| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 13 |
|
|
New York Mercantile Exchange (NYME) Conflict of Interest Policy |
| DATE: | 02/22/2006 | FR PAGE: | N/A | PAGES: | 29 | PDF SIZE: | 507 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 12 |
|
|
MInneapolis Grain Exchange (MGEX) Conflict of Interest Policy |
| DATE: | 02/21/2006 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 125 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 11 |
|
|
Chicago Board of Trade (CBOT) Conflict of Interest Policy |
| DATE: | 02/22/2006 | FR PAGE: | N/A | PAGES: | 47 | PDF SIZE: | 473 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 10 |
|
|
New York Board of Trade (NYBOT) Conflict of Interest Policy |
| DATE: | 02/21/2006 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 137 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 9 |
|
|
Chicago Mercantile Exchange (CME) Conflict of Interest Policy |
| DATE: | FR PAGE: |
|
N/A | PAGES: | 11 | PDF SIZE: | 131 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 8 |
|
|
Commissioner Hatfield Requesting Company's Policy on Conflicts of Interest |
| DATE: | 02/21/2006 | FR PAGE: | N/A | PAGES: | 5 | PDF SIZE: | 78 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 7 |
|
|
CBOE Regulatory Oversight Committee |
| DATE: | 02/15/2006 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 18 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 6 |
|
|
Hearing on Self-Regulation and Self-Regulatory Organizations in the US Futures |
|
|
Industry Agenda |
| DATE: | 02/15/2006 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 48 KB | PDF LINK: | /files/foia/c |
|
|
-------------------------------------------------------------------------------------------------------------------- |