PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 9,017: 145 4,165 1,980 1,229 5 4,560 1,025 385 344 1,241 0: 1,598 967 Old : 9,017: 145 4,165 1,980 1,229 5 4,560 1,025 385 344 1,241 0: 1,598 967 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -500: -28 -133 39 -123 -10 -580 -150 10 1 -17 -26: 94 -51 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 1.6 46.2 22.0 13.6 0.1 50.6 11.4 4.3 3.8 13.8 0.0: 17.7 10.7 Old : 100.0: 1.6 46.2 22.0 13.6 0.1 50.6 11.4 4.3 3.8 13.8 0.0: 17.7 10.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 96: 4 15 11 9 . 29 9 6 6 15 0: Old : 96: 4 15 11 9 . 29 9 6 6 15 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 26.2 40.5 41.5 52.4 26.2 38.9 41.5 50.8 Old : 26.2 40.5 41.5 52.4 26.2 38.9 41.5 50.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 55,680: 2,222 24,111 11,980 5,248 2,709 14,275 14,540 3,048 12,779 2,690 1,326: 7,341 2,008 Old : 55,680: 2,222 24,111 11,980 5,248 2,709 14,275 14,540 3,048 12,779 2,690 1,326: 7,341 2,008 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -4,324: 437 -2,384 -714 -218 233 -2,526 -708 -65 -838 -2,220 1,096: -1,947 -58 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.0 43.3 21.5 9.4 4.9 25.6 26.1 5.5 23.0 4.8 2.4: 13.2 3.6 Old : 100.0: 4.0 43.3 21.5 9.4 4.9 25.6 26.1 5.5 23.0 4.8 2.4: 13.2 3.6 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 199: 11 22 16 16 13 42 26 18 54 13 6: Old : 199: 11 22 16 16 13 42 26 18 54 13 6: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 18.1 41.5 29.2 52.2 17.2 39.7 28.1 49.5 Old : 18.1 41.5 29.2 52.2 17.2 39.7 28.1 49.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 157,308: 7,752 57,302 40,587 44,236 3,164 59,160 23,489 2,483 15,471 10,412 3,623: 25,068 12,599 Old : 157,308: 7,752 57,302 40,587 44,236 3,164 59,160 23,489 2,483 15,471 10,412 3,623: 25,068 12,599 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -600: -641 975 1,140 -511 772 -2,387 -1,563 -293 2,009 -598 -716: -484 1,334 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.9 36.4 25.8 28.1 2.0 37.6 14.9 1.6 9.8 6.6 2.3: 15.9 8.0 Old : 100.0: 4.9 36.4 25.8 28.1 2.0 37.6 14.9 1.6 9.8 6.6 2.3: 15.9 8.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 217: 9 29 19 20 13 47 17 16 48 29 19: Old : 217: 9 29 19 20 13 47 17 16 48 29 19: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.3 33.5 32.8 46.4 22.3 32.3 32.7 45.1 Old : 22.3 33.5 32.8 46.4 22.3 32.3 32.7 45.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 562,396: 18,095 114,937 80,681 270,017 34,881 140,320 45,948 28,535 175,786 26,499 19,542: 64,556 22,037 Old : 562,396: 18,095 114,937 80,681 270,017 34,881 140,320 45,948 28,535 175,786 26,499 19,542: 64,556 22,037 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -13,481: -2,639 1,166 -2,988 12,977 1,384 -4,350 -17,274 -68 11,441 -234 -11,147: -5,114 -285 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 3.2 20.4 14.3 48.0 6.2 25.0 8.2 5.1 31.3 4.7 3.5: 11.5 3.9 Old : 100.0: 3.2 20.4 14.3 48.0 6.2 25.0 8.2 5.1 31.3 4.7 3.5: 11.5 3.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 370: 16 25 23 26 26 101 26 36 123 33 32: Old : 370: 16 25 23 26 26 101 26 36 123 33 32: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 17.4 29.2 26.6 46.4 17.3 27.9 26.2 43.1 Old : 17.4 29.2 26.6 46.4 17.3 27.9 26.2 43.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 236,095: 25,945 110,821 42,123 13,576 5,537 102,331 25,633 25,182 11,672 34,308 8,224: 15,081 12,814 Old : 236,095: 25,945 110,821 42,123 13,576 5,537 102,331 25,633 25,182 11,672 34,308 8,224: 15,081 12,814 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -16,265: -1,712 -13,550 -641 -1,386 -77 -7,380 3,309 -1,216 -2,202 888 -2,915: -122 -1,318 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 11.0 46.9 17.8 5.8 2.3 43.3 10.9 10.7 4.9 14.5 3.5: 6.4 5.4 Old : 100.0: 11.0 46.9 17.8 5.8 2.3 43.3 10.9 10.7 4.9 14.5 3.5: 6.4 5.4 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 271: 28 39 19 11 12 78 31 40 29 52 24: Old : 271: 28 39 19 11 12 78 31 40 29 52 24: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 20.2 31.5 33.1 47.6 19.4 28.9 30.8 39.7 Old : 20.2 31.5 33.1 47.6 19.4 28.9 30.8 39.