| Material Released Pursuant to FOIA Requests Which has |
| Been, or is Likely to Be, the Subject of Future FOIA |
| Requests |
| ______________________________________________ |
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| ______________________________________________ |
| FILE NUMBER: | RF02-004 | PLACED ON THE PUBLIC RECORD: | 11/25/02 | CATEGORY: | C |
| ADDITIONAL MATERIALS RELATED TO THE NASDAQ LIFFE, LLC, |
| 06/06/2001 APPLICATION FOR DESIGNATION AS A CONTRACT MARKET, |
| RELEASED AFTER 11/08/2001 |
| ______________________________________________ |
| DOCUMENT NUMBER: | 1 |
|
|
S.C. Ervin, Dechert for Nasdaq LIFFE, LLC, to E.W. Colbert, Confidential |
|
|
Treatment Request Pertaining to Documents Submitted 11/07/2001 |
| DATE | 8/7/01 | PAGES: | 2 | PDF SIZE: | 44 KB | PDF LINK: |
| : |
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| DOCUMENT NUMBER: | 2 |
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S.C. Ervin, Dechert, to D.H. Dow, Office of Acting Chairman Newsome, |
|
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Transmittal of Documents Relating to the 06/06/2001 Application of Nasdaq |
|
|
LIFFE, LLC, for Designation as a Contract Market |
| DATE | 8/7/01 | PAGES: | 1 | PDF SIZE: | 22 KB | PDF LINK: |
| : |
| --------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 3 |
|
|
J.M. Cawley, Options Clearing Corporation, to J.W. Carpenter, Division of |
|
|
Market Regulation, Securities and Exchange Commission, Amendment No. |
|
|
2 to File No. SR-OCC-2001-07 Concerning Amendments to OCC By-Laws |
|
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and Rules, Proposed Clearing Agreement Between Nasdaq LIFFE, LLC, and |
|
|
OCC, and Agreements Regarding Appointed and Appointing Clearing |
| DATE | 8/10/01 | PAGES: | 39 | PDF SIZE: | 1250 KB | PDF LINK: |
| : |
| --------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 4 |
|
|
S.C. Ervin and J.M. Smith, Dechert FOR Nasdaq LIFFE, LLC, to R. |
|
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Adriance and E. Donovan, Transmittal of Documents Relating to the |
|
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06/06/2001 Application of Nasdaq LIFFE, LLC, for Designation as a |
|
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Contract Market, Confidential Treatment Request and Transmittal Letter to |
|
|
J. Lawton, Division of Trading and Markets, Attached |
| DATE | 8/13/01 | PAGES: | 3 | PDF SIZE: | 91 KB | PDF LINK: |
| : |
| --------------------------------------------------------------------------------------------- |
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