PALLADIUM - NEW YORK MERCANTILE EXCHANGE                                                                                                         Code-075651
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :     9,017:       145      4,165      1,980      1,229          5      4,560      1,025        385        344      1,241          0:    1,598       967
Old  :     9,017:       145      4,165      1,980      1,229          5      4,560      1,025        385        344      1,241          0:    1,598       967
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -500:       -28       -133         39       -123        -10       -580       -150         10          1        -17        -26:       94       -51
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       1.6       46.2       22.0       13.6        0.1       50.6       11.4        4.3        3.8       13.8        0.0:     17.7      10.7
Old  :     100.0:       1.6       46.2       22.0       13.6        0.1       50.6       11.4        4.3        3.8       13.8        0.0:     17.7      10.7
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        96:         4         15         11          9          .         29          9          6          6         15          0:
Old  :        96:         4         15         11          9          .         29          9          6          6         15          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 26.2       40.5       41.5       52.4       26.2       38.9       41.5       50.8
Old  :                 26.2       40.5       41.5       52.4       26.2       38.9       41.5       50.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PLATINUM - NEW YORK MERCANTILE EXCHANGE                                                                                                          Code-076651
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 50 TROY OUNCES)                                                                                           :
     :          :    Positions                                                                                                           :
All  :    55,680:     2,222     24,111     11,980      5,248      2,709     14,275     14,540      3,048     12,779      2,690      1,326:    7,341     2,008
Old  :    55,680:     2,222     24,111     11,980      5,248      2,709     14,275     14,540      3,048     12,779      2,690      1,326:    7,341     2,008
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :    -4,324:       437     -2,384       -714       -218        233     -2,526       -708        -65       -838     -2,220      1,096:   -1,947       -58
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       4.0       43.3       21.5        9.4        4.9       25.6       26.1        5.5       23.0        4.8        2.4:     13.2       3.6
Old  :     100.0:       4.0       43.3       21.5        9.4        4.9       25.6       26.1        5.5       23.0        4.8        2.4:     13.2       3.6
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       199:        11         22         16         16         13         42         26         18         54         13          6:
Old  :       199:        11         22         16         16         13         42         26         18         54         13          6:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 18.1       41.5       29.2       52.2       17.2       39.7       28.1       49.5
Old  :                 18.1       41.5       29.2       52.2       17.2       39.7       28.1       49.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
SILVER - COMMODITY EXCHANGE INC.                                                                                                                 Code-084691
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 5,000 TROY OUNCES)                                                                                        :
     :          :    Positions                                                                                                           :
All  :   157,308:     7,752     57,302     40,587     44,236      3,164     59,160     23,489      2,483     15,471     10,412      3,623:   25,068    12,599
Old  :   157,308:     7,752     57,302     40,587     44,236      3,164     59,160     23,489      2,483     15,471     10,412      3,623:   25,068    12,599
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -600:      -641        975      1,140       -511        772     -2,387     -1,563       -293      2,009       -598       -716:     -484     1,334
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       4.9       36.4       25.8       28.1        2.0       37.6       14.9        1.6        9.8        6.6        2.3:     15.9       8.0
Old  :     100.0:       4.9       36.4       25.8       28.1        2.0       37.6       14.9        1.6        9.8        6.6        2.3:     15.9       8.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       217:         9         29         19         20         13         47         17         16         48         29         19:
Old  :       217:         9         29         19         20         13         47         17         16         48         29         19:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 22.3       33.5       32.8       46.4       22.3       32.3       32.7       45.1
Old  :                 22.3       33.5       32.8       46.4       22.3       32.3       32.7       45.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
GOLD - COMMODITY EXCHANGE INC.                                                                                                                   Code-088691
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :   562,396:    18,095    114,937     80,681    270,017     34,881    140,320     45,948     28,535    175,786     26,499     19,542:   64,556    22,037
Old  :   562,396:    18,095    114,937     80,681    270,017     34,881    140,320     45,948     28,535    175,786     26,499     19,542:   64,556    22,037
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :   -13,481:    -2,639      1,166     -2,988     12,977      1,384     -4,350    -17,274        -68     11,441       -234    -11,147:   -5,114      -285
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       3.2       20.4       14.3       48.0        6.2       25.0        8.2        5.1       31.3        4.7        3.5:     11.5       3.9
Old  :     100.0:       3.2       20.4       14.3       48.0        6.2       25.0        8.2        5.1       31.3        4.7        3.5:     11.5       3.9
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       370:        16         25         23         26         26        101         26         36        123         33         32:
