| Material Released Pursuant to FOIA Requests Which |
| has Been, or is Likely to Be, the Subject of Future |
| FOIA Requests |
| ____________________________________________ |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the requester's |
| ability to receive them. Paper copies of documents are available within the Washington, D.C., area through |
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| ____________________________________________ |
| FILE NUMBER: | RF05-002 | PLACED ON THE PUBLIC | 02/22/2005 | CATEGORY: | A |
|
|
RECORD: |
| MEMORANDA OF UNDERSTANDING (MOU) WITH FOREIGN REGULATORS |
| (AS OF 07/02/2004) |
| ____________________________________________ |
| DOCUMENT NUMBER: | 1 |
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With Securities and Exchange Commission (SEC, United States) and |
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Department of Trade and Industry (DTI, United Kingdom) |
| DATE: | 09/23/1986 | PAGES: | 8 | PDF SIZE: | 222 KB | PDF LINK: | /files/foia/repfoia/foirf05 |
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| DOCUMENT NUMBER: | 2 |
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With Securities and Investments Board (SIB, United Kingdom, succeeded by |
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Fianacial Services Authority, FSA) |
| DATE: | 09/01/1988 | PAGES: | 123 | PDF SIZE: | 2090 KB | PDF LINK: | /files/foia/repfoia/foirf05 |
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| DOCUMENT NUMBER: | 3 |
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With Commission des Operations de Bourse (COB, France) |
| DATE: | 06/06/1990 | PAGES: | 37 | PDF SIZE: | 698 KB | PDF LINK: | /files/foia/repfoia/foirf05 |
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| DOCUMENT NUMBER: | 4 |
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With Comissao de Valores Mobiliarios (CVM, Brazil) |
| DATE: | 04/12/1991 | PAGES: | 8 | PDF SIZE: | 108 KB | PDF LINK: | /files/foia/repfoia/foirf05 |
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| DOCUMENT NUMBER: | 5 |
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With Ontario Securities Commission (OSC, Ontario, Canada), Commission des |
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valeurs mobilieres du Quebec (CVMQ, Quebec, Canada), and Canadian Self- |
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Regulatory Organizations |
| DATE: | 09/23/1991 | PAGES: | 40 | PDF SIZE: | 56 KB | PDF LINK: | /files/foia/repfoia/foirf05 |
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