| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 9 |
|
|
D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit J: BrokerTec |
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|
Clearing Company, L.L.C., Limited Liability Company Agreement and ByLaws |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
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46 | PDF SIZE: | 1072 KB | PDF LINK: |
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|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 8 |
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D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit I: Certificate of |
|
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Formation of BrokerTec Clearing Company, L.L.C. |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
|
1 | PDF SIZE: | 16 KB | PDF LINK: |
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 7 |
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|
D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit H: BrokerTec |
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|
Futures Exchange, L.L.C., Exchange Compliance with Regulatory Requirements |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
|
9 | PDF SIZE: | 255 KB | PDF LINK: |
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|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 6 |
|
|
D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit E: BrokerTec |
|
|
Futures Exchange, L.L.C., Rules with Explanations |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
|
66 | PDF SIZE: | 2597 KB | PDF LINK: |
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|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 5 |
|
|
D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit D: BrokerTec |
|
|
Futures Exchange, L.L.C., Rules |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
|
63 | PDF SIZE: | 2050 KB | PDF LINK: |
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|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 4 |
|
|
D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit C: BrokerTec |
|
|
Futures Exchange, L.L.C., Limited Liability Company Agreement and ByLaws with |
|
|
Explanations |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
|
75 | PDF SIZE: | 1717 KB | PDF LINK: |
|
|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 3 |
|
|
D.S. Mitchell, Cadwalader, Wickersham & Taft, to E.W. Colbert, Exhibit B: BrokerTec |
|
|
Futures Exchange, L.L.C., Limited Liability Company Agreement and ByLaws |
| DATE: |
|
5/8/2000 | FR PAGE: |
|
N/A | PAGES: |
|
63 | PDF SIZE: | 1572 KB | PDF LINK: |
|
|
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