PALLADIUM - NEW YORK MERCANTILE EXCHANGE                                                                                                         Code-075651
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :    26,596:     1,987      9,649      2,146      4,189        577     13,862      3,692      3,956      1,606      1,932        153:    2,309     2,448
Old  :    26,596:     1,987      9,649      2,146      4,189        577     13,862      3,692      3,956      1,606      1,932        153:    2,309     2,448
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       183:       369       -354       -313     -1,219        398     -1,001        462        735       -139       -106        136:       -2       131
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       7.5       36.3        8.1       15.8        2.2       52.1       13.9       14.9        6.0        7.3        0.6:      8.7       9.2
Old  :     100.0:       7.5       36.3        8.1       15.8        2.2       52.1       13.9       14.9        6.0        7.3        0.6:      8.7       9.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       176:        10         19          9         12          6         62         12          8         20         33          4:
Old  :       176:        10         19          9         12          6         62         12          8         20         33          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 23.3       44.5       37.0       58.5       17.1       34.8       28.0       44.8
Old  :                 23.3       44.5       37.0       58.5       17.1       34.8       28.0       44.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PLATINUM - NEW YORK MERCANTILE EXCHANGE                                                                                                          Code-076651
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 50 TROY OUNCES)                                                                                           :
     :          :    Positions                                                                                                           :
All  :   105,936:     3,861     46,925     10,058     43,136        479     57,188      6,099      2,355     20,764      4,462          3:   11,228     2,477
Old  :   105,936:     3,861     46,925     10,058     43,136        479     57,188      6,099      2,355     20,764      4,462          3:   11,228     2,477
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       993:      -289       -181        855      4,282       -995      1,092     -1,377       -322        393         -4       -209:      468      -201
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       3.6       44.3        9.5       40.7        0.5       54.0        5.8        2.2       19.6        4.2        0.0:     10.6       2.3
Old  :     100.0:       3.6       44.3        9.5       40.7        0.5       54.0        5.8        2.2       19.6        4.2        0.0:     10.6       2.3
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       274:        14         23         13         21          5         78         20         13         89         19          .:
Old  :       274:        14         23         13         21          5         78         20         13         89         19          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 15.8       40.5       26.9       57.3       15.8       40.4       26.6       57.3
Old  :                 15.8       40.5       26.9       57.3       15.8       40.4       26.6       57.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
SILVER - COMMODITY EXCHANGE INC.                                                                                                                 Code-084691
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 5,000 TROY OUNCES)                                                                                        :
     :          :    Positions                                                                                                           :
All  :   233,858:     7,147     68,511     53,575     86,439      3,108     88,457     31,899     13,312     20,687      8,370     15,430:   32,142     6,789
Old  :   233,858:     7,147     68,511     53,575     86,439      3,108     88,457     31,899     13,312     20,687      8,370     15,430:   32,142     6,789
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :      -781:        67      1,731       -500       -293        159     -2,221     -1,600       -366        603     -1,520        927:      550       181
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       3.1       29.3       22.9       37.0        1.3       37.8       13.6        5.7        8.8        3.6        6.6:     13.7       2.9
Old  :     100.0:       3.1       29.3       22.9       37.0        1.3       37.8       13.6        5.7        8.8        3.6        6.6:     13.7       2.9
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       224:        13         20         18         18         12         55         23         29         59         18         19:
Old  :       224:        13         20         18         18         12         55         23         29         59         18         19:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 20.9       31.3       34.0       47.7       20.5       31.1       31.4       46.6
Old  :                 20.9       31.3       34.0       47.7       20.5       31.1       31.4       46.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
GOLD - COMMODITY EXCHANGE INC.                                                                                                                   Code-088691
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :   793,829:    42,645    185,232    121,988    331,304     47,812    258,269     34,437     92,165    116,524     22,661     49,309:   65,117    30,909
Old  :   793,829:    42,645    185,232    121,988    331,304     47,812    258,269     34,437     92,165    116,524     22,661     49,309:   65,117    30,909
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :    -3,054:     2,467      3,914     -3,568     -2,931     -7,812     -4,133      2,494     -1,754      2,117     -2,970      6,109:    3,520      -104
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       5.4       23.3       15.4       41.7        6.0       32.5        4.3       11.6       14.7        2.9        6.2:      8.2       3.9
Old  :     100.0:       5.4       23.3       15.4       41.7        6.0       32.5        4.3       11.6       14.7        2.9        6.2:      8.2       3.9
