PALLADIUM - NEW YORK MERCANTILE EXCHANGE                                                                                                         Code-075651
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :    28,342:     1,879      9,754      2,490      7,027      1,178     16,629      2,851      2,524      1,295      2,590        290:    2,057     2,128
Old  :    28,342:     1,879      9,754      2,490      7,027      1,178     16,629      2,851      2,524      1,295      2,590        290:    2,057     2,128
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :      -603:        45       -350       -101        -12        506       -624        263       -215       -102         24         29:     -141      -848
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       6.6       34.4        8.8       24.8        4.2       58.7       10.1        8.9        4.6        9.1        1.0:      7.3       7.5
Old  :     100.0:       6.6       34.4        8.8       24.8        4.2       58.7       10.1        8.9        4.6        9.1        1.0:      7.3       7.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       191:        15         23         13         15         11         64         10         10         17         40          7:
Old  :       191:        15         23         13         15         11         64         10         10         17         40          7:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 25.5       43.3       36.8       54.1       21.3       35.3       31.0       46.0
Old  :                 25.5       43.3       36.8       54.1       21.3       35.3       31.0       46.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PLATINUM - NEW YORK MERCANTILE EXCHANGE                                                                                                          Code-076651
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 50 TROY OUNCES)                                                                                           :
     :          :    Positions                                                                                                           :
All  :    93,627:     7,177     37,238      9,711     33,812      1,152     38,238     11,588      4,186     22,093      2,873        435:   10,634     2,343
Old  :    93,627:     7,177     37,238      9,711     33,812      1,152     38,238     11,588      4,186     22,093      2,873        435:   10,634     2,343
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :     3,757:       367      2,003       -308      3,736         14      3,186       -484        194        447        561         -7:     -136    -2,260
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       7.7       39.8       10.4       36.1        1.2       40.8       12.4        4.5       23.6        3.1        0.5:     11.4       2.5
Old  :     100.0:       7.7       39.8       10.4       36.1        1.2       40.8       12.4        4.5       23.6        3.1        0.5:     11.4       2.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       261:        18         24         16         17         11         71         24         17         81         15          7:
Old  :       261:        18         24         16         17         11         71         24         17         81         15          7:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 13.6       37.4       24.6       52.7       13.6       37.2       24.1       51.8
Old  :                 13.6       37.4       24.6       52.7       13.6       37.2       24.1       51.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
SILVER - COMMODITY EXCHANGE INC.                                                                                                                 Code-084691
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 5,000 TROY OUNCES)                                                                                        :
     :          :    Positions                                                                                                           :
All  :   274,558:    17,378     70,700     54,234     80,316     20,083     79,238     36,736      9,832     18,139      9,015     37,631:   38,023    10,246
Old  :   274,558:    17,378     70,700     54,234     80,316     20,083     79,238     36,736      9,832     18,139      9,015     37,631:   38,023    10,246
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :     5,365:      -956     -1,704        758      7,908      2,546        952      7,805       -689        594         95        111:    2,048   -10,709
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       6.3       25.8       19.8       29.3        7.3       28.9       13.4        3.6        6.6        3.3       13.7:     13.8       3.7
Old  :     100.0:       6.3       25.8       19.8       29.3        7.3       28.9       13.4        3.6        6.6        3.3       13.7:     13.8       3.7
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       239:        15         17         17         21         24         51         31         37         67         22         43:
Old  :       239:        15         17         17         21         24         51         31         37         67         22         43:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 19.9       27.5       28.1       39.8       19.8       24.3       27.0       36.3
Old  :                 19.9       27.5       28.1       39.8       19.8       24.3       27.0       36.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
GOLD - COMMODITY EXCHANGE INC.                                                                                                                   Code-088691
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  : 1,071,020:    59,122    196,144    120,874    325,405    154,534    261,595     31,111    105,699    101,970     30,772    194,796:   72,431    32,559
Old  : 1,071,020:    59,122    196,144    120,874    325,405    154,534    261,595     31,111    105,699    101,970     30,772    194,796:   72,431    32,559
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :    36,453:    -5,178     -4,659      3,990     16,147      2,553      1,539      4,155     30,146      3,171      1,288       -386:      617   -12,792
