Comment Files Opened During Calendar Year 2004

COMMENT FILES OPENED DURING CALENDAR YEAR 2004

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04--011

17 CFR Part 1 Distribution of "Risk Disclosure Statement" by Futures

Commission Merchants and Introducing Brokers

FR CITE:

69 FR 64873 (November 9, 2004)

CLOSES:

12/9/2004

EXTENDED:

LINK TO FILE:

http://ww

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04--010

17 CFR Part 171 Rules Relating To Review of National Futures

Association Decisions in Disciplinary, Membership Denial, Registration

and Member Responsibility Actions

FR CITE:

69 FR 62226 (October 25, 2004)

CLOSES:

11/24/2004

EXTENDED:

LINK TO FILE:

http://ww

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04--009

17 CFR Parts 37 and 38 Application Procedures for Registration as a

Derivatives Transaction Execution Facility or Designation as a Contract

Market

FR CITE:

69 FR 53367 (September 1, 2004)

CLOSES:

10/1/2004

EXTENDED:

LINK TO FILE:

http://ww

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04--008

17 CFR Parts 40, 41, and 145 Confidential Information and Commission

Records and Information

FR CITE:

69 FR 44981 (July 28, 2004)

CLOSES:

8/27/2004

EXTENDED:

LINK TO FILE:

http://ww

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04--007

17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and

Guidance on Core Principle 9

FR CITE:

69 FR 39880 (July 1, 2004)

CLOSES:

8/30/2004

EXTENDED:

LINK TO FILE:

http:www

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04--006

17 CFR Part 150 Petitions of the Chicago Board of Trade, the Kansas

City Board of Trade, and the Minneapolis Grain Exchange Pursuant to

Commission Regulation 13.2 for Repeal or Amendment of Speculative

Position Limits in Commission Regulation 150.2

FR CITE:

69 FR 33878 (June 17, 2004)

CLOSES:

8/16/2004

EXTENDED:

LINK TO FILE:

http://ww

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