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       395:        18         24         22         27         26        113         29         32        120         41         52:
Old  :       395:        18         24         22         27         26        113         29         32        120         41         52:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 24.1       27.4       35.1       43.1       17.8       23.9       24.7       38.2
Old  :                 24.1       27.4       35.1       43.1       17.8       23.9       24.7       38.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.                                                                                                        Code-085692
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 25,000 POUNDS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :   282,358:    31,937     87,418     48,707      5,128      5,436     77,873     71,737     51,824     25,854     26,201     22,568:   18,159    12,046
Old  :   282,358:    31,937     87,418     48,707      5,128      5,436     77,873     71,737     51,824     25,854     26,201     22,568:   18,159    12,046
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :     1,192:    -2,994       -142        244         23        271     -2,180     -2,850      4,372      2,370        718        372:   -1,263    -1,572
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      11.3       31.0       17.3        1.8        1.9       27.6       25.4       18.4        9.2        9.3        8.0:      6.4       4.3
Old  :     100.0:      11.3       31.0       17.3        1.8        1.9       27.6       25.4       18.4        9.2        9.3        8.0:      6.4       4.3
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       310:        27         38         21          7         14         89         38         47         52         51         40:
Old  :       310:        27         38         21          7         14         89         38         47         52         51         40:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 16.7       26.2       28.2       41.8       15.9       23.0       24.9       35.2
Old  :                 16.7       26.2       28.2       41.8       15.9       23.0       24.9       35.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.                                                                                               Code-191693
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(55,116 US Pounds-25 MT)                                                                                                :
     :          :    Positions                                                                                                           :
All  :    26,553:    12,625     21,401     12,040      1,228         88        370        300          0      1,214      3,407          0:      216       129
Old  :    26,553:    12,625     21,401     12,040      1,228         88        370        300          0      1,214      3,407          0:      216       129
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :     1,522:     1,215        878        303         50        -11          0          0          0          0        720          0:       15      -115
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      47.5       80.6       45.3        4.6        0.3        1.4        1.1        0.0        4.6       12.8        0.0:      0.8       0.5
Old  :     100.0:      47.5       80.6       45.3        4.6        0.3        1.4        1.1        0.0        4.6       12.8        0.0:      0.8       0.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        33:        11         14          8          .          .          .          .          0          .          .          0:
Old  :        33:        11         14          8          .          .          .          .          0          .          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 46.2       73.6       67.4       87.2       45.8       70.8       66.6       83.4
Old  :                 46.2       73.6       67.4       87.2       45.8       70.8       66.6       83.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE                                                                                             Code-192651
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 20 SHORT TONS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :    17,577:     7,537     10,692      1,559        475        702      1,916      4,114        485      3,919         41        913:      546       155
Old  :    17,577:     7,537     10,692      1,559        475        702      1,916      4,114        485      3,919         41        913:      546       155
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       149:       325        389        435          0       -402        129          0          0       -550        -66        226:      -14         2
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      42.9       60.8        8.9        2.7        4.0       10.9       23.4        2.8       22.3        0.2        5.2:      3.1       0.9
Old  :     100.0:      42.9       60.8        8.9        2.7        4.0       10.9       23.4        2.8       22.3        0.2        5.2:      3.1       0.9
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        31:        15          9          .          .          .          .          .          .          7          .          4:
Old  :        31:        15          9          .          .          .          .          .          .          7          .          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 50.4       68.0       73.7       86.9       40.8       63.4       56.2       70.7
Old  :                 50.4       68.0       73.7       86.9       40.8       63.4       56.2       70.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE                                                                                               Code-058643
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 110,000 BOARD FEET)                                                                                       :
     :          :    Positions                                                                                                           :
All  :     3,236:       413      1,627         73          0          0      1,180        331          6        373        343        126:    1,065       803
Old  :     3,236:       413      1,627         73          0          0      1,180        331          6        373        343        126:    1,065       803
