| COMMENT FILE NUMBER: | 01--010 | 8/17/01 08:42 AM |
| ______________________________________________________________________ |
| 17 CFR Parts 3 and 170 Notice Registration as a Futures Commission |
| Merchant or Introducing Broker for Certain Securities Brokers or |
| Dealers |
| ______________________________________________________________________ |
| FR CITE: | 66 FR 27476 (May 17, 2001) |
| CLOSES: | 6/18/01 | 7/11/01 |
| EXTENDED: | 6/22/01 |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
| request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
| them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
| Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
| apply to paper copies. |
| REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
| ______________________________________________________________________ |
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| DOCUMENT: | FR | 3 |
|
|
Final rule |
| DATE: |
|
8/17/01 | FR PAGE: |
|
43080 | PAGES: |
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4 | PDF SIZE: | 49 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | FR | 2 |
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|
Reopening and extension of comment period |
| DATE: |
|
6/22/01 | FR PAGE: |
|
33494 | PAGES: |
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1 | PDF SIZE: | 31 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | FR | 1 |
|
|
Proposed rules |
| DATE: |
|
5/17/01 | FR PAGE: |
|
27476 | PAGES: |
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5 | PDF SIZE: | 53 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | CL | 5 |
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|
Futures Industry Association (FIA) |
| DATE: |
|
7/12/01 | FR PAGE: |
|
N/A | PAGES: |
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2 | PDF SIZE: | 78 KB | PDF LINK: | /files/foia/ |
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