CFTC 2005 Federal Register Announcements
Last modified on July 03, 2006
Proposed CFTC rules and other announcements requesting comments, including Exchange new contract applications and major rule amendments, posted for six weeks following either the close of the comment period or date of action, with comment file number and closing date.
Final rules, orders, and similar announcements not requesting comments, posted for six weeks following publication, with effective date.
Sunshine Act announcements, posted for four weeks following publication.
CFTC Privacy Act Systems of Records, most recent compilation.
CFTC Public Information Collection Requirements.
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A ========================
Proposed Rules and Amendments
70 FR 75794 (December 21, 2005)
Self-Regulation and Self-Regulatory Organizations in the Futures Industry
Extension of comment period through 01/23/2006, see also 70 FR 71090 (November 25, 2005)
70 FR 74246 (December 15, 2005)
17 CFR Parts 15, 16, 17, 18, 19 and 21 Market and Large Trader Reporting
Comment File 05--009, closing date 02/13/2005, see also 71 FR 37809 (July 3, 2006)
70 FR 74240 (December 15, 2005)
17 CFR Part 4 Commodity Pool Operator Electronic Filing of Annual Reports
Comment File 05--008, closing date 01/17/2006, see also 71 FR 1463 (January 9, 2006), 71 FR 8939 (February 22, 2006)
70 FR 71090 (November 25, 2005)
Self-Regulation and Self-Regulatory Organizations in the Futures Industry
Comment File 05--007, closing date 01/23/2006, see also 70 FR 75794 (December 21, 2005)
70 FR 70749 (November 23, 2005)
17 CFR Parts 1, 145 and 147 Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges
Reopening of comment period through 11/30/2005, see also 70 FR 58985 (October 11, 2005)
70 FR 58985 (October 11, 2005)
17 CFR Parts 1, 145 and 147 Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges
Comment File 05--006, closing date 11/30/2005, see also 70 FR 58985 (October 11, 2005), 71 FR 5587 (February 2, 2006), 71 FR 8889 (February 21, 2006)
70 FR 56608 (September 28, 2005)
17 CFR Part 1 Definition of "Client" of a Commodity Trading Advisor
Comment File 05--005, closing date 11/28/2005, see also 71 FR 9442 (February 24, 2006)
70 FR 54323 (September 14, 2005)
17 CFR Parts 36, 37, 38, 39 and 40 Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications
Reopening of comment period, closing date 09/26/2005, see also 70 FR 39672 (July 11, 2005)
17 CFR Parts 36, 37, 38, 39 and 40 Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications
Comment File 05--004, closing date 09/09/2005, see also 70 FR 54323 (September 14, 2005), 71 FR 1953 (January 12, 2006)
17 CFR Part 150 Revision of Federal Speculative Position Limits
Comment File 05--003, closing date 04/14/2005, see also 70 FR 24705 (May 11, 2005)
17 CFR Part 1 Investment of Customer Funds and Record of Investments
Comment File 05--002, closing date 03/07/2005, see also 70 FR 28190 (May 17, 2005), 70 FR 32866 (June 6, 2005)
Proposed Withdrawal of Interpretation No. 10
Comment File 05--001, closing date 04/04/2005, see also 70 FR 24768 (May 11, 2005)
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======================== SECTION
B ========================
Final Rules and Orders
70 FR 75934 (December 22, 2005)
17 CFR Part 30 Foreign Futures and Options Transactions
Order, Exemption to Firms Designated by Australian Stock Exchange Limited
70 FR 65514 (October 31, 2005)
17 CFR Ch. I Regulatory Flexibility Agenda
70 FR 56823 (September 29, 2005)
17 CFR Part 1 Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Association
Establish the FY 2005 schedule of fees, effective dated: The FY 2005 fees for Commission oversight of each SRO rule enforcement program must be paid by each of the named SROs in the amount specified by no later than November 28, 2005.
