Outcome | Business Processes |
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1.1 Markets that accurately reflect the forces of supply and demand for the underlying commodity and are free of disruptive activity. |
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1.2 Markets are effectively and efficiently monitored to ensure early warning of potential problems or issues that could adversely affect their economic vitality. |
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Outcome | Business Processes |
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2.1 Violations of Federal commodities laws are detected and prevented. |
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2.2 Commodity professionals meet high standards. |
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2.3 Customer complaints against persons or firms registered under the Act are handled effectively and expeditiously. |
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Outcome | Business Processes |
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3.1 Clearing organizations and firms holding customer funds have sound financial practices. |
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3.2 Commodity futures and option markets are effectively self-regulated. |
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3.3 Markets are free of trade practice abuses. |
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3.4 Regulatory environment is flexible and responsive to evolving market conditions. |
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Outcome | Business Processes |
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4.1 Productive, technically competent, competitively compensated, and diverse workforce that takes into account current and future technical and professional needs of the Commission. |
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4.2 Modern and secure information system that reflects the strategic priorities of the Commission. |
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4.3 Organizational infrastructure that efficiently and effectively responds to and anticipates both the routine and emergency business needs of the Commission. |
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4.4 Financial resources are allocated, managed, and accounted for in accordance with the strategic priorities of the Commission. |
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4.5 Commission’s mission is fulfilled and goals are achieved through sound management and organizational excellence provided by executive leadership. |
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