Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PALLADIUM - NEW YORK MERCANTILE EXCHANGE   (CONTRACTS OF 100 TROY OUNCES)                                      :
CFTC Code #075651                                                    Open Interest is    11,364                :
: Positions                                                                                                    :
:      428     5,226     1,929     1,620       276     5,774     1,477       727       480     1,116        11 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      -50       862      -184       526       -81       690      -442       225       220       125         7 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      3.8      46.0      17.0      14.3       2.4      50.8      13.0       6.4       4.2       9.8       0.1 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   113                     :
:        8        20        10        14         9        37        10        12         9        11         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PLATINUM - NEW YORK MERCANTILE EXCHANGE   (CONTRACTS OF 50 TROY OUNCES)                                        :
CFTC Code #076651                                                    Open Interest is    52,870                :
: Positions                                                                                                    :
:    2,032    25,393    12,287     6,115       931    14,219    13,394     2,293    12,393     1,689       720 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:     -377     1,810       788       123        88       121    -1,050      -400       445      -296        18 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      3.8      48.0      23.2      11.6       1.8      26.9      25.3       4.3      23.4       3.2       1.4 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   199                     :
:       11        21        20        13        12        42        22        12        59        12         8 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
SILVER - COMMODITY EXCHANGE INC.   (CONTRACTS OF 5,000 TROY OUNCES)                                            :
CFTC Code #084691                                                    Open Interest is   196,457                :
: Positions                                                                                                    :
:   10,970    61,102    35,710    49,353    14,440    59,682    18,276     4,434    14,245     6,898    27,391 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:    1,052     1,125    -1,134    -1,026     2,552      -172      -131      -834       181      -300     1,508 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      5.6      31.1      18.2      25.1       7.3      30.4       9.3       2.3       7.3       3.5      13.9 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   213                     :
:       13        25        16        24        26        52        10        31        48        26        39 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
GOLD - COMMODITY EXCHANGE INC.   (CONTRACTS OF 100 TROY OUNCES)                                                :
CFTC Code #088691                                                    Open Interest is   873,170                :
: Positions                                                                                                    :
:   53,171   143,735    71,595   256,626   118,613   161,790    50,833    53,398   148,008    28,774   196,178 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:   -1,615    -3,236     1,211    -9,484     1,021   -10,665       330    -4,067      -692    -1,778     8,380 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      6.1      16.5       8.2      29.4      13.6      18.5       5.8       6.1      17.0       3.3      22.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   394                     :
:       24        24        18        29        38       100        31        62       135        46        95 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.   (CONTRACTS OF 25,000 POUNDS)                                       :
CFTC Code #085692                                                    Open Interest is   231,980                :
: Positions                                                                                                    :
:   14,656   106,624    43,148    18,892     5,332   107,117    27,312    20,324    13,067    27,928    12,150 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:   -5,508      -931     1,483      -269    -1,381     4,287     3,862    -3,663       506    -2,950       343 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      6.3      46.0      18.6       8.1       2.3      46.2      11.8       8.8       5.6      12.0       5.2 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   275                     :
:       33        46        21         8        13        84        25        40        40        40        37 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.   (55,116 US Pounds-25 MT)                                  :
CFTC Code #191693                                                    Open Interest is    33,427                :
: Positions                                                                                                    :
:    8,481    29,644    18,667       299       290        25     1,485         0     5,776     1,630        43 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:     -122       495       532         0       103        25       -10         0        60         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     25.4      88.7      55.8       0.9       0.9       0.1       4.4       0.0      17.3       4.9       0.1 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    36                     :
:       11        15        10         .         4         .         .         0         4         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINIUM EURO PREM DUTYUNPAID - COMMODITY EXCHANGE INC.   (25 METRIC TONS)                                    :
CFTC Code #191694                                                    Open Interest is    11,437                :
: Positions                                                                                                    :
:    7,835     9,527     3,400         0         0         0         0         0       160     1,830         0 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:     -454      -492         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     68.5      83.3      29.7       0.0       0.0       0.0       0.0       0.0       1.4      16.0       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    21                     :
:       10         9         4         0         0         0         0         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINIUM EURO PREM DUTY-PAID - COMMODITY EXCHANGE INC.   (25 METRIC TONS)                                     :
CFTC Code #191696                                                    Open Interest is    11,644                :
: Positions                                                                                                    :
:    6,183    10,303     4,981        70         0         0       321         0         0       760       190 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      157       517       360         0         0         0         0         0         0         0        30 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     53.1      88.5      42.8       0.6       0.0       0.0       2.8       0.0       0.0       6.5       1.6 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        5        11         4         .         0         0         .         0         0         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
US MIDWEST DOMESTIC HOT-ROLL  - COMMODITY EXCHANGE INC.   (CONTRACTS OF 20 SHORT TONS)                         :
CFTC Code #192651                                                    Open Interest is    21,498                :