Commodity Futures Trading Commission 17 CFR Part 41 Securities and Exchange Commission 17 CFR Part 240 Technical Amendments to Rules Setting Forth the Method for Determining Market Capitalization and Dollar Value of Average Daily Trading Volume; Application of the Definition of Narrow-Based Security Index
Joint technical amendment, effective date 08/29/2005
17 CFR Part 1 Investment of Customer Funds and Record of Investments
Correction, see also 70 FR 28190 (May 17, 2005)
17 CFR Part 1, Investment of Customer Funds and Record of Investments
Final rule, effective date 06/16/2005, see also 70 FR 5577 (February 3, 2005)
17 CFR Ch. I Regulatory Flexibility Agenda
Amendment of Interpretation
effective date 02/13/2005, see also 70 FR 5417 (February 2, 2005)
17 CFR Part 150 Revision of Federal Speculative Position Limits
Final Rule, effective date 06/10/2005, see also 70 FR 12621 (March 15, 2005)
Technology Advisory Committee Meeting
Agricultural Advisory Committee; Eleventh Renewal
Commodity Pool Operators and Commodity Pool Industry Issues; Meeting
Notice of public meeting, April 6, 2005, from 9 a.m. to 3:15 p.m.
70 FR 7549 (February 14, 2005)
17 CFR Parts 1 and 155 Distribution of "Risk Disclosure Statement" by Futures Commission Merchants and Introducing Brokers
Correction, see also 70 FR 5923 (February 4, 2005)
In the Matter of the New York Mercantile Exchange, Inc. Petition To Extend Interpretation Pursuant to Section 1a(12)(C) of the Commodity Exchange Act
Order, Effective date 02/04/2005
17 CFR Parts 1 and 155 Distribution of "Risk Disclosure Statement" by Futures Commission Merchants and Introducing Brokers
Final rule, effective 03/07/2005 see also 69 FR 64873 (November 9, 2004), see also 70 FR 7549 (February 14, 2005)
Performance of Certain Functions by National Futures Association With Respect to those Foreign Firms Acting in the Capacity of a Futures Commission Merchant
Notice and Order, effective 02/14/2005
17 CFR Part 140 Delegation of Authority to Director of the Division of Clearing and Intermediary Oversight: Correction
Technical amendments, effective date 01/14/2005, see also 67 FR 62350 (October 7, 2002)
17 CFR Part 171 Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
Final Rule, effective date 01/13/2005, see also 69 FR 62226 (October 25, 2004)
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======================== SECTION
C ========================
Sunshine Act Announcements
70 FR 75453 (December 20, 2005)
Sunshine Act Meeting
Open Commission Meeting 02/15/2006
70 FR 74780 (December 16, 2005)
Sunshine Act Meeting
Closed Commission Meeting 01/27/2006
70 FR 74780 (December 16, 2005)
Sunshine Act Meeting
Closed Commission Meeting 01/20/2006
70 FR 74779 (December 16, 2005)
Sunshine Act Meeting
Closed Commission Meeting 01/13/2006
70 FR 74779 (December 16, 2005)
Sunshine Act Meeting
Closed Commission Meeting 01/06/2006
70 FR 72298 (December 2, 2005)
Sunshine Act Meeting
Public Commission Meeting 12/13/2005
70 FR 69746 (November 17, 2005)
Sunshine Act Meeting
Closed Commission Meeting 12/30/2005
70 FR 69745 (November 17, 2005)
Sunshine Act Meeting
Closed Commission Meeting 12/23/2005
70 FR 69745 (November 17, 2005)
Sunshine Act Meeting
Closed Commission Meeting 12/16/2005
70 FR 69745 (November 17, 2005)
Sunshine Act Meeting
Closed Commission Meeting 12/09/2005
70 FR 69745 (November 17, 2005)
Sunshine Act Meeting
Closed Commission Meeting 12/02/2005
70 FR 61434 (October 24, 2005)
Sunshine Act Meeting
Changes in the Meeting: The Rule Enforcement Review has been moved to 10/28/2005 at 11:45 a.m., see also 70 FR 58686 (October 7, 2005)
70 FR 60494 (October 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 11/25/2005
70 FR 60494 (October 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 11/18/2005
70 FR 60494 (October 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 11/10/2005
70 FR 60494 (October 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 11/04/2005
Sunshine Act Meeting
Closed Commission Meeting 10/26/2005, see also 70 FR 61434 (October 24, 2005)
Sunshine Act Meeting
Closed Commission Meeting 10/03/2005, Cancelled, see also 70 FR 54902 (September 19, 2005)
70 FR 54902 (September 19, 2005)
Sunshine Act Meeting