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       -24:       -14        -35        -49          0          0         28        -24          6         37        118        -85:       53        -4
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      12.8       50.3        2.3        0.0        0.0       36.5       10.2        0.2       11.5       10.6        3.9:     32.9      24.8
Old  :     100.0:      12.8       50.3        2.3        0.0        0.0       36.5       10.2        0.2       11.5       10.6        3.9:     32.9      24.8
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        41:         7         14          .          0          0         11          .          .          .          7          6:
Old  :        41:         7         14          .          0          0         11          .          .          .          7          6:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 28.3       33.8       45.8       48.5       27.1       33.2       42.5       46.8
Old  :                 28.3       33.8       45.8       48.5       27.1       33.2       42.5       46.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV                                                                                           Code-0063A2
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    17,314:    10,852      5,994      1,170      9,845          0      2,577          0          0      2,199        954        516:        0         5
Old  :    17,314:    10,852      5,994      1,170      9,845          0      2,577          0          0      2,199        954        516:        0         5
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      62.7       34.6        6.8       56.9        0.0       14.9        0.0        0.0       12.7        5.5        3.0:      0.0       0.0
Old  :     100.0:      62.7       34.6        6.8       56.9        0.0       14.9        0.0        0.0       12.7        5.5        3.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        29:        11          5          .          .          0          4          0          0          4          .          .:
Old  :        29:        11          5          .          .          0          4          0          0          4          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 42.8       77.4       67.4       94.8       42.8       75.3       65.3       84.3
Old  :                 42.8       77.4       67.4       94.8       42.8       75.3       65.3       84.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                           Code-0063AS
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    68,014:    23,476     16,504        604     23,465      2,526     33,000        139      2,351      5,247     22,224        620:      190       185
Old  :    68,014:    23,476     16,504        604     23,465      2,526     33,000        139      2,351      5,247     22,224        620:      190       185
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :      -665:       313        -50          2       -683         50       -500          0          0       -780       -232        250:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      34.5       24.3        0.9       34.5        3.7       48.5        0.2        3.5        7.7       32.7        0.9:      0.3       0.3
Old  :     100.0:      34.5       24.3        0.9       34.5        3.7       48.5        0.2        3.5        7.7       32.7        0.9:      0.3       0.3
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        52:        13         11          .          6          4          8          .          .         10          7          .:
Old  :        52:        13         11          .          6          4          8          .          .         10          7          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 46.7       45.1       67.6       72.6       46.0       44.8       64.8       69.5
Old  :                 46.7       45.1       67.6       72.6       46.0       44.8       64.8       69.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CA
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    52,033:    20,401     19,130        630      8,516      2,665     16,693        923        155     10,770     19,999        570:      149        75
Old  :    52,033:    20,401     19,130        630      8,516      2,665     16,693        923        155     10,770     19,999        570:      149        75
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :     2,111:    -1,287     -1,452          0       -383      2,155        700       -382          0          1      1,638        535:        7         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      39.2       36.8        1.2       16.4        5.1       32.1        1.8        0.3       20.7       38.4        1.1:      0.3       0.1
Old  :     100.0:      39.2       36.8        1.2       16.4        5.1       32.1        1.8        0.3       20.7       38.4        1.1:      0.3       0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        56:        16          9          .          6          5          6          .          .         16          7          .:
Old  :        56:        16          9          .          6          5          6          .          .         16          7          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 33.0       45.7       50.1       71.2       30.7       42.3       45.5       65.6
Old  :                 33.0       45.7       50.1       71.2       30.7       42.3       45.5       65.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NJ SRECS - ICE FUTURES ENERGY DIV                                                                                                                Code-0063CC
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :   154,733:   102,406    119,486          0        354      5,808     15,240          0        259     26,619     24,425      4,401:        0         0
Old  :   154,733:   102,406    119,486          0        354      5,808     15,240          0        259     26,619     24,425      4,401:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       700:       100          0          0          0          0        100          0          0       -176         24        676:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      66.2       77.2        0.0        0.2        3.8        9.8        0.0        0.2       17.2       15.8        2.8:      0.0       0.0