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       5.5       18.3       11.3       30.4       14.4       24.4        2.9        9.9        9.5        2.9       18.2:      6.8       3.0
Old  :     100.0:       5.5       18.3       11.3       30.4       14.4       24.4        2.9        9.9        9.5        2.9       18.2:      6.8       3.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       416:        23         26         20         26         35        107         39         81        128         55         88:
Old  :       416:        23         26         20         26         35        107         39         81        128         55         88:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 16.5       27.6       26.7       40.0       12.3       17.9       18.0       27.7
Old  :                 16.5       27.6       26.7       40.0       12.3       17.9       18.0       27.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.                                                                                                        Code-085692
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 25,000 POUNDS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :   249,535:    31,594     56,274     46,946      3,765     10,527     61,835     79,673     39,487     21,830     25,643     18,846:   18,471    15,320
Old  :   249,535:    31,594     56,274     46,946      3,765     10,527     61,835     79,673     39,487     21,830     25,643     18,846:   18,471    15,320
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :    -6,171:    -9,287     -5,755        100        465        484      5,906      3,380     -4,867       -631        -95      1,055:    1,069      -839
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      12.7       22.6       18.8        1.5        4.2       24.8       31.9       15.8        8.7       10.3        7.6:      7.4       6.1
Old  :     100.0:      12.7       22.6       18.8        1.5        4.2       24.8       31.9       15.8        8.7       10.3        7.6:      7.4       6.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       309:        33         38         22          7         18         73         51         54         39         60         51:
Old  :       309:        33         38         22          7         18         73         51         54         39         60         51:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 15.7       26.6       25.8       42.3       13.9       22.7       22.0       35.4
Old  :                 15.7       26.6       25.8       42.3       13.9       22.7       22.0       35.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.                                                                                               Code-191693
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(55,116 US Pounds-25 MT)                                                                                                :
     :          :    Positions                                                                                                           :
All  :    24,566:    13,813     20,281      8,885      1,083        458          0        605          0      1,159      1,977         10:      241       152
Old  :    24,566:    13,813     20,281      8,885      1,083        458          0        605          0      1,159      1,977         10:      241       152
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :      -451:      -916       -459        196        -57        -46          0       -265          0        266        436          0:       49       -60
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      56.2       82.6       36.2        4.4        1.9        0.0        2.5        0.0        4.7        8.0        0.0:      1.0       0.6
Old  :     100.0:      56.2       82.6       36.2        4.4        1.9        0.0        2.5        0.0        4.7        8.0        0.0:      1.0       0.6
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        34:         9         14          8          .          5          0          .          0          .          .          .:
Old  :        34:         9         14          8          .          5          0          .          0          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 49.0       59.6       74.9       79.8       48.7       58.2       69.5       74.2
Old  :                 49.0       59.6       74.9       79.8       48.7       58.2       69.5       74.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE                                                                                             Code-192651
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 20 SHORT TONS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :    14,788:     5,234     11,545      1,770         61      1,106      2,379      1,132        521      3,292         94        214:      272       115
Old  :    14,788:     5,234     11,545      1,770         61      1,106      2,379      1,132        521      3,292         94        214:      272       115
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :    -1,401:       122     -2,243     -1,435         36        -45       -458        385        486       -117        -35         13:       33         2
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      35.4       78.1       12.0        0.4        7.5       16.1        7.7        3.5       22.3        0.6        1.4:      1.8       0.8
Old  :     100.0:      35.4       78.1       12.0        0.4        7.5       16.1        7.7        3.5       22.3        0.6        1.4:      1.8       0.8
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        29:        10          9          .          .          .          .          .          .          5          .          4:
Old  :        29:        10          9          .          .          .          .          .          .          5          .          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 56.8       69.1       75.3       86.6       44.3       60.6       57.8       68.3
Old  :                 56.8       69.1       75.3       86.6       44.3       60.6       57.8       68.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE                                                                                               Code-058643
