52.7        0.0        0.0        4.4       19.8        6.1:      0.0       0.0
Old  :     100.0:      30.8       50.5        6.0       23.6        0.0       52.7        0.0        0.0        4.4       19.8        6.1:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        23:         .          9          .          .          0          4          0          0          .          .          .:
Old  :        23:         .          9          .          .          0          4          0          0          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 74.6       61.5       92.3       89.7       69.1       58.1       85.1       82.6
Old  :                 74.6       61.5       92.3       89.7       69.1       58.1       85.1       82.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                        Code-0063DK
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    11,871:     9,585      9,006      1,125         50          1        196          0        164        700      2,550        100:        0         0
Old  :    11,871:     9,585      9,006      1,125         50          1        196          0        164        700      2,550        100:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      80.7       75.9        9.5        0.4        0.0        1.7        0.0        1.4        5.9       21.5        0.8:      0.0       0.0
Old  :     100.0:      80.7       75.9        9.5        0.4        0.0        1.7        0.0        1.4        5.9       21.5        0.8:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        21:        10          5          .          .          .          .          0          .          .          4          .:
Old  :        21:        10          5          .          .          .          .          0          .          .          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 74.4       81.6       93.0       96.9       74.4       80.7       88.3       91.2
Old  :                 74.4       81.6       93.0       96.9       74.4       80.7       88.3       91.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                           Code-0063DL
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    19,303:    15,127     12,338        538          0        165        209          0        450      2,289      5,850        500:       25         0
Old  :    19,303:    15,127     12,338        538          0        165        209          0        450      2,289      5,850        500:       25         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      78.4       63.9        2.8        0.0        0.9        1.1        0.0        2.3       11.9       30.3        2.6:      0.1       0.0
Old  :     100.0:      78.4       63.9        2.8        0.0        0.9        1.1        0.0        2.3       11.9       30.3        2.6:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        24:        10          7          .          0          .          .          0          .          4          5          .:
Old  :        24:        10          7          .          0          .          .          0          .          4          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 59.0       82.7       84.1       93.6       58.5       81.6       81.7       90.9
Old  :                 59.0       82.7       84.1       93.6       58.5       81.6       81.7       90.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV                                                                                                      Code-0063DN
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    44,944:    18,995     32,179          0        610        268        730          0        500     22,464      9,400      1,987:        0         0
Old  :    44,944:    18,995     32,179          0        610        268        730          0        500     22,464      9,400      1,987:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :      -100:       350          0          0        100       -100          0          0          0       -250          0       -100:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      42.3       71.6        0.0        1.4        0.6        1.6        0.0        1.1       50.0       20.9        4.4:      0.0       0.0
Old  :     100.0:      42.3       71.6        0.0        1.4        0.6        1.6        0.0        1.1       50.0       20.9        4.4:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        13          8          0          .          .          .          0          .          5          .          .:
Old  :        25:        13          8          0          .          .          .          0          .          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 67.0       68.0       87.5       89.8       60.3       65.5       73.9       78.7
Old  :                 67.0       68.0       87.5       89.8       60.3       65.5       73.9       78.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS SREC CARVE OUT 1 - ICE FUTURES ENERGY DIV                                                                                                   Code-0063DP
Disaggregated Commitments of Traders - Futures Only, November 19, 2019                                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    14,435:    12,014      5,435        271        100          0        200          0          0        500      7,450      1,450:        0         0
Old  :    14,435:    12,014      5,435        271        100          0        200          0          0        500      7,450      1,450:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       November 12, 2019                                                                :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      83.2       37.7        1.9        0.7        0.0        1.4        0.0        0.0        3.5       51.6       10.0:      0.0       0.0
Old  :     100.0:      83.2       37.7        1.9        0.7        0.0        1.4        0.0        0.0        3.5       51.6       10.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        20:        10          5          .          .          0          .          0          0          .          4          .:
Old  :        20:        10          5          .          .          0          .          0          0          .          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 70.0       78.3       89.0       96.9       63.2       72.7       76.0       82.0
Old  :                 70.0       78.3       89.0       96.9       63.2       72.7       76.0       82.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 



Updated November 22, 2019