| COMMENT FILE NUMBER: | 96--009 | 8/24/98 04:44 PM |
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| 17 CFR Parts 1, 3, 145 and 147 Financial Reporting and Debt-Equity Ratio |
| Requirements for Futures Commission Merchants and Introducing |
| Brokers |
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| FR CITE: | 61 FR 7080 (February 26, 1996) |
| CLOSES: | 3/27/96 |
| EXTENDED: |
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| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
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| DOCUMENT: | FR | 1 |
| Proposed rules |
| DATE: | 2/26/96 | FR PAGE: | 07080 | PAGES: | 8 |
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| DOCUMENT: | FR | 2 |
| Final rules |
| DATE: | 1/31/97 | FR PAGE: | 04633 | PAGES: | 10 |
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| DOCUMENT: | CL | 1 |
| Swiss Financial Services, Inc. |
| DATE: | 3/14/96 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 2 |
| LBS Limited Partnership |
| DATE: | 3/20/96 | FR PAGE: | N/A | PAGES: | 1 |
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| DOCUMENT: | CL | 3 |
| Checkers, Simon & Rosner LLP |
| DATE: | 3/25/96 | FR PAGE: | N/A | PAGES: | 2 |
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