: Positions                                                                                                    :
:    9,806    15,288     5,714       165       451     1,891     3,119     1,022     1,871       943       449 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      329      -602      -239        -6        45      -141     1,071      -143       415        31       167 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     45.6      71.1      26.6       0.8       2.1       8.8      14.5       4.8       8.7       4.4       2.1 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    37                     :
:       15        13         4         .         4         4         .         .         5         4         4 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF 110,000 BOARD FEET)                         :
CFTC Code #058643                                                    Open Interest is     2,853                :
: Positions                                                                                                    :
:    1,104     1,875        60       139         0       382       142         0       223        93       106 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:       -8        57         0       -29         0       133         0         0       -28        -8        48 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     38.7      65.7       2.1       4.9       0.0      13.4       5.0       0.0       7.8       3.3       3.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:        9        12         .         .         0         7         .         0         4         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                    :
CFTC Code #0063A2                                                    Open Interest is    11,695                :
: Positions                                                                                                    :
:    8,283     3,187         0     6,795       500       885         0         0     2,024     1,213         0 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     70.8      27.3       0.0      58.1       4.3       7.6       0.0       0.0      17.3      10.4       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    23                     :
:        9         4         0         4         .         .         0         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                    :
CFTC Code #0063AS                                                    Open Interest is    27,858                :
: Positions                                                                                                    :
:   20,574    12,111     1,210    11,835       311     4,906     1,628         0       845     1,973         0 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:       38        15       250      -367       250    -2,441         0         0        45    -1,756         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     73.9      43.5       4.3      42.5       1.1      17.6       5.8       0.0       3.0       7.1       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    32                     :
:       13         7         .         4         .         .         .         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                        :
CFTC Code #0063CA                                                    Open Interest is   122,683                :
: Positions                                                                                                    :
:   67,320    57,658    11,481    10,609    12,195    15,012        33     7,319     5,084    30,614     4,177 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:     -478    -1,361    -1,391      -221       461      -941        31       -43      -105    -1,354      -496 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     54.9      47.0       9.4       8.6       9.9      12.2       0.0       6.0       4.1      25.0       3.4 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    69                     :
:       22        21         4         4         7        12         .         5        12        11         9 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
NJ SRECS - ICE FUTURES ENERGY DIV   (10 SRECs)                                                                 :
CFTC Code #0063CC                                                    Open Interest is   140,939                :
: Positions                                                                                                    :
:   97,007   117,621     1,664     4,340        56       100         0       100    39,912    16,722     2,100 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:     -100      -100         0         0         0         0         0       100         0         0       100 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     68.8      83.5       1.2       3.1       0.0       0.1       0.0       0.1      28.3      11.9       1.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       14        13         .         .         .         .         0         .         6         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of renewable energy certificates                      :
CFTC Code #0063CH                                                    Open Interest is   146,850                :
: Positions                                                                                                    :
:  109,811   115,503     9,875       361     1,369     1,807         0       408    19,990    25,619     3,590 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:    4,912     2,540         0        43      -150        50         0         0       -20     2,360       220 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     74.8      78.7       6.7       0.2       0.9       1.2       0.0       0.3      13.6      17.4       2.4 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       16        10         .         .         .         .         0         .         6         4         4 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                        :
CFTC Code #0063CJ                                                    Open Interest is    77,630                :
: Positions                                                                                                    :
:   27,958    34,812     6,258    20,233     4,156    20,611         0     2,976    11,001    11,023     4,300 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:    2,209     4,205     1,231       355       235     3,473         0       161       338     2,613       419 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     36.0      44.8       8.1      26.1       5.4      26.5       0.0       3.8      14.2      14.2       5.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    51                     :
:       18        15         .         4         .         9         0         .         9         6         6 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063CL                                                    Open Interest is    26,170                :
: Positions                                                                                                    :
:   17,225     5,702     3,570    19,618         0     2,590         0         0     2,785       850         0 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      -70      -300         0       -20         0         0         0         0      -250         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     65.8      21.8      13.6      75.0       0.0       9.9       0.0       0.0      10.6       3.2       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    24                     :
:        9         7         .         .         0         .         0         0         4         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063D9                                                    Open Interest is    33,445                :
