| COMMENT FILE NUMBER: | 03--009 | 9/17/2004 07:32 AM |
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| 17 CFR Part 1 Minimum Financial and Related Reporting Requirements for |
| Futures Commission Merchants and Introducing Brokers |
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FR CITE: | 68 FR 40835 (July 9, 2003) |
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CLOSES: | 9/8/2003 |
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EXTENDED: |
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FILE CONTENTS |
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(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
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Documents which do not have PDF links are available on request to [email protected] by using the |
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electronic request form. Electronic distribution of the documents is possible, depending on the |
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requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
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area through the Commission's Public Reading Room and outside the area through use of the electronic |
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request form. Fees of 15 cents per page apply to paper copies. |
| There will be a delay of approximately 24 hours between the time at which a comment is received and the |
| time at which it appears on this web site. |
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REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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| DOCUMENT: | FR | 3 |
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Final rule; correction |
| DATE: | 9/17/2004 | FR PAGE: | 55949 | PAGES: |
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1 | PDF SIZE: | 46 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | FR | 2 |
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Final rule |
| DATE: | 8/12/2004 | FR PAGE: | 49784 | PAGES: |
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17 | PDF SIZE: | 122 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | FR | 1 |
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Proposed rule |
| DATE: | 7/9/2003 | FR PAGE: | 40835 | PAGES: |
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14 | PDF SIZE: | 95 KB | PDF LINK: | /files/foia/f |
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| DOCUMENT: | CL | 10 |
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Carr Futures |
| DATE: | 9/9/2003 | FR PAGE: | N/A | PAGES: |
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2 | PDF SIZE: | 93 KB | PDF LINK: | /files/foia/c |
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