Appendix B CFFE Relevant Entities
Sheet1
| � | � | Entity | Membership Status | CFFE Trading Privileges | Registration Status | Personal / Proprietary Trading | Customer Trading | Employment Status |
| � | � | NYCE | Class A - Only such member, has all voting rights. | N/A | N/A | N/A | N/A | N/A |
|
CFFE Traders (holders of CFFE trading privileges) |
Screen Based Traders (SBT) |
NYCE / CFFE Clearing Member (CM) | Class B - Must satisfy conditions for clearing members of CCC. | With payment of $100. | Must be registered. Any category. | Yes | Yes | N/A |
| � | � | NYCE / CSCE Floor Broker (FB) | Class B | With payment of $100. | FB | Yes | No | N/A |
| � | � | NYCE / CSCE Floor Trader (FT) | Class B | With payment of $100. | FT | Yes | No | N/A |
| � | � | Futures Commision Merchant (FCM) | May be non-member | If guaranteed by a CFFE clearing member. | FCM | Yes | Yes | N/A |
| � | � | Introducing Broker (IB) | May be non-member | If guaranteed by a CFFE clearing member. | IB | Yes | Yes | N/A |
| � | � | Commodity Trading Advisor (CTA) | May be non-member | If guaranteed by a CFFE clearing member. | CTA | Yes | Yes | N/A |
| � | � | Commodity Pool Operator (CPO) | May be non-member | If guaranteed by a CFFE clearing member. | CPO | Yes | Yes | N/A |
| � | � | Other | Associate | With payment $1000 and Guaranteed by a CM. | Only required if trading for customer. | Yes | Yes - If registered. | N/A |
| � | � | Authorized Trader (AT) | None | None personally, excercises on behalf of employer. | If employed by CM, registration only required for customer trading. If employed by other than CM, must be registered. | Yes (employer's proprietary) | Yes - If registered. | Employee of FCM, IB, CTA or CM. |
| � | � | Terminal Operator (TO) | None | Deemed to have for registration purpose only. | FB | No | No | Joint Employee of CFFE and Cantor Fitzgerald Securities. |