Changes In The Meeting: The closed meeting to discuss a Derivatives Clearing Organization Review has been changed to 10/03/2005 at 11 a.m., see also 70 FR 53349 (September 9, 2005), 70 FR 57569 (October 3, 2005)
70 FR 54370 (September 14, 2005)
Sunshine Act Meeting
Closed Commission Meeting 10/28/2005
70 FR 54370 (September 14, 2005)
Sunshine Act Meeting
Closed Commission Meeting 10/21/2005
70 FR 54370 (September 14, 2005)
Sunshine Act Meeting
Closed Commission Meeting 10/14/2005
70 FR 54370 (September 14, 2005)
Sunshine Act Meeting
Closed Commission Meeting 10/07/2005
70 FR 53349 (September 9, 2005)
Sunshine Act Meeting
Closed Commission Meeting 09/21/2005, Cancelled, see also 70 FR 54902 (September 19, 2005)
Sunshine Act Meeting
Closed Commission Meeting 09/30/2005
Sunshine Act Meeting
Closed Commission Meeting 09/23/2005
Sunshine Act Meeting
Closed Commission Meeting 09/16/2005
Sunshine Act Meeting
Closed Commission Meeting 09/09/2005
Sunshine Act Meeting
Closed Commission Meeting 09/02/2005
Sunshine Act Meeting
Closed Commission Meeting 08/25/2005
Sunshine Act Meeting
Closed Commission Meeting 08/26/2005
Sunshine Act Meeting
Closed Commission Meeting 08/19/2005
Sunshine Act Meeting
Closed Commission Meeting 08/12/2005
Sunshine Act Meeting
Closed Commission Meeting 08/05/2005
Sunshine Act Meeting
Closed Commission Meeting 07/29/2005
Sunshine Act Meeting
Closed Commission Meeting 07/22/2005
Sunshine Act Meeting
Closed Commission Meeting 07/15/2005
Sunshine Act Meeting
Closed Commission Meeting 07/08/2005
Sunshine Act Meeting
Closed Commission Meeting 07/01/2005
Sunshine Act Meeting
Closed Commission Meeting 06/24/2005
Sunshine Act Meeting
Closed Commission Meeting 06/17/2005
Sunshine Act Meeting
Closed Commission Meeting 06/10/2005
Sunshine Act Meeting
Closed Commission Meeting 06/03/2005
Sunshine Act Meeting
Closed Commission Meeting 05/27/2005
Sunshine Act Meeting
Closed Commission Meeting 05/20/2005
Sunshine Act Meeting
Closed Commission Meeting 05/13/2005
Sunshine Act Meeting
Closed Commission Meeting 05/06/2005
Sunshine Act Meeting
Closed Commission Meeting 04/29/2005
Sunshine Act Meeting
Closed Commission Meeting 04/22/2005
Sunshine Act Meeting
Closed Commission Meeting 04/15/2005
Sunshine Act Meeting
Closed Commission Meeting 04/08/2005
Sunshine Act Meeting
Closed Commission Meeting 04/01/2005
70 FR 8347 (February 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 03/25/2005
70 FR 8347 (February 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 03/18/2005
70 FR 8347 (February 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 03/11/2005
70 FR 8347 (February 18, 2005)
Sunshine Act Meeting
Closed Commission Meeting 03/04/2005
Sunshine Act Meeting
Closed Commission Meeting 02/25/2005
Sunshine Act Meeting
Closed Commission Meeting 02/18/2005
Sunshine Act Meeting
Closed Commission Meeting 02/11/2005
Sunshine Act Meeting
Closed Commission Meeting 02/04/2005
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======================== SECTION E ========================
CFTC Public Information Collection Requirements
70 FR 75452 (December 20, 2005)
Agency Information Collection Activities Under OMB Review
Notice
70 FR 59319 (October 12, 2005)
Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0048, Off-Exchange Agricultural Trade Options
Notice
70 FR 52996 (September 6, 2005)
Agency Information Collection Activities Under OMB Review
Notice
70 FR 52996 (September 6, 2005)
Agency Information Collection Activities Under OMB Review
Notice
Agency Information Collection Activities Under OMB Review
Notice
Agency Information Collection Activities Under OMB Review
Notice
Agency Information Collection Activities: Rules Relating to Regulation of Domestic Exchange-Traded Options
Notice
Agency Information Collection Activities: Notification of Pending Legal Proceedings
Notice
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0021, Regulations Governing Bankruptcies of Commodity Brokers
Notice
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0015, Copies of Crop and Market Information Reports
Notice
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits
Notice
Agency Information Collection Activities Under OMB Review
Notice
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