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 110,000 BOARD FEET)                                                                                       :
     :          :    Positions                                                                                                           :
All  :     3,450:       607      1,746         76         55          0      1,348        299         13        116        213        378:      912       746
Old  :     3,450:       607      1,746         76         55          0      1,348        299         13        116        213        378:      912       746
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :      -300:      -165         29         -2         -1          0        292         10         13        -94        -58       -194:     -149       -99
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      17.6       50.6        2.2        1.6        0.0       39.1        8.7        0.4        3.4        6.2       11.0:     26.4      21.6
Old  :     100.0:      17.6       50.6        2.2        1.6        0.0       39.1        8.7        0.4        3.4        6.2       11.0:     26.4      21.6
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        53:         9         16          .          .          0         18          .          .          4          9         10:
Old  :        53:         9         16          .          .          0         18          .          .          4          9         10:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 24.9       28.2       37.9       43.2       22.8       27.1       34.7       38.6
Old  :                 24.9       28.2       37.9       43.2       22.8       27.1       34.7       38.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV                                                                                           Code-0063A2
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    34,720:    23,435      6,803      3,408     19,675          0      3,555          0          0      3,427      7,347        895:        0         0
Old  :    34,720:    23,435      6,803      3,408     19,675          0      3,555          0          0      3,427      7,347        895:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :         0:       380        -20         70          0          0       -500          0          0          0        -30         50:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      67.5       19.6        9.8       56.7        0.0       10.2        0.0        0.0        9.9       21.2        2.6:      0.0       0.0
Old  :     100.0:      67.5       19.6        9.8       56.7        0.0       10.2        0.0        0.0        9.9       21.2        2.6:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        40:        13          6          4          4          0          5          0          0          5          5          .:
Old  :        40:        13          6          4          4          0          5          0          0          5          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 50.8       75.6       72.8       94.2       50.1       75.6       72.2       92.2
Old  :                 50.8       75.6       72.8       94.2       50.1       75.6       72.2       92.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                           Code-0063AS
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :   115,796:    40,918     41,034      1,779     20,311     12,404     37,564        140      5,377      6,607     25,389     10,930:      218       213
Old  :   115,796:    40,918     41,034      1,779     20,311     12,404     37,564        140      5,377      6,607     25,389     10,930:      218       213
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :     3,741:       163       -249        484       -635      3,142       -200          0       -550         -7      1,334        781:      -72       -82
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      35.3       35.4        1.5       17.5       10.7       32.4        0.1        4.6        5.7       21.9        9.4:      0.2       0.2
Old  :     100.0:      35.3       35.4        1.5       17.5       10.7       32.4        0.1        4.6        5.7       21.9        9.4:      0.2       0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        64:        21         16          .          5          6         10          .          7         12         11         11:
Old  :        64:        21         16          .          5          6         10          .          7         12         11         11:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 34.2       29.6       51.4       49.5       29.4       25.4       41.3       38.0
Old  :                 34.2       29.6       51.4       49.5       29.4       25.4       41.3       38.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CA
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    54,841:    19,848     30,845        659      4,029      5,208     14,568        455      2,928      7,381      7,036      4,048:      202       293
Old  :    54,841:    19,848     30,845        659      4,029      5,208     14,568        455      2,928      7,381      7,036      4,048:      202       293
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :     2,757:       547      1,530         22        409       -178      1,613        -16       -100        285        376        544:       24       193
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      36.2       56.2        1.2        7.3        9.5       26.6        0.8        5.3       13.5       12.8        7.4:      0.4       0.5
Old  :     100.0:      36.2       56.2        1.2        7.3        9.5       26.6        0.8        5.3       13.5       12.8        7.4:      0.4       0.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        48:        15         13          .          4          .          7          .          4          9          8          9:
Old  :        48:        15         13          .          4          .          7          .          4          9          8          9:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 29.0       47.0       50.7       66.3       24.6       42.6       39.8       53.0