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(55,116 US Pounds-25 MT) : : : Positions : All : 36,389: 11,847 32,416 19,003 478 150 0 1,545 0 5,153 1,706 30: 206 64 Old : 36,389: 11,847 32,416 19,003 478 150 0 1,545 0 5,153 1,706 30: 206 64 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 2,585: 1,109 2,267 1,152 -5 0 0 288 0 314 0 30: -20 5 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 32.6 89.1 52.2 1.3 0.4 0.0 4.2 0.0 14.2 4.7 0.1: 0.6 0.2 Old : 100.0: 32.6 89.1 52.2 1.3 0.4 0.0 4.2 0.0 14.2 4.7 0.1: 0.6 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 37: 12 16 11 . 4 0 . 0 4 . .: Old : 37: 12 16 11 . 4 0 . 0 4 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 42.9 60.2 67.0 87.5 42.7 52.3 65.9 77.9 Old : 42.9 60.2 67.0 87.5 42.7 52.3 65.9 77.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINIUM EURO PREM DUTYUNPAID - COMMODITY EXCHANGE INC. Code-191694 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 11,323: 7,690 9,603 3,402 0 0 0 0 0 160 1,480 0: 71 240 Old : 11,323: 7,690 9,603 3,402 0 0 0 0 0 160 1,480 0: 71 240 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : .: . . . . . . . . . . .: . . : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 67.9 84.8 30.0 0.0 0.0 0.0 0.0 0.0 1.4 13.1 0.0: 0.6 2.1 Old : 100.0: 67.9 84.8 30.0 0.0 0.0 0.0 0.0 0.0 1.4 13.1 0.0: 0.6 2.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 10 6 4 0 0 0 0 0 . . 0: Old : 20: 10 6 4 0 0 0 0 0 . . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 57.9 64.0 82.4 95.8 52.8 58.9 73.9 81.3 Old : 57.9 64.0 82.4 95.8 52.8 58.9 73.9 81.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINIUM EURO PREM DUTY-PAID - COMMODITY EXCHANGE INC. Code-191696 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 12,368: 6,542 10,983 5,451 140 0 0 440 0 80 800 0: 295 5 Old : 12,368: 6,542 10,983 5,451 140 0 0 440 0 80 800 0: 295 5 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : .: . . . . . . . . . . .: . . : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 52.9 88.8 44.1 1.1 0.0 0.0 3.6 0.0 0.6 6.5 0.0: 2.4 0.0 Old : 100.0: 52.9 88.8 44.1 1.1 0.0 0.0 3.6 0.0 0.6 6.5 0.0: 2.4 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 6 11 4 . 0 0 . 0 . . 0: Old : 22: 6 11 4 . 0 0 . 0 . . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.7 75.8 94.9 88.6 78.8 69.8 88.8 81.0 Old : 79.7 75.8 94.9 88.6 78.8 69.8 88.8 81.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 US MIDWEST DOMESTIC HOT-ROLL - COMMODITY EXCHANGE INC. Code-192651 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 23,500: 6,297 19,882 5,764 206 785 8,447 461 731 1,089 1,033 248: 139 154 Old : 23,500: 6,297 19,882 5,764 206 785 8,447 461 731 1,089 1,033 248: 139 154 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 137: 219 156 -26 -19 23 -22 0 -51 -31 28 -32: 57 32 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 26.8 84.6 24.5 0.9 3.3 35.9 2.0 3.1 4.6 4.4 1.1: 0.6 0.7 Old : 100.0: 26.8 84.6 24.5 0.9 3.3 35.9 2.0 3.1 4.6 4.4 1.1: 0.6 0.7 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 39: 14 13 4 . . . . . 5 . .: Old : 39: 14 13 4 . . . . . 5 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 60.1 60.9 84.9 80.9 57.0 58.5 74.0 71.2 Old : 60.1 60.9 84.9 80.9 57.0 58.5 74.0 71.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 3,565: 1,594 2,196 35 142 0 358 167 94 379 206 122: 983 638 Old : 3,565: 1,594 2,196 35 142 0 358 167 94 379 206 122: 983 638 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 60: 88 39 0 4 0 -12 0 8 68 -9 -9: -83 27 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 44.7 61.6 1.0 4.0 0.0 10.0 4.7 2.6 10.6 5.8 3.4: 27.6 17.9 Old : 100.0: 44.7 61.6 1.0 4.0 0.0 10.0 4.7 2.6 10.6 5.8 3.4: 27.6 17.