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Breakout of Goal Three Request by Program Activity and Outcome Objective

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Breakout of Goal Three Request by Program Activity


Breakout of Goal Three Request by Program Activity
($ in thousands)
Program Activity FY 2011 FY 2012 Change
Budget FTE Budget
Request
FTE Budget FTE
Market Oversight $10,061 40 $21,288 68 $11,227 28
Clearing, Swap Dealer & Intermediary Oversight 19,216 77 34,627 112 15,411 35
Chief Economist 0 0 0 0 0 0
Enforcement 5,136 20 8,967 28 3,831 8
Proceedings 0 0 0 0 0 0
General Counsel 3,930 14 4,961 15 1,031 1
International Affairs 2,268 9 4,043 13 1,775 4
Agency Direction 0 0 0 0 0 0
Administrative Management & Support 404 2 3,616 12 3,212 10
Total $41,015 162 $77,502 248 $36,487 86

Breakout of Goal Three Dodd-Frank Request by Program Activity
($ in thousands)
Program Activity FY 2011 FY 2012 Change
Budget FTE Budget
Request
FTE Budget FTE
Dodd-Frank (Included Above) $0 0 $21,859 67 $21,859 67
Total $0 0 $21,859 67 $21,859 67

Breakout of Goal Three Request by Program Activity
Program Activity Percentage
Market Oversight 27%
Clearing, Swap Dealer & Intermediary Oversight 45%
Chief Economist 0%
Enforcement 12%
Proceedings 0%
General Counsel 6%
International Affairs 5%
Agency Direction 0%
Administrative Management and Support 5%


Breakout of Goal Three Request by Outcome Objective


Breakout of Goal Three Request by Outcome Objective
($ in thousands)
Goal Three Outcome Objectives FY 2011 FY 2012 Change
Budget FTE Budget
Request
FTE Budget FTE
3.1 Clearing organizations and firms holding customer funds have sound financial practices. $11,976 47 $24,366 78 $12,390 31
3.2 Commodity futures, options and swaps markets are effectively regulated. 16,165 65 29,498 95 13,333 30
3.3 Markets are free of trade practice abuses. 3,680 14 7,829 25 4,149 11
3.4 Regulatory environment is responsive to evolving market conditions. 9,194 36 15,809 50 6,615 14
Total Goal Three $41,015 162 $77,502 248 $36,487 86

Breakout of Goal Three Request by Outcome Objective
Outcome Objective Percentage
Outcome Objective 3.1 32%
Outcome Objective 3.2 38%
Outcome Objective 3.3 10%
Outcome Objective 3.4 20%

 

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