Date Application Received: September 16, 2003
Date of CFTC Approval: February 4, 2004
Application Submissions
overview
, regulatory
chart, bylaws
, rules
, membership
application (individual), membership
application (company), membership
agreement, user
guide, front end
operations guide, front end
installation guide, information
manual and system overview, responses to
CFTC technical questionnaire, security
coordinator manual, response to
questions; revised rules
as of 12/5/03; redline
version of revised rules; corporate
affiliation chart; 2nd response
to questions; revised rules
as of 12/18/03; revised
membership agreement; 3rd response
to questions; revised rules
as of 1/22/04; revised bylaws
as of 1/22/04; 4th response
to questions; revised rules
as of 1/29/04;
Comments Received
Hynes; Gagel; FIA
; CBT
; CBT
Appendices; CME
; Bauer
; Interactive
Brokers; NFA
; DRW
Holdings; USFE response
to comments; rhoades
; young
; CBT 2nd
Comment; CBT
Attachment to 2nd Comment; Weaver
; Celtic
; Duzenman
;
Atlantic Metals; Bernicky
; Richards
; Zapffe
; Rowley
; Weiner
; US
Treasury;
Federal Reserve; Fox
; Neubauer
; Knight
; CBT
3rd comment; Managed
Funds Assoc.; CME
2nd comment;
Schwartz & Wolf; Lothian
;
Atlantic Metals 2nd comment; Heinz
; FTC
; FTC,
Muris; Dugan
; Zagotta
; Stern
;
Joint Industry; Richards
2nd Comment; Morelli
; Spencer
; Fisher
; Mondrus
;
Hally;
Levin
Approval Documents
Staff Memorandum
Order of Designation
and Letter to USFE
Transcript of Commission's
February 4, 2004 Meeting to Consider the USFE Application