COMMENT FILE NUMBER: | 92--063 | 8/23/98 10:50 PM |
______________________________________________________________________ |
17 CFR Part 156 Proposed Regulation Requiring Registration of Broker |
Associations |
______________________________________________________________________ |
FR CITE: | 56 FR 57116 (December 3, 1992) |
CLOSES: | 1/4/93 |
EXTENDED: |
______________________________________________________________________ |
FILE CONTENTS |
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
Documents which do not have PDF links are availabe on request to [email protected] by using the |
electronic request form. Electronic distribution of the documents is possible, depending on the |
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
area through the Commission's Public Reading Room and outside the area through use of the |
electronic request form. Fees of 15 cents per page apply to paper copies. |
REQUEST FORM |
______________________________________________________________________ |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
DOCUMENT: | FR | 1 |
Proposed rule |
DATE: | 12/3/92 | FR PAGE: | 57116 | PAGES: | 9 |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
DOCUMENT: | FR | 2 |
Final rule |
DATE: | 6/1/93 | FR PAGE: | 31167 | PAGES: | 5 |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
DOCUMENT: | FR | 3 |
Final rule; correction |
DATE: | 2/8/94 | FR PAGE: | 05703 | PAGES: | 2 |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
DOCUMENT: | NC | 1 |
Memorandum from Trading and Markets |
DATE: | 11/6/92 | FR PAGE: | N/A | PAGES: | 43 |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
------------------------------------------------------------------------------------------------------------------------------------------------------- |
DOCUMENT: | CL | 1 |
COMEX |
DATE: | 12/24/92 | FR PAGE: | N/A | PAGES: | 3 |
------------------------------------------------------------------------------------------------------------------------------------------------------- |