Old  :       370:        16         25         23         26         26        101         26         36        123         33         32:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 17.4       29.2       26.6       46.4       17.3       27.9       26.2       43.1
Old  :                 17.4       29.2       26.6       46.4       17.3       27.9       26.2       43.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.                                                                                                        Code-085692
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 25,000 POUNDS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :   236,095:    25,945    110,821     42,123     13,576      5,537    102,331     25,633     25,182     11,672     34,308      8,224:   15,081    12,814
Old  :   236,095:    25,945    110,821     42,123     13,576      5,537    102,331     25,633     25,182     11,672     34,308      8,224:   15,081    12,814
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :   -16,265:    -1,712    -13,550       -641     -1,386        -77     -7,380      3,309     -1,216     -2,202        888     -2,915:     -122    -1,318
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      11.0       46.9       17.8        5.8        2.3       43.3       10.9       10.7        4.9       14.5        3.5:      6.4       5.4
Old  :     100.0:      11.0       46.9       17.8        5.8        2.3       43.3       10.9       10.7        4.9       14.5        3.5:      6.4       5.4
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       271:        28         39         19         11         12         78         31         40         29         52         24:
Old  :       271:        28         39         19         11         12         78         31         40         29         52         24:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 20.2       31.5       33.1       47.6       19.4       28.9       30.8       39.7
Old  :                 20.2       31.5       33.1       47.6       19.4       28.9       30.8       39.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.                                                                                               Code-191693
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(55,116 US Pounds-25 MT)                                                                                                :
     :          :    Positions                                                                                                           :
All  :    36,389:    11,847     32,416     19,003        478        150          0      1,545          0      5,153      1,706         30:      206        64
Old  :    36,389:    11,847     32,416     19,003        478        150          0      1,545          0      5,153      1,706         30:      206        64
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :     2,585:     1,109      2,267      1,152         -5          0          0        288          0        314          0         30:      -20         5
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      32.6       89.1       52.2        1.3        0.4        0.0        4.2        0.0       14.2        4.7        0.1:      0.6       0.2
Old  :     100.0:      32.6       89.1       52.2        1.3        0.4        0.0        4.2        0.0       14.2        4.7        0.1:      0.6       0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        37:        12         16         11          .          4          0          .          0          4          .          .:
Old  :        37:        12         16         11          .          4          0          .          0          4          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 42.9       60.2       67.0       87.5       42.7       52.3       65.9       77.9
Old  :                 42.9       60.2       67.0       87.5       42.7       52.3       65.9       77.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINIUM EURO PREM DUTYUNPAID - COMMODITY EXCHANGE INC.                                                                                         Code-191694
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(25 METRIC TONS)                                                                                                        :
     :          :    Positions                                                                                                           :
All  :    11,323:     7,690      9,603      3,402          0          0          0          0          0        160      1,480          0:       71       240
Old  :    11,323:     7,690      9,603      3,402          0          0          0          0          0        160      1,480          0:       71       240
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :         .:         .          .          .          .          .          .          .          .          .          .          .:        .         .
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      67.9       84.8       30.0        0.0        0.0        0.0        0.0        0.0        1.4       13.1        0.0:      0.6       2.1
Old  :     100.0:      67.9       84.8       30.0        0.0        0.0        0.0        0.0        0.0        1.4       13.1        0.0:      0.6       2.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        20:        10          6          4          0          0          0          0          0          .          .          0:
Old  :        20:        10          6          4          0          0          0          0          0          .          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 57.9       64.0       82.4       95.8       52.8       58.9       73.9       81.3
Old  :                 57.9       64.0       82.4       95.8       52.8       58.9       73.9       81.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINIUM EURO PREM DUTY-PAID - COMMODITY EXCHANGE INC.                                                                                          Code-191696
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(25 METRIC TONS)                                                                                                        :
     :          :    Positions                                                                                                           :
All  :    12,368:     6,542     10,983      5,451        140          0          0        440          0         80        800          0:      295         5
Old  :    12,368:     6,542     10,983      5,451        140          0          0        440          0         80        800          0:      295         5
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :         .:         .          .          .          .          .          .          .          .          .          .          .:        .         .
