| COMMENT FILE NUMBER: | 94--001 | 8/24/98 02:20 PM |
| ______________________________________________________________________ |
| 17 CFR Parts, 1, 30, 33, and 190 Risk Disclosure by Futures Commission |
| Merchants, Introducing Brokers, Commodity Pool Operatiors and |
| Commodity Trading Advisors to Customers; Bankruptcy Disclosure |
| ______________________________________________________________________ |
| FR CITE: | 59 FR 1506 (January 11, 1994) |
| CLOSES: | 2/10/94 |
| EXTENDED: |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
| ______________________________________________________________________ |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 1 |
| Advance notice of proposed rulemaking |
| DATE: | 1/11/94 | FR PAGE: | 01506 | PAGES: | 4 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 2 |
| Final rules |
| DATE: | 7/5/94 | FR PAGE: | 34376 | PAGES: | 7 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 1 |
| Chicago Mercantile Exchange |
| DATE: | 2/9/94 | FR PAGE: | N/A | PAGES: | 4 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 2 |
| National Futures Association |
| DATE: | 2/22/94 | FR PAGE: | N/A | PAGES: | 3 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 3 |
| Futures Industry Association (Page 6 corrected 03/02/94) |
| DATE: | 2/23/94 | FR PAGE: | N/A | PAGES: | 6 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |