| COMMENT FILE NUMBER: | 02--006 | 6/26/02 11:56 AM |
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| Request of the National Futures Association for Approval of |
| Interpretive Notice to NFA Compliance Rule 2-4: Best Execution |
| Obligation of NFA Members Notice-Registered as Broker-Dealers |
| Under Section 15 (b) (11) of the Securities Exchange Act of 1934 |
| Concerning Security Futures Transactions |
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FR CITE: | 67 FR 19557 (April 22, 2002) |
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CLOSES: | 5/22/02 |
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EXTENDED: |
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FILE CONTENTS |
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(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
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Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
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request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
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them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
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Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
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apply to paper copies. |
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REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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| DOCUMENT: | FR | 1 |
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Notice and request for comment |
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4/22/02 | FR PAGE: |
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19557 | PAGES: |
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2 | PDF SIZE: | 39 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | CL | 1 |
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Futures Industry Association (FIA) and Securities Industry Association (SIA) |
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6/17/02 | FR PAGE: |
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N/A | PAGES: |
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4 | PDF SIZE: | 100 KB | PDF LINK: | /files/foia/ |
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