Old  :                 29.0       47.0       50.7       66.3       24.6       42.6       39.8       53.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NJ SRECS - ICE FUTURES ENERGY DIV                                                                                                                Code-0063CC
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :   146,795:    99,825     40,857          0      1,068      4,527     14,731        775        200     24,787     96,643      2,725:        0         0
Old  :   146,795:    99,825     40,857          0      1,068      4,527     14,731        775        200     24,787     96,643      2,725:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :       773:       350        223          0       -223        223          0       -300        200       -100        550        100:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      68.0       27.8        0.0        0.7        3.1       10.0        0.5        0.1       16.9       65.8        1.9:      0.0       0.0
Old  :     100.0:      68.0       27.8        0.0        0.7        3.1       10.0        0.5        0.1       16.9       65.8        1.9:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        31:        15         11          0          .          .          .          .          .          .          8          .:
Old  :        31:        15         11          0          .          .          .          .          .          .          8          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 66.0       75.2       87.1       86.2       65.7       71.4       80.4       78.8
Old  :                 66.0       75.2       87.1       86.2       65.7       71.4       80.4       78.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                   Code-0063CH
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of renewable energy certificates                                                                                :
     :          :    Positions                                                                                                           :
All  :   104,794:    83,910     55,790        200      1,584      1,083      3,556          0          0     13,408     43,700      2,637:        0         0
Old  :   104,794:    83,910     55,790        200      1,584      1,083      3,556          0          0     13,408     43,700      2,637:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :    -1,234:    -1,523     -1,534          0       -231        131        600          0          0       -443        400          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      80.1       53.2        0.2        1.5        1.0        3.4        0.0        0.0       12.8       41.7        2.5:      0.0       0.0
Old  :     100.0:      80.1       53.2        0.2        1.5        1.0        3.4        0.0        0.0       12.8       41.7        2.5:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        27:        12          9          .          .          .          .          0          0          5          .          .:
Old  :        27:        12          9          .          .          .          .          0          0          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 63.8       80.0       81.3       93.3       62.2       77.4       79.4       89.2
Old  :                 63.8       80.0       81.3       93.3       62.2       77.4       79.4       89.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CJ
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    30,168:    14,423     14,541        350      4,413      1,837      5,089          0          0      4,215      5,123      4,254:        0         0
Old  :    30,168:    14,423     14,541        350      4,413      1,837      5,089          0          0      4,215      5,123      4,254:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :      -246:       -75        -71          0          0       -100       -171          0          0          0       -175        100:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      47.8       48.2        1.2       14.6        6.1       16.9        0.0        0.0       14.0       17.0       14.1:      0.0       0.0
Old  :     100.0:      47.8       48.2        1.2       14.6        6.1       16.9        0.0        0.0       14.0       17.0       14.1:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        28:         8          8          .          .          .          .          0          0          6          .          4:
Old  :        28:         8          8          .          .          .          .          0          0          6          .          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 40.2       53.3       65.1       79.8       36.0       38.2       53.0       57.3
Old  :                 40.2       53.3       65.1       79.8       36.0       38.2       53.0       57.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063CL
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    54,393:    26,930     25,558      2,589      7,211     16,914      3,990          0          0      2,245      2,985      1,725:        0         0
Old  :    54,393:    26,930     25,558      2,589      7,211     16,914      3,990          0          0      2,245      2,985      1,725:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :     5,178:     1,156        144          0      1,012      4,022          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      49.5       47.0        4.8       13.3       31.1        7.3        0.0        0.0        4.1        5.5        3.2:      0.0       0.0
Old  :     100.0:      49.5       47.0        4.8       13.3       31.1        7.3        0.0        0.0        4.1        5.5        3.2:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        32:        14         13          .          .          .          .          0          0          7          .          .:
Old  :        32:        14         13          .          .          .          .          0          0          7          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 49.4       61.0       75.9       82.8       34.5       35.2       43.8       48.2
