COMMENT FILE NUMBER: | 97--021 | 9/30/98 11:17 PM |
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17 CFR Parts 1, 30, 33 and 190 Distribution of Risk Disclosure Statements |
by Futures Commission Merchants and Introducing Brokers |
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FR CITE: | 62 FR 47612 (September 10, 1997) |
CLOSES: | 11/10/97 |
EXTENDED: |
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FILE CONTENTS |
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
Documents which do not have PDF links are availabe on request to [email protected] by using the |
electronic request form. Electronic distribution of the documents is possible, depending on the |
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
area through the Commission's Public Reading Room and outside the area through use of the |
electronic request form. Fees of 15 cents per page apply to paper copies. |
REQUEST FORM |
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DOCUMENT: | FR | 1 |
Proposed rules |
DATE: | 9/10/97 | FR PAGE: | 47612 | PAGES: | 6 |
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DOCUMENT: | FR | 2 |
Final rules |
DATE: | 2/20/98 | FR PAGE: | 08566 | PAGES: | 6 |
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DOCUMENT: | FR | 3 |
Correcting amendment |
DATE: | 9/30/98 | FR PAGE: | 52156 | PAGES: | 2 |
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DOCUMENT: | NC | 1 |
Staff Document, Division of Trading and Markets |
DATE: | 8/19/97 | FR PAGE: | N/A | PAGES: | 28 |
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DOCUMENT: | NC | 2 |
Statement of Chairperson Born, Open Commission Meeting 09/03/97 |
DATE: | 9/3/97 | FR PAGE: | N/A | PAGES: | 2 |
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