COMMENT FILE NUMBER: 97--021 9/30/98 11:17 PM

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17 CFR Parts 1, 30, 33 and 190 Distribution of Risk Disclosure Statements

by Futures Commission Merchants and Introducing Brokers
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FR CITE: 62 FR 47612 (September 10, 1997)
CLOSES: 11/10/97
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to [email protected] by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Proposed rules
DATE: 9/10/97 FR PAGE: 47612 PAGES: 6

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DOCUMENT: FR 2

Final rules
DATE: 2/20/98 FR PAGE: 08566 PAGES: 6

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DOCUMENT: FR 3

Correcting amendment
DATE: 9/30/98 FR PAGE: 52156 PAGES: 2

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DOCUMENT: NC 1

Staff Document, Division of Trading and Markets
DATE: 8/19/97 FR PAGE: N/A PAGES: 28

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DOCUMENT: NC 2

Statement of Chairperson Born, Open Commission Meeting 09/03/97
DATE: 9/3/97 FR PAGE: N/A PAGES: 2

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