Displaying results 11 - 20 of 880
CFTC Charges two Louisiana-Based Companies and Cofounder with Multi-Million Dollar Forex Fraud, Failing to Register
...WASHINGTON, D.C. — The Commodity Futures Trading Commission today announced a civil enforcement action in the U.S. District Court for the Eastern District of Louisiana against NOLA FX Capital Management, LLC, Meteor, LLC, Louisiana limited liability companies, and the founder of both, Michael B. DePetrillo. The