| COMMENT FILE NUMBER: | 01--011 | 8/23/01 07:42 AM |
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| Commodity Futures Trading Commission 17 CFR Part 41 Securities |
| and Exchange Commission 17 CFR Part 240 Method for Determining |
| Market Capitalization and Dollar Value of Average Daily Trading |
| Volume; Application of the Definition of Narrow-Based Security |
| Index |
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FR CITE: | 66 FR 27559 (May 17, 2001) |
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CLOSES: | 6/18/01 | 7/11/01 |
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EXTENDED: | 7/2/01 |
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FILE CONTENTS |
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(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
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Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
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request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
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them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
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Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
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apply to paper copies. |
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REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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| DOCUMENT: | FR | 3 |
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Joint Final Rule |
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8/23/01 | FR PAGE: | 44489 | PAGES: | 28 | PDF SIZE: | 212 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | FR | 2 |
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Proposed rule; reopening and extension of comment period |
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7/2/01 | FR PAGE: |
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34864 | PAGES: |
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1 | PDF SIZE: | 33 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | FR | 1 |
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Joint proposed rules |
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5/17/01 | FR PAGE: |
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27559 | PAGES: |
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21 | PDF SIZE: | 178 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | CL | 17 |
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Securities Industry Association (SIA) |
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8/3/01 | FR PAGE: |
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N/A | PAGES: |
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8 | PDF SIZE: | 323 KB | PDF LINK: | /files/foia/ |
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