Old  :                 49.4       61.0       75.9       82.8       34.5       35.2       43.8       48.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV                                                                                            Code-0063D9
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :     9,336:     2,800      4,577        550      2,150          0      5,186          0          0        400      2,209        400:        0         0
Old  :     9,336:     2,800      4,577        550      2,150          0      5,186          0          0        400      2,209        400:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      30.0       49.0        5.9       23.0        0.0       55.5        0.0        0.0        4.3       23.7        4.3:      0.0       0.0
Old  :     100.0:      30.0       49.0        5.9       23.0        0.0       55.5        0.0        0.0        4.3       23.7        4.3:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        22:         .          8          .          .          0          4          0          0          .          .          .:
Old  :        22:         .          8          .          .          0          4          0          0          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 77.0       62.1       94.1       89.6       71.6       61.0       87.1       85.3
Old  :                 77.0       62.1       94.1       89.6       71.6       61.0       87.1       85.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                        Code-0063DK
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    12,071:     9,685      9,106      1,075         50          1        146          0        214        700      2,450        250:        0         0
Old  :    12,071:     9,685      9,106      1,075         50          1        146          0        214        700      2,450        250:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :       315:       315        100          0          0          0       -165          0        165          0         50          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      80.2       75.4        8.9        0.4        0.0        1.2        0.0        1.8        5.8       20.3        2.1:      0.0       0.0
Old  :     100.0:      80.2       75.4        8.9        0.4        0.0        1.2        0.0        1.8        5.8       20.3        2.1:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        21:        10          5          .          .          .          .          0          .          .          4          .:
Old  :        21:        10          5          .          .          .          .          0          .          .          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 75.9       81.9       93.1       95.8       72.1       81.0       87.1       89.7
Old  :                 75.9       81.9       93.1       95.8       72.1       81.0       87.1       89.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                           Code-0063DL
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    19,803:    15,277     13,038        441          0        115        506          0        400      2,489      5,700        550:       25         0
Old  :    19,803:    15,277     13,038        441          0        115        506          0        400      2,489      5,700        550:       25         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :      -554:      -956       -448        441        -17       -139        100          0          0          0         50          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      77.1       65.8        2.2        0.0        0.6        2.6        0.0        2.0       12.6       28.8        2.8:      0.1       0.0
Old  :     100.0:      77.1       65.8        2.2        0.0        0.6        2.6        0.0        2.0       12.6       28.8        2.8:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        24:        10          7          .          0          .          .          0          .          4          5          .:
Old  :        24:        10          7          .          0          .          .          0          .          4          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 61.6       83.6       84.8       94.0       61.1       83.1       81.9       91.4
Old  :                 61.6       83.6       84.8       94.0       61.1       83.1       81.9       91.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV                                                                                                      Code-0063DN
Disaggregated Commitments of Traders - Options and Futures Combined, November 05, 2019                                                                       
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    45,144:    18,545     32,279          0        510        368        730          0        500     22,914      9,400      2,087:        0         0
Old  :    45,144:    18,545     32,279          0        510        368        730          0        500     22,914      9,400      2,087:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       October 29, 2019                                                                 :
     :       122:     1,500       -400          0         22          0          0          0          0     -1,378        500          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      41.1       71.5        0.0        1.1        0.8        1.6        0.0        1.1       50.8       20.8        4.6:      0.0       0.0
Old  :     100.0:      41.1       71.5        0.0        1.1        0.8        1.6        0.0        1.1       50.8       20.8        4.6:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        13          8          0          .          .          .          0          .          5          .          .:
Old  :        25:        13          8          0          .          .          .          0          .          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 67.4       68.0       87.5       89.6       60.7       65.4       73.8       78.4
Old  :                 67.4       68.0       87.5       89.6       60.7       65.4       73.8       78.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 



Updated November 08, 2019