| COMMENT FILE NUMBER: | 01--019 | 02/27/04 03:58 PM |
| ______________________________________________________________________ |
| Commodity Futures Trading Commission 17 CFR Parts 1, 41 and 190 |
| Securities and Exchange Commission 17 CFR Part 240 Applicability |
| of CFTC and SEC Customer Protection, Recordkeeping, Reporting, |
| and Bankruptcy Rules and the Securities Investor Protection Act of |
| 1970 to Accounts Holding Security Futures Products |
| ______________________________________________________________________ |
| FR CITE: | 66 FR 50786 (October 4, 2001) |
| CLOSES: | 11/5/01 | 12/5/01 |
| EXTENDED: | 11/2/01 |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
| request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
| them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
| Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
| apply to paper copies. |
| REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
| ______________________________________________________________________ |
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| DOCUMENT: | FR | 4 |
|
|
Correction |
| DATE: |
|
11/5/02 | FR PAGE: |
|
67445 | PAGES: |
|
1 | PDF SIZE: | 15 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | FR | 3 |
|
|
Joint final rules |
| DATE: |
|
9/13/02 | FR PAGE: | 58283 | PAGES: | 18 | PDF SIZE: | 175 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | FR | 2 |
|
|
Joint proposed rules; extension of comment periods |
| DATE: |
|
11/2/01 | FR PAGE: | 55608 | PAGES: | 2 | PDF SIZE: | 37 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | FR | 1 |
|
|
Joint proposed rules |
| DATE: |
|
10/4/01 | FR PAGE: | 50786 | PAGES: | 20 | PDF SIZE: | 179 KB | PDF LINK: | /files/foia/f |
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