Old  :     100.0:      66.2       77.2        0.0        0.2        3.8        9.8        0.0        0.2       17.2       15.8        2.8:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        30:        13         12          0          .          .          .          0          .          .          6          .:
Old  :        30:        13         12          0          .          .          .          0          .          .          6          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 63.8       77.1       85.3       87.5       63.3       74.7       79.3       80.0
Old  :                 63.8       77.1       85.3       87.5       63.3       74.7       79.3       80.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                   Code-0063CH
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of renewable energy certificates                                                                                :
     :          :    Positions                                                                                                           :
All  :   122,151:    93,033    100,300      7,050      2,056        709      2,906          0          0     14,215     14,848      4,238:        0         0
Old  :   122,151:    93,033    100,300      7,050      2,056        709      2,906          0          0     14,215     14,848      4,238:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :     8,050:     3,646      8,078      1,000        -30          2       -750          0          0      3,702       -450        450:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      76.2       82.1        5.8        1.7        0.6        2.4        0.0        0.0       11.6       12.2        3.5:      0.0       0.0
Old  :     100.0:      76.2       82.1        5.8        1.7        0.6        2.4        0.0        0.0       11.6       12.2        3.5:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        30:        15          9          .          .          .          .          0          0          5          .          .:
Old  :        30:        15          9          .          .          .          .          0          0          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 61.1       80.3       80.6       96.2       61.1       77.0       79.9       90.8
Old  :                 61.1       80.3       80.6       96.2       61.1       77.0       79.9       90.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CJ
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    31,660:    12,104     17,124        350      8,105        150      5,485          0          0     11,159      3,869      2,412:        0         0
Old  :    31,660:    12,104     17,124        350      8,105        150      5,485          0          0     11,159      3,869      2,412:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       125:       -25        -18          0          0          0          0          0          0        125        118         25:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      38.2       54.1        1.1       25.6        0.5       17.3        0.0        0.0       35.2       12.2        7.6:      0.0       0.0
Old  :     100.0:      38.2       54.1        1.1       25.6        0.5       17.3        0.0        0.0       35.2       12.2        7.6:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        34:         8         10          .          5          .          .          0          0          9          4          .:
Old  :        34:         8         10          .          5          .          .          0          0          9          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 52.2       50.2       75.8       76.3       50.8       48.9       72.7       70.7
Old  :                 52.2       50.2       75.8       76.3       50.8       48.9       72.7       70.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063CL
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    35,564:    21,071     10,393      6,275     24,071          0      3,990          0          0      4,228      1,100          0:        0         0
Old  :    35,564:    21,071     10,393      6,275     24,071          0      3,990          0          0      4,228      1,100          0:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :       100:       100        100          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      59.2       29.2       17.6       67.7        0.0       11.2        0.0        0.0       11.9        3.1        0.0:      0.0       0.0
Old  :     100.0:      59.2       29.2       17.6       67.7        0.0       11.2        0.0        0.0       11.9        3.1        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        27:        10          4          .          .          0          .          0          0          7          .          0:
Old  :        27:        10          4          .          .          0          .          0          0          7          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 61.9       92.1       82.7      100.0       61.9       92.1       82.7       98.6
Old  :                 61.9       92.1       82.7      100.0       61.9       92.1       82.7       98.6
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV                                                                                            Code-0063D9
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    17,917:     8,573     11,698        750      4,911          0      3,093          0          0      4,568        375        933:        0         0
Old  :    17,917:     8,573     11,698        750      4,911          0      3,093          0          0      4,568        375        933:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :     3,575:     2,700      2,475          0      1,100          0          0          0          0        800        -75         75:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      47.8       65.3        4.2       27.4        0.0       17.3        0.0        0.0       25.5        2.1        5.2:      0.0       0.0
Old  :     100.0:      47.8       65.3        4.2       27.4        0.0       17.3        0.0        0.0       25.5        2.1        5.2:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        29:         7         10          .          4          0          .          0          0          7          .          .:
Old  :        29:         7         10          .          4          0          .          0          0          7          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 61.3       58.8       82.3       87.5       59.9       58.2       76.5       78.3
