| COMMENT FILE NUMBER: | 90--001 | 9/4/98 02:42 AM |
| ______________________________________________________________________ |
| 17 CFR Part 155 Proposed Rule Concerning Restriction on Dual Trading |
| by Floor Brokers |
| ______________________________________________________________________ |
| FR CITE: | 54 FR 1047 (January 11, 1990) |
| CLOSES: | 4/11/90 | 7/9/90 |
| EXTENDED: | 4/10/90 |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
| ______________________________________________________________________ |
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| DOCUMENT: | FR | 1 |
| Proposed rule |
| DATE: | 1/11/90 | FR PAGE: | 0147 | PAGES: | 15 |
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| DOCUMENT: | FR | 2 |
| Extension of comment period |
| DATE: | 4/10/90 | FR PAGE: | 13288 | PAGES: | 1 |
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| DOCUMENT: | NC | 1 |
| Statement Submitted by Daniel R. Huber |
| DATE: | 7/20/89 | FR PAGE: | N/A | PAGES: | 7 |
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| DOCUMENT: | NC | 2 |
| CFTC Meeting on Broker Association Study and Proposed Rules on Dual Trading Restriction |
| DATE: | 1/4/90 | FR PAGE: | N/A | PAGES: | 62 |
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| DOCUMENT: | NC | 3 |
| Memorandum from Trading and Markets |
| DATE: | 1/3/90 | FR PAGE: | N/A | PAGES: | 67 |
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