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      52.9       88.8       44.1        1.1        0.0        0.0        3.6        0.0        0.6        6.5        0.0:      2.4       0.0
Old  :     100.0:      52.9       88.8       44.1        1.1        0.0        0.0        3.6        0.0        0.6        6.5        0.0:      2.4       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        22:         6         11          4          .          0          0          .          0          .          .          0:
Old  :        22:         6         11          4          .          0          0          .          0          .          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 79.7       75.8       94.9       88.6       78.8       69.8       88.8       81.0
Old  :                 79.7       75.8       94.9       88.6       78.8       69.8       88.8       81.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
US MIDWEST DOMESTIC HOT-ROLL  - COMMODITY EXCHANGE INC.                                                                                          Code-192651
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 20 SHORT TONS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :    23,500:     6,297     19,882      5,764        206        785      8,447        461        731      1,089      1,033        248:      139       154
Old  :    23,500:     6,297     19,882      5,764        206        785      8,447        461        731      1,089      1,033        248:      139       154
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :       137:       219        156        -26        -19         23        -22          0        -51        -31         28        -32:       57        32
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      26.8       84.6       24.5        0.9        3.3       35.9        2.0        3.1        4.6        4.4        1.1:      0.6       0.7
Old  :     100.0:      26.8       84.6       24.5        0.9        3.3       35.9        2.0        3.1        4.6        4.4        1.1:      0.6       0.7
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        39:        14         13          4          .          .          .          .          .          5          .          .:
Old  :        39:        14         13          4          .          .          .          .          .          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 60.1       60.9       84.9       80.9       57.0       58.5       74.0       71.2
Old  :                 60.1       60.9       84.9       80.9       57.0       58.5       74.0       71.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE                                                                                               Code-058643
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 110,000 BOARD FEET)                                                                                       :
     :          :    Positions                                                                                                           :
All  :     3,565:     1,594      2,196         35        142          0        358        167         94        379        206        122:      983       638
Old  :     3,565:     1,594      2,196         35        142          0        358        167         94        379        206        122:      983       638
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :        60:        88         39          0          4          0        -12          0          8         68         -9         -9:      -83        27
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      44.7       61.6        1.0        4.0        0.0       10.0        4.7        2.6       10.6        5.8        3.4:     27.6      17.9
Old  :     100.0:      44.7       61.6        1.0        4.0        0.0       10.0        4.7        2.6       10.6        5.8        3.4:     27.6      17.9
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        46:        14         13          .          .          0          9          .          .          8          .          .:
Old  :        46:        14         13          .          .          0          9          .          .          8          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 41.8       47.1       50.4       60.8       40.6       46.9       48.0       60.2
Old  :                 41.8       47.1       50.4       60.8       40.6       46.9       48.0       60.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV                                                                                           Code-0063A2
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    11,695:     8,283      3,837          0      6,145        500        885          0          0      2,024      1,213          0:        3         0
Old  :    11,695:     8,283      3,837          0      6,145        500        885          0          0      2,024      1,213          0:        3         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -700:      -375       -100       -728       -225          0          0          0          0        400       -375          0:        3         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      70.8       32.8        0.0       52.5        4.3        7.6        0.0        0.0       17.3       10.4        0.0:      0.0       0.0
Old  :     100.0:      70.8       32.8        0.0       52.5        4.3        7.6        0.0        0.0       17.3       10.4        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        23:         9          4          0          4          .          .          0          0          .          .          0:
Old  :        23:         9          4          0          4          .          .          0          0          .          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 68.4       80.7       89.9       97.6       68.4       80.7       88.2       94.7
Old  :                 68.4       80.7       89.9       97.6       68.4       80.7       88.2       94.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                           Code-0063AS
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    27,606:    16,172     12,163        841     10,035         30     10,247      1,628          0        300      3,729          0:       16        21
