External Meetings: Panel Discussion at SIFMA Compliance & Legal Seminar

Panelists discussed the CFTC and SEC process for implementing the provisions of the Dodd-Frank legislation.  Other panelists also discussed the legislative outlook in the upcoming Congress.

When

11/16/2010

Rulemaking(s)

General

CFTC Staff

Dan M. Berkovitz

Visitor(s)

Other panelists:  Jane Sherburne (BNY Mellon), Annette Nazareth (Davis Polk & Wardwell), Carter McDowell (SIFMA); several hundred other conference attendees.

Organization(s)

Representatives of numberous members of SIFMA .