Old  :                 61.3       58.8       82.3       87.5       59.9       58.2       76.5       78.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                        Code-0063DK
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    11,811:     9,736      8,446        660         50          0          0        125        290      1,125      2,900          0:        0         0
Old  :    11,811:     9,736      8,446        660         50          0          0        125        290      1,125      2,900          0:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :      -644:      -477       -759       -257          0          0        -25        125        -10        225        100       -100:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      82.4       71.5        5.6        0.4        0.0        0.0        1.1        2.5        9.5       24.6        0.0:      0.0       0.0
Old  :     100.0:      82.4       71.5        5.6        0.4        0.0        0.0        1.1        2.5        9.5       24.6        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        23:        10          7          .          .          0          0          .          .          .          4          0:
Old  :        23:        10          7          .          .          0          0          .          .          .          4          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 75.0       75.9       92.0       93.6       75.0       75.6       89.9       91.5
Old  :                 75.0       75.9       92.0       93.6       75.0       75.6       89.9       91.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                           Code-0063DL
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    19,802:    15,114     13,502      1,443          0        100        381          0        350      1,964      5,425        425:       25         0
Old  :    19,802:    15,114     13,502      1,443          0        100        381          0        350      1,964      5,425        425:       25         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :    -1,415:    -1,269       -765        254          0        -50       -148          0          0       -125       -525        -75:       -2         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      76.3       68.2        7.3        0.0        0.5        1.9        0.0        1.8        9.9       27.4        2.1:      0.1       0.0
Old  :     100.0:      76.3       68.2        7.3        0.0        0.5        1.9        0.0        1.8        9.9       27.4        2.1:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        26:        10          9          .          0          .          .          0          .          4          6          .:
Old  :        26:        10          9          .          0          .          .          0          .          4          6          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 60.8       74.3       86.6       86.3       58.1       71.7       80.8       83.2
Old  :                 60.8       74.3       86.6       86.3       58.1       71.7       80.8       83.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV                                                                                                      Code-0063DN
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    47,674:    23,067     32,638          0        792        244        330          0        700     21,683     11,650      1,650:        0         0
Old  :    47,674:    23,067     32,638          0        792        244        330          0        700     21,683     11,650      1,650:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :     1,525:       700        600          0         12          0          0          0          0        912      1,000        -87:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      48.4       68.5        0.0        1.7        0.5        0.7        0.0        1.5       45.5       24.4        3.5:      0.0       0.0
Old  :     100.0:      48.4       68.5        0.0        1.7        0.5        0.7        0.0        1.5       45.5       24.4        3.5:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        13          8          0          .          .          .          0          .          5          .          .:
Old  :        25:        13          8          0          .          .          .          0          .          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 66.3       66.7       87.4       89.8       60.0       64.3       78.2       81.4
Old  :                 66.3       66.7       87.4       89.8       60.0       64.3       78.2       81.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS SREC CARVE OUT 1 - ICE FUTURES ENERGY DIV                                                                                                   Code-0063DP
Disaggregated Commitments of Traders - Futures Only, January 21, 2020                                                                                        
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    14,735:    12,130      5,735        605        100          0         50          0          0        450      7,400      1,500:        0         0
Old  :    14,735:    12,130      5,735        605        100          0         50          0          0        450      7,400      1,500:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       January 14, 2020                                                                 :
     :        50:        53          0         -3          0          0          0          0          0        -50          0         50:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      82.3       38.9        4.1        0.7        0.0        0.3        0.0        0.0        3.1       50.2       10.2:      0.0       0.0
Old  :     100.0:      82.3       38.9        4.1        0.7        0.0        0.3        0.0        0.0        3.1       50.2       10.2:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        20:        10          6          .          .          0          .          0          0          .          .          .:
Old  :        20:        10          6          .          .          0          .          0          0          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 68.5       76.7       90.0       96.9       62.9       72.5       77.9       82.0
Old  :                 68.5       76.7       90.0       96.9       62.9       72.5       77.9       82.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 



Updated January 24, 2020