Old  :    27,606:    16,172     12,163        841     10,035         30     10,247      1,628          0        300      3,729          0:       16        21
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -893:    -1,070         48        281       -570        -31          0       -100          0        -75       -261          0:        2        21
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      58.6       44.1        3.0       36.4        0.1       37.1        5.9        0.0        1.1       13.5        0.0:      0.1       0.1
Old  :     100.0:      58.6       44.1        3.0       36.4        0.1       37.1        5.9        0.0        1.1       13.5        0.0:      0.1       0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        33:        13          7          4          .          .          .          .          0          .          4          0:
Old  :        33:        13          7          4          .          .          .          .          0          .          4          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 68.8       74.1       87.8       95.3       68.7       74.1       87.1       94.4
Old  :                 68.8       74.1       87.8       95.3       68.7       74.1       87.1       94.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CA
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    95,136:    49,619     36,056      8,644     14,425      6,174     24,319        156          0      5,845     37,798        450:       85        77
Old  :    95,136:    49,619     36,056      8,644     14,425      6,174     24,319        156          0      5,845     37,798        450:       85        77
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :    -9,828:    -1,272     -8,018       -110      1,012     -1,801     -1,152       -200       -325     -1,860      2,810     -3,307:       -1         1
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      52.2       37.9        9.1       15.2        6.5       25.6        0.2        0.0        6.1       39.7        0.5:      0.1       0.1
Old  :     100.0:      52.2       37.9        9.1       15.2        6.5       25.6        0.2        0.0        6.1       39.7        0.5:      0.1       0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        63:        20         14          4          4          4         11          .          0          8         10          .:
Old  :        63:        20         14          4          4          4         11          .          0          8         10          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 43.2       40.9       67.0       66.2       39.3       40.9       60.2       65.3
Old  :                 43.2       40.9       67.0       66.2       39.3       40.9       60.2       65.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NJ SRECS - ICE FUTURES ENERGY DIV                                                                                                                Code-0063CC
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :   141,714:    99,232    117,832      1,570      4,490        100        100          0          0     38,142     16,722      2,570:        0         0
Old  :   141,714:    99,232    117,832      1,570      4,490        100        100          0          0     38,142     16,722      2,570:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :    -7,410:    -4,600     -7,010          0          0          0          0          0          0     -2,810       -400          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      70.0       83.1        1.1        3.2        0.1        0.1        0.0        0.0       26.9       11.8        1.8:      0.0       0.0
Old  :     100.0:      70.0       83.1        1.1        3.2        0.1        0.1        0.0        0.0       26.9       11.8        1.8:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        33:        14         13          .          .          .          .          0          0          6          5          .:
Old  :        33:        14         13          .          .          .          .          0          0          6          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 62.1       85.6       87.8       93.7       61.7       82.2       86.1       88.7
Old  :                 62.1       85.6       87.8       93.7       61.7       82.2       86.1       88.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                   Code-0063CH
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of renewable energy certificates                                                                                :
     :          :    Positions                                                                                                           :
All  :   126,076:    96,638    102,952      9,875        838        778      1,689          0        594     14,682     19,094      1,820:        0         0
Old  :   126,076:    96,638    102,952      9,875        838        778      1,689          0        594     14,682     19,094      1,820:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :       679:     1,250      1,179          0         72       -106        266          0       -266       -465       -200          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      76.7       81.7        7.8        0.7        0.6        1.3        0.0        0.5       11.6       15.1        1.4:      0.0       0.0
Old  :     100.0:      76.7       81.7        7.8        0.7        0.6        1.3        0.0        0.5       11.6       15.1        1.4:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        33:        15          9          .          .          .          .          0          .          6          4          4:
Old  :        33:        15          9          .          .          .          .          0          .          6          4          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 47.8       75.8       72.6       93.9       46.8       71.0       70.4       86.7
Old  :                 47.8       75.8       72.6       93.9       46.8       71.0       70.4       86.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CJ
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    45,296:    21,398     22,596      4,234     14,926      2,886      8,538          0          0      6,906      3,608      1,280:       54         0
