| COMMENT FILE NUMBER: | 93--009 | 8/23/98 11:02 PM |
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| 17 CFR Parts 1, 3, 10 and 145 Registration of Floor Traders; Mandatory |
| Ethics Training for Registrants; Suspension of Registrants Charged With |
| Felonies |
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| FR CITE: | 57 FR 6748 (February 2, 1993) |
| CLOSES: | 3/4/93 |
| EXTENDED: |
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| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
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| DOCUMENT: | FR | 1 |
| Proposed rules |
| DATE: | 2/2/93 | FR PAGE: | 06748 | PAGES: | 19 |
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| DOCUMENT: | FR | 2 |
| Final rules |
| DATE: | 4/15/93 | FR PAGE: | 19575 | PAGES: | 31 |
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| DOCUMENT: | FR | 3 |
| Correction |
| DATE: | 4/23/93 | FR PAGE: | 21776 | PAGES: | 1 |
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| DOCUMENT: | FR | 4 |
| Final Rules; correction |
| DATE: | 2/8/94 | FR PAGE: | 05700 | PAGES: | 2 |
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| DOCUMENT: | CL | 1 |
| Managed Futures Association |
| DATE: | 3/4/93 | FR PAGE: | N/A | PAGES: | 6 |
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