| COMMENT FILE NUMBER: | 93--018 | 8/23/98 11:05 PM |
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| 17 CFR Part 12 Complaints Against Registered Persons; Class Action |
| Suits |
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| FR CITE: | 57 FR 17369 (April 2, 1993) |
| CLOSES: | 6/1/93 |
| EXTENDED: |
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| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
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| DOCUMENT: | FR | 1 |
| Notice of proposed rulemaking |
| DATE: | 4/2/93 | FR PAGE: | 17369 | PAGES: | 3 |
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| DOCUMENT: | NC | 1 |
| Summary of Comments |
| DATE: | 12/2/93 | FR PAGE: | N/A | PAGES: | 6 |
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| DOCUMENT: | CL | 1 |
| The Chicago Corporation |
| DATE: | 4/30/93 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 2 |
| National Futures Association |
| DATE: | 6/1/93 | FR PAGE: | N/A | PAGES: | 3 |
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| DOCUMENT: | CL | 3 |
| Lord Day & Lord, Barrett Smith (Edmund R. Schroeder, John Sullivan) |
| DATE: | 6/1/93 | FR PAGE: | N/A | PAGES: | 12 |
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