Old  :    45,296:    21,398     22,596      4,234     14,926      2,886      8,538          0          0      6,906      3,608      1,280:       54         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :     1,690:       679      2,153          0       -363       -100      1,105          0          0          0          0          0:        6         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      47.2       49.9        9.3       33.0        6.4       18.8        0.0        0.0       15.2        8.0        2.8:      0.1       0.0
Old  :     100.0:      47.2       49.9        9.3       33.0        6.4       18.8        0.0        0.0       15.2        8.0        2.8:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        41:        12         12          .          4          .          4          0          0         10          .          .:
Old  :        41:        12         12          .          4          .          4          0          0         10          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 53.0       56.0       73.5       82.0       52.1       50.0       68.7       70.1
Old  :                 53.0       56.0       73.5       82.0       52.1       50.0       68.7       70.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063CL
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    29,218:    19,050      8,680      4,543     19,688          0      2,590          0          0      3,035        850          0:        0         0
Old  :    29,218:    19,050      8,680      4,543     19,688          0      2,590          0          0      3,035        850          0:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -375:      -375          0          0       -375          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      65.2       29.7       15.5       67.4        0.0        8.9        0.0        0.0       10.4        2.9        0.0:      0.0       0.0
Old  :     100.0:      65.2       29.7       15.5       67.4        0.0        8.9        0.0        0.0       10.4        2.9        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        10          5          4          .          0          .          0          0          4          .          0:
Old  :        25:        10          5          4          .          0          .          0          0          4          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 61.0       96.0       88.2      100.0       61.0       95.7       88.2       98.1
Old  :                 61.0       96.0       88.2      100.0       61.0       95.7       88.2       98.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV                                                                                            Code-0063D9
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    33,158:    22,610     21,974      2,050      6,961         75        650          0          0      4,241        616      3,532:        0         0
Old  :    33,158:    22,610     21,974      2,050      6,961         75        650          0          0      4,241        616      3,532:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :       600:       600        500          0        100          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      68.2       66.3        6.2       21.0        0.2        2.0        0.0        0.0       12.8        1.9       10.7:      0.0       0.0
Old  :     100.0:      68.2       66.3        6.2       21.0        0.2        2.0        0.0        0.0       12.8        1.9       10.7:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        32:        13          8          .          4          .          .          0          0          5          .          .:
Old  :        32:        13          8          .          4          .          .          0          0          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 49.2       63.2       70.7       89.6       45.4       60.1       64.1       81.1
Old  :                 49.2       63.2       70.7       89.6       45.4       60.1       64.1       81.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063DJ
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    28,686:    14,071     18,017      4,750      1,986      6,063      3,155          0          0        225      2,420        200:      222         0
Old  :    28,686:    14,071     18,017      4,750      1,986      6,063      3,155          0          0        225      2,420        200:      222         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -322:      -350       -325       -300         28          0        300          0          0          0        -25          0:       28         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      49.1       62.8       16.6        6.9       21.1       11.0        0.0        0.0        0.8        8.4        0.7:      0.8       0.0
Old  :     100.0:      49.1       62.8       16.6        6.9       21.1       11.0        0.0        0.0        0.8        8.4        0.7:      0.8       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        26:        11         10          4          .          .          .          0          0          .          .          .:
Old  :        26:        11         10          4          .          .          .          0          0          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 54.2       61.8       78.0       84.3       37.3       53.0       54.0       61.9
Old  :                 54.2       61.8       78.0       84.3       37.3       53.0       54.0       61.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                        Code-0063DK
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    14,875:    12,340     12,055        770         50          0          0        970          0      1,715      1,750         50:        0         0
Old  :    14,875:    12,340     12,055        770         50          0          0        970          0      1,715      1,750         50:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :       150:         0         50        100          0          0          0        100          0          0        -50         50:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      83.0       81.0        5.2        0.3        0.0        0.0        6.5        0.0       11.5       11.8        0.3:      0.0       0.0
