COMMENT FILE NUMBER: 97--037 2/5/99 08:00 PM

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Chicago Board of Trade Petition for Exemptions From the Dual Trading

Prohibition Set Forth in Section 4j(a) of the Commodity Exchange Act and

Commission Regulation 155.5
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FR CITE: 62 FR 60865 (November 13, 1997)
CLOSES:
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to [email protected] by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Notice of intent to condition and proposed order granting conditional exemptions from the

prohibition on dual trading in 13 affected contract markets
DATE: 11/13/97 FR PAGE: 60865 PAGES: 6

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DOCUMENT: NC 1

Oral Presentation on Dual Trading by the Chicago Board of Trade, Open Commission Meeting

12/16/1997
DATE: FR PAGE: N/A PAGES: 75

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DOCUMENT: NC 2

Greenberger, Division of Trading & Markets, to Burke, CBT
DATE: 12/19/97 FR PAGE: N/A PAGES: 1

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DOCUMENT: NC 3

Seifert, Division of Trading & Markets, to Durkin, CBT
DATE: 12/12/97 FR PAGE: N/A PAGES: 1

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DOCUMENT: NC 4

Fung, Division of Trading & Markets, to Durkin, CBT
DATE: 12/24/97 FR PAGE: N/A PAGES: 1

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