| COMMENT FILE NUMBER: | 92--021 | 8/23/98 10:27 PM |
| ______________________________________________________________________ |
| The National Futures Association's Proposed Financial Requirements |
| Rules and Proposed Interpretive Notice Regarding Member Self-Audit |
| Requirements |
| ______________________________________________________________________ |
| FR CITE: | 56 FR 18469 (April 30, 1992) |
| CLOSES: | 6/29/92 |
| EXTENDED: |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
| ______________________________________________________________________ |
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| DOCUMENT: | FR | 1 |
| Notice of proposed registered futures association rule changes |
| DATE: | 4/30/92 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | NC | 1 |
| NFA Proposed Rule Amendments and Interpretive Notice |
| DATE: | FR PAGE: | N/A | PAGES: | 93 |
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| DOCUMENT: | NC | 2 |
| Letter of Approval |
| DATE: | 10/6/92 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 1 |
| Demeter Commodities, Inc. |
| DATE: | 5/14/92 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 2 |
| J.C. Bradford & Co. |
| DATE: | 5/28/92 | FR PAGE: | N/A | PAGES: | 3 |
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