Old  :     100.0:      83.0       81.0        5.2        0.3        0.0        0.0        6.5        0.0       11.5       11.8        0.3:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        10          8          .          .          0          0          .          0          .          5          .:
Old  :        25:        10          8          .          .          0          0          .          0          .          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 73.9       76.0       93.0       91.8       72.6       76.0       91.7       91.8
Old  :                 73.9       76.0       93.0       91.8       72.6       76.0       91.7       91.8
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                           Code-0063DL
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    18,986:    14,744     11,459      2,125          0         47        180          0        220      1,305      6,920        340:       25         0
Old  :    18,986:    14,744     11,459      2,125          0         47        180          0        220      1,305      6,920        340:       25         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      77.7       60.4       11.2        0.0        0.2        0.9        0.0        1.2        6.9       36.4        1.8:      0.1       0.0
Old  :     100.0:      77.7       60.4       11.2        0.0        0.2        0.9        0.0        1.2        6.9       36.4        1.8:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        24:         9         10          .          0          .          .          0          .          .          5          .:
Old  :        24:         9         10          .          0          .          .          0          .          .          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 62.2       70.4       86.6       89.8       60.2       67.1       81.8       86.4
Old  :                 62.2       70.4       86.6       89.8       60.2       67.1       81.8       86.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV                                                                                                      Code-0063DN
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    47,975:    20,303     29,383          0        791        230          0          0          0     23,191     13,320      4,251:        0         0
Old  :    47,975:    20,303     29,383          0        791        230          0          0          0     23,191     13,320      4,251:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      42.3       61.2        0.0        1.6        0.5        0.0        0.0        0.0       48.3       27.8        8.9:      0.0       0.0
Old  :     100.0:      42.3       61.2        0.0        1.6        0.5        0.0        0.0        0.0       48.3       27.8        8.9:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        13         11          0          .          .          0          0          0          6          4          .:
Old  :        25:        13         11          0          .          .          0          0          0          6          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 59.9       61.3       81.9       86.4       54.9       51.7       67.0       72.0
Old  :                 59.9       61.3       81.9       86.4       54.9       51.7       67.0       72.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063DW
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    24,098:    14,431     16,415      6,282      7,683          0        733          0          0      2,375          0          0:      277         0
Old  :    24,098:    14,431     16,415      6,282      7,683          0        733          0          0      2,375          0          0:      277         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      59.9       68.1       26.1       31.9        0.0        3.0        0.0        0.0        9.9        0.0        0.0:      1.1       0.0
Old  :     100.0:      59.9       68.1       26.1       31.9        0.0        3.0        0.0        0.0        9.9        0.0        0.0:      1.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        20:         8          .          .          .          0          .          0          0          4          0          0:
Old  :        20:         8          .          .          .          0          .          0          0          4          0          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 62.2       97.9       86.6      100.0       62.2       97.9       86.6      100.0
Old  :                 62.2       97.9       86.6      100.0       62.2       97.9       86.6      100.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2023 - ICE FUTURES ENERGY DIV                                                                                            Code-0063DX
Disaggregated Commitments of Traders - Futures Only, September 29, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    10,651:     6,146      4,165        950      5,146          4        290          0        500      2,271        346        465:       25        25
Old  :    10,651:     6,146      4,165        950      5,146          4        290          0        500      2,271        346        465:       25        25
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 22, 2020                                                               :
     :      -270:      -345         50          0       -320          0          0          0          0         75          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      57.7       39.1        8.9       48.3        0.0        2.7        0.0        4.7       21.3        3.2        4.4:      0.2       0.2
Old  :     100.0:      57.7       39.1        8.9       48.3        0.0        2.7        0.0        4.7       21.3        3.2        4.4:      0.2       0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        22:         6          7          .          4          .          .          0          .          .          .          .:
Old  :        22:         6          7          .          4          .          .          0          .          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 74.0       78.7       96.5       94.1       70.0       78.7       84.9       87.1
Old  :                 74.0       78.7       96.5       94.1       70.0       78.7       84.9       87.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 



Updated October 02, 2020