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 46: 14 13 . . 0 9 . . 8 . .: Old : 46: 14 13 . . 0 9 . . 8 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 41.8 47.1 50.4 60.8 40.6 46.9 48.0 60.2 Old : 41.8 47.1 50.4 60.8 40.6 46.9 48.0 60.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-0063A2 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 11,695: 8,283 3,837 0 6,145 500 885 0 0 2,024 1,213 0: 3 0 Old : 11,695: 8,283 3,837 0 6,145 500 885 0 0 2,024 1,213 0: 3 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -700: -375 -100 -728 -225 0 0 0 0 400 -375 0: 3 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 70.8 32.8 0.0 52.5 4.3 7.6 0.0 0.0 17.3 10.4 0.0: 0.0 0.0 Old : 100.0: 70.8 32.8 0.0 52.5 4.3 7.6 0.0 0.0 17.3 10.4 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 9 4 0 4 . . 0 0 . . 0: Old : 23: 9 4 0 4 . . 0 0 . . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 68.4 80.7 89.9 97.6 68.4 80.7 88.2 94.7 Old : 68.4 80.7 89.9 97.6 68.4 80.7 88.2 94.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063AS Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 27,606: 16,172 12,163 841 10,035 30 10,247 1,628 0 300 3,729 0: 16 21 Old : 27,606: 16,172 12,163 841 10,035 30 10,247 1,628 0 300 3,729 0: 16 21 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -893: -1,070 48 281 -570 -31 0 -100 0 -75 -261 0: 2 21 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 58.6 44.1 3.0 36.4 0.1 37.1 5.9 0.0 1.1 13.5 0.0: 0.1 0.1 Old : 100.0: 58.6 44.1 3.0 36.4 0.1 37.1 5.9 0.0 1.1 13.5 0.0: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 13 7 4 . . . . 0 . 4 0: Old : 33: 13 7 4 . . . . 0 . 4 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 68.8 74.1 87.8 95.3 68.7 74.1 87.1 94.4 Old : 68.8 74.1 87.8 95.3 68.7 74.1 87.1 94.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV Code-0063CA Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 95,136: 49,619 36,056 8,644 14,425 6,174 24,319 156 0 5,845 37,798 450: 85 77 Old : 95,136: 49,619 36,056 8,644 14,425 6,174 24,319 156 0 5,845 37,798 450: 85 77 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -9,828: -1,272 -8,018 -110 1,012 -1,801 -1,152 -200 -325 -1,860 2,810 -3,307: -1 1 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 52.2 37.9 9.1 15.2 6.5 25.6 0.2 0.0 6.1 39.7 0.5: 0.1 0.1 Old : 100.0: 52.2 37.9 9.1 15.2 6.5 25.6 0.2 0.0 6.1 39.7 0.5: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 63: 20 14 4 4 4 11 . 0 8 10 .: Old : 63: 20 14 4 4 4 11 . 0 8 10 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 43.2 40.9 67.0 66.2 39.3 40.9 60.2 65.3 Old : 43.2 40.9 67.0 66.2 39.3 40.9 60.2 65.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS - ICE FUTURES ENERGY DIV Code-0063CC Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 141,714: 99,232 117,832 1,570 4,490 100 100 0 0 38,142 16,722 2,570: 0 0 Old : 141,714: 99,232 117,832 1,570 4,490 100 100 0 0 38,142 16,722 2,570: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -7,410: -4,600 -7,010 0 0 0 0 0 0 -2,810 -400 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 70.0 83.1 1.1 3.2 0.1 0.1 0.0 0.0 26.9 11.8 1.8: 0.0 0.0 Old : 100.0: 70.0 83.1 1.1 3.2 0.1 0.1 0.0 0.0 26.9 11.8 1.8: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 14 13 . . . . 0 0 6 5 .: Old : 33: 14 13 . . . . 0 0 6 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 62.1 85.6 87.8 93.7 61.7 82.2 86.1 88.7 Old : 62.1 85.6 87.8 93.7 61.7 82.2 86.1 88.