External Meetings: Financial Markets Association Conference

Mr. Berkovitz participated in a panel discussion with Scott Alvarez (Federal Reserve Board), Michael Rufino (FINRA), Julie Williams (OCC), John Thomas (FDIC), and Bob Tortoriello (Cleary, Gottlieb Steen & Hamilton) on issues regarding implementation of the Dodd-Frank legilsation.  Mr. Berkovitz described the CFTC's rulemaking process and the proposed rules, final rules, and advanced notices of proposed rulemakings issued by CFTC under Dodd-Frank over the past several weeks.  Conference attendees raised questions concerning capital and margin requirements and the defintion of major swap participants.
When
Rulemaking(s)
General

CFTC Staff
Dan M. Berkovitz
Visitor(s)
Attendees at Financial Markets Association Legal & Legislative Issues Conference, Washington, DC
Organization(s)
Members of Financial Markets Association