Breakout of Goal Three Request by Program Activity and Outcome Objective

Breakout of Goal Three Request by Program Activity
*($ in thousands)*
Program Activity	FY 2011		FY 2012		Change
Program Activity	Budget	FTE	Budget Request	FTE	Budget	FTE
Market Oversight	$10,061	40	$21,288	68	$11,227	28
Clearing, Swap Dealer & Intermediary Oversight	19,216	77	34,627	112	15,411	35
Chief Economist	0	0	0	0	0	0
Enforcement	5,136	20	8,967	28	3,831	8
Proceedings	0	0	0	0	0	0
General Counsel	3,930	14	4,961	15	1,031	1
International Affairs	2,268	9	4,043	13	1,775	4
Agency Direction	0	0	0	0	0	0
Administrative Management & Support	404	2	3,616	12	3,212	10
Total	$41,015	162	$77,502	248	$36,487	86

Breakout of Goal Three Dodd-Frank Request by Program Activity
*($ in thousands)*
Program Activity	FY 2011		FY 2012		Change
Program Activity	Budget	FTE	Budget Request	FTE	Budget	FTE
Dodd-Frank (Included Above)	$0	0	$21,859	67	$21,859	67
Total	$0	0	$21,859	67	$21,859	67

Breakout of Goal Three Request by Program Activity
Program Activity	Percentage
Market Oversight	27%
Clearing, Swap Dealer & Intermediary Oversight	45%
Chief Economist	0%
Enforcement	12%
Proceedings	0%
General Counsel	6%
International Affairs	5%
Agency Direction	0%
Administrative Management and Support	5%

Breakout of Goal Three Request by Outcome Objective
*($ in thousands)*
Goal Three Outcome Objectives	FY 2011		FY 2012		Change
Goal Three Outcome Objectives	Budget	FTE	Budget Request	FTE	Budget	FTE
3.1 Clearing organizations and firms holding customer funds have sound financial practices.	$11,976	47	$24,366	78	$12,390	31
3.2 Commodity futures, options and swaps markets are effectively regulated.	16,165	65	29,498	95	13,333	30
3.3 Markets are free of trade practice abuses.	3,680	14	7,829	25	4,149	11
3.4 Regulatory environment is responsive to evolving market conditions.	9,194	36	15,809	50	6,615	14
Total Goal Three	$41,015	162	$77,502	248	$36,487	86