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 - ICE FUTURES ENERGY DIV Code-0063CH Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 126,076: 96,638 102,952 9,875 838 778 1,689 0 594 14,682 19,094 1,820: 0 0 Old : 126,076: 96,638 102,952 9,875 838 778 1,689 0 594 14,682 19,094 1,820: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 679: 1,250 1,179 0 72 -106 266 0 -266 -465 -200 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 76.7 81.7 7.8 0.7 0.6 1.3 0.0 0.5 11.6 15.1 1.4: 0.0 0.0 Old : 100.0: 76.7 81.7 7.8 0.7 0.6 1.3 0.0 0.5 11.6 15.1 1.4: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 15 9 . . . . 0 . 6 4 4: Old : 33: 15 9 . . . . 0 . 6 4 4: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 47.8 75.8 72.6 93.9 46.8 71.0 70.4 86.7 Old : 47.8 75.8 72.6 93.9 46.8 71.0 70.4 86.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV Code-0063CJ Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 45,296: 21,398 22,596 4,234 14,926 2,886 8,538 0 0 6,906 3,608 1,280: 54 0 Old : 45,296: 21,398 22,596 4,234 14,926 2,886 8,538 0 0 6,906 3,608 1,280: 54 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 1,690: 679 2,153 0 -363 -100 1,105 0 0 0 0 0: 6 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 47.2 49.9 9.3 33.0 6.4 18.8 0.0 0.0 15.2 8.0 2.8: 0.1 0.0 Old : 100.0: 47.2 49.9 9.3 33.0 6.4 18.8 0.0 0.0 15.2 8.0 2.8: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 41: 12 12 . 4 . 4 0 0 10 . .: Old : 41: 12 12 . 4 . 4 0 0 10 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 53.0 56.0 73.5 82.0 52.1 50.0 68.7 70.1 Old : 53.0 56.0 73.5 82.0 52.1 50.0 68.7 70.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063CL Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 29,218: 19,050 8,680 4,543 19,688 0 2,590 0 0 3,035 850 0: 0 0 Old : 29,218: 19,050 8,680 4,543 19,688 0 2,590 0 0 3,035 850 0: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -375: -375 0 0 -375 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 65.2 29.7 15.5 67.4 0.0 8.9 0.0 0.0 10.4 2.9 0.0: 0.0 0.0 Old : 100.0: 65.2 29.7 15.5 67.4 0.0 8.9 0.0 0.0 10.4 2.9 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 10 5 4 . 0 . 0 0 4 . 0: Old : 25: 10 5 4 . 0 . 0 0 4 . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 61.0 96.0 88.2 100.0 61.0 95.7 88.2 98.1 Old : 61.0 96.0 88.2 100.0 61.0 95.7 88.2 98.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV Code-0063D9 Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 33,158: 22,610 21,974 2,050 6,961 75 650 0 0 4,241 616 3,532: 0 0 Old : 33,158: 22,610 21,974 2,050 6,961 75 650 0 0 4,241 616 3,532: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 600: 600 500 0 100 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 68.2 66.3 6.2 21.0 0.2 2.0 0.0 0.0 12.8 1.9 10.7: 0.0 0.0 Old : 100.0: 68.2 66.3 6.2 21.0 0.2 2.0 0.0 0.0 12.8 1.9 10.7: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 32: 13 8 . 4 . . 0 0 5 . .: Old : 32: 13 8 . 4 . . 0 0 5 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 49.2 63.2 70.7 89.6 45.4 60.1 64.1 81.1 Old : 49.2 63.2 70.7 89.6 45.4 60.1 64.1 81.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2020 - ICE FUTURES ENERGY DIV Code-0063DJ Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 28,686: 14,071 18,017 4,750 1,986 6,063 3,155 0 0 225 2,420 200: 222 0 Old : 28,686: 14,071 18,017 4,750 1,986 6,063 3,155 0 0 225 2,420 200: 222 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -322: -350 -325 -300 28 0 300 0 0 0 -25 0: 28 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 49.1 62.8 16.6 6.9 21.1 11.0 0.0 0.0 0.8 8.4 0.7: 0.8 0.0 Old : 100.0: 49.1 62.8 16.6 6.9 21.1 11.0 0.0 0.0 0.8 8.4 0.7: 0.8 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 11 10 4 . . . 0 0 . . .: Old : 26: 11 10 4 . . . 0 0 . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 54.2 61.8 78.0 84.3 37.3 53.0 54.0 61.9 Old : 54.2 61.8 78.0 84.3 37.3 53.0 54.0 61.