COMMENT FILE NUMBER: | 02--004 | 6/26/02 11:53 AM |
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Request of the National Futures Association for Approval of |
Interpretive Notice to NFA Compliance Rule 2-9: Supervision of the |
Use of Automated Order Routing Systems |
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FR CITE: | 67 FR 14701 (March 27, 2002) |
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CLOSES: | 4/26/02 |
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EXTENDED: |
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FILE CONTENTS |
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(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
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Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
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request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
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them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
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Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
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apply to paper copies. |
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REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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DOCUMENT: | FR | 1 |
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Notice of request for comment |
DATE: |
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3/27/02 | FR PAGE: |
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14701 | PAGES: |
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2 | PDF SIZE: | 38 KB | PDF LINK: | /files/foi |
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DOCUMENT: | NC | 1 |
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Letter of Approval |
DATE: |
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6/21/02 | FR PAGE: |
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N/A | PAGES: |
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1 | PDF SIZE: | 19 KB | PDF LINK: | /files/foia/ |
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DOCUMENT: | CL | 4 |
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National Futures Association (NFA) |
DATE: |
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4/25/02 | FR PAGE: |
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N/A | PAGES: |
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45 | PDF SIZE: | 1155 KB | PDF LINK: | /files/foia/ |
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DOCUMENT: | CL | 3 |
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Futures Industry Association (FIA) |
DATE: |
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4/26/02 | FR PAGE: |
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N/A | PAGES: |
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6 | PDF SIZE: | 184 KB | PDF LINK: | /files/foia/ |
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