: Positions                                                                                                    :
:   21,372    21,411     2,050     5,961     1,075       800         0         0     4,266     1,116     3,832 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      672       622         0         0     1,000       -50         0         0         0         0       100 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     63.9      64.0       6.1      17.8       3.2       2.4       0.0       0.0      12.8       3.3      11.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    32                     :
:       14         8         .         5         .         .         0         0         5         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON CURRENT AUCTION - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063DB                                                    Open Interest is    25,076                :
: Positions                                                                                                    :
:   15,576     7,592     8,045         0       105       125     1,400         0        25    14,779     1,200 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:    1,150       175       150         0       105         0     1,400         0         0      -275       825 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     62.1      30.3      32.1       0.0       0.4       0.5       5.6       0.0       0.1      58.9       4.8 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    21                     :
:       11         5         .         0         .         .         .         0         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2020 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063DJ                                                    Open Interest is    32,041                :
: Positions                                                                                                    :
:   16,579    22,161     6,268     2,582     4,059     3,140        73       182     1,150     2,748       145 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      924     1,439       222       114      -956        -6         2         6       308        -4         4 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     51.7      69.2      19.6       8.1      12.7       9.8       0.2       0.6       3.6       8.6       0.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    29                     :
:       12        10         5         .         4         .         .         .         .         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of Class 1 Renewable Energy Certificates                   :
CFTC Code #0063DK                                                    Open Interest is    16,427                :
: Positions                                                                                                    :
:   13,580    12,917       982        50         0         0     1,410         0     1,815     2,000        50 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:      300       300         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     82.7      78.6       6.0       0.3       0.0       0.0       8.6       0.0      11.0      12.2       0.3 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       10         7         .         .         0         0         .         0         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of Class 1 Renewable Energy Certifi           :
CFTC Code #0063DL                                                    Open Interest is    20,169                :
: Positions                                                                                                    :
:   15,044    12,809     2,385         0         0       970         0       100     1,305     6,920       340 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:       50       400       351         0       -97        -1         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     74.6      63.5      11.8       0.0       0.0       4.8       0.0       0.5       6.5      34.3       1.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    24                     :
:        9        10         .         0         0         .         0         .         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MARYLAND COMPLIANCE REC TIER1 - ICE FUTURES ENERGY DIV   (100 Tier 1 RECs)                                     :
CFTC Code #0063DM                                                    Open Interest is    12,990                :
: Positions                                                                                                    :
:    6,311    11,964         0       622        14         0       300         0     6,665        90         0 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     48.6      92.1       0.0       4.8       0.1       0.0       2.3       0.0      51.3       0.7       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    20                     :
:        8         7         0         .         .         0         .         0         4         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV   (10 SRECs)                                                       :
CFTC Code #0063DN                                                    Open Interest is    50,275                :
: Positions                                                                                                    :
:   21,603    30,683         0       791       230         0         0         0    24,191    14,320     4,251 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     43.0      61.0       0.0       1.6       0.5       0.0       0.0       0.0      48.1      28.5       8.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       13        11         0         .         .         0         0         0         6         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2021 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063DW                                                    Open Interest is    23,261                :
: Positions                                                                                                    :
:   11,214    20,195     8,507     3,066         0       966         0         0     2,075         0         0 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:     -107        -3         0      -107         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     48.2      86.8      36.6      13.2       0.0       4.2       0.0       0.0       8.9       0.0       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        8         .         .         .         0         .         0         0         5         0         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of November 10, 2020 
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALLOWANCE V2023 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063DX                                                    Open Interest is    13,245                :
: Positions                                                                                                    :
:    8,811     6,340     1,175     5,190         4         0       700         0     2,590       346       465 :
:                                                                                                              :
: Changes from:     November 3, 2020                                                                           :
:        0         0         0      -175         0      -175         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     66.5      47.9       8.9      39.2       0.0       0.0       5.3       0.0      19.6       2.6       3.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    21                     :
:        6         7         .         .         .         0         .         0         .         .         . :
----------------------------------------------------------------------------------------------------------------



Updated November 16, 2020