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CT RECs CLASS 1 - ICE FUTURES ENERGY DIV Code-0063DK Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of Class 1 Renewable Energy Certificates : : : Positions : All : 14,875: 12,340 12,055 770 50 0 0 970 0 1,715 1,750 50: 0 0 Old : 14,875: 12,340 12,055 770 50 0 0 970 0 1,715 1,750 50: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 150: 0 50 100 0 0 0 100 0 0 -50 50: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 83.0 81.0 5.2 0.3 0.0 0.0 6.5 0.0 11.5 11.8 0.3: 0.0 0.0 Old : 100.0: 83.0 81.0 5.2 0.3 0.0 0.0 6.5 0.0 11.5 11.8 0.3: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 10 8 . . 0 0 . 0 . 5 .: Old : 25: 10 8 . . 0 0 . 0 . 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 73.9 76.0 93.0 91.8 72.6 76.0 91.7 91.8 Old : 73.9 76.0 93.0 91.8 72.6 76.0 91.7 91.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 MASS COMPLIANCE RECs CLASS 1 - ICE FUTURES ENERGY DIV Code-0063DL Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of Class 1 Renewable Energy Certificates : : : Positions : All : 18,986: 14,744 11,459 2,125 0 47 180 0 220 1,305 6,920 340: 25 0 Old : 18,986: 14,744 11,459 2,125 0 47 180 0 220 1,305 6,920 340: 25 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 77.7 60.4 11.2 0.0 0.2 0.9 0.0 1.2 6.9 36.4 1.8: 0.1 0.0 Old : 100.0: 77.7 60.4 11.2 0.0 0.2 0.9 0.0 1.2 6.9 36.4 1.8: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 24: 9 10 . 0 . . 0 . . 5 .: Old : 24: 9 10 . 0 . . 0 . . 5 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 62.2 70.4 86.6 89.8 60.2 67.1 81.8 86.4 Old : 62.2 70.4 86.6 89.8 60.2 67.1 81.8 86.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV Code-0063DN Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 47,975: 20,303 29,383 0 791 230 0 0 0 23,191 13,320 4,251: 0 0 Old : 47,975: 20,303 29,383 0 791 230 0 0 0 23,191 13,320 4,251: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 42.3 61.2 0.0 1.6 0.5 0.0 0.0 0.0 48.3 27.8 8.9: 0.0 0.0 Old : 100.0: 42.3 61.2 0.0 1.6 0.5 0.0 0.0 0.0 48.3 27.8 8.9: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 13 11 0 . . 0 0 0 6 4 .: Old : 25: 13 11 0 . . 0 0 0 6 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 59.9 61.3 81.9 86.4 54.9 51.7 67.0 72.0 Old : 59.9 61.3 81.9 86.4 54.9 51.7 67.0 72.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2021 - ICE FUTURES ENERGY DIV Code-0063DW Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 24,098: 14,431 16,415 6,282 7,683 0 733 0 0 2,375 0 0: 277 0 Old : 24,098: 14,431 16,415 6,282 7,683 0 733 0 0 2,375 0 0: 277 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 59.9 68.1 26.1 31.9 0.0 3.0 0.0 0.0 9.9 0.0 0.0: 1.1 0.0 Old : 100.0: 59.9 68.1 26.1 31.9 0.0 3.0 0.0 0.0 9.9 0.0 0.0: 1.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 8 . . . 0 . 0 0 4 0 0: Old : 20: 8 . . . 0 . 0 0 4 0 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 62.2 97.9 86.6 100.0 62.2 97.9 86.6 100.0 Old : 62.2 97.9 86.6 100.0 62.2 97.9 86.6 100.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALLOWANCE V2023 - ICE FUTURES ENERGY DIV Code-0063DX Disaggregated Commitments of Traders - Futures Only, September 29, 2020 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 10,651: 6,146 4,165 950 5,146 4 290 0 500 2,271 346 465: 25 25 Old : 10,651: 6,146 4,165 950 5,146 4 290 0 500 2,271 346 465: 25 25 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: September 22, 2020 : : -270: -345 50 0 -320 0 0 0 0 75 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 57.7 39.1 8.9 48.3 0.0 2.7 0.0 4.7 21.3 3.2 4.4: 0.2 0.2 Old : 100.0: 57.7 39.1 8.9 48.3 0.0 2.7 0.0 4.7 21.3 3.2 4.4: 0.2 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 6 7 . 4 . . 0 . . . .: Old : 22: 6 7 . 4 . . 0 . . . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 74.0 78.7 96.5 94.1 70.0 78.7 84.9 87.1 Old : 74.0 78.7 96.5 94.1 70.0 78.7 84.9 87.1 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated October 02, 2020