| Material Released Pursuant to FOIA Requests Which |
| has Been, or is Likely to Be, the Subject of Future |
| FOIA Requests |
| ______________________________________________ |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the electronic |
| request form. Fees of 15 cents per page apply to paper copies |
| Request Form | If you are unfamiliar with PDF files, click here for help |
| ______________________________________________ |
| FILE NUMBER: | RF04-003 | PLACED ON THE PUBLIC RECORD: | 01/15/04 | CATEGORY: | B |
| Latest Applications for BrokerTec Clearing Company, as of 12/18/2003 |
| ______________________________________________ |
| DOCUMENT NUMBER: | 1 |
| E.R. Schroeder, Cadwalader, Wickersham & Taft, to J.A. Webb, Secretary, |
| Submittal of Description of the BTEX (BrokerTec) Trading System, Exhibit F to |
| Application for Designation as a Contract Market, Revised 12/19/2000 |
| DATE: | 12/20/00 | PAGES: | 60 | PDF SIZE: | 849 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 2 |
| Description of the BTEX (BrokerTec) Trading System, Exhibit F to Application for |
| Designation as a Contract Market, Revised 12/19/2000, Marked to Show Revisions |
| DATE: | 12/19/00 | PAGES: | 60 | PDF SIZE: | 1050 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 3 |
| E.R. Schroeder, Cadwalader, Wickersham & Taft, to J.A. Webb, Secretary, |
| Submittal of Schedule A to Regulatory Services Agreement between BTEX and |
| National Futures Association, as of 11/28/2000 |
| DATE: | 01/04/01 | PAGES: | 17 | PDF SIZE: | 193 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 4 |
| E.R. Schroeder, Cadwalader, Wickersham & Taft, to J.A. Webb, Secretary, |
| Request that Application be Regarded as an Application for Designation as a |
| Contract Market Generally and that Application be Deemed Amended to Include |
| Application for Registration of BrokerTec Clearing Company (BCC), L.L.C., as a |
| Derivatives Clearing Organization |
| DATE: | 02/14/01 | PAGES: | 4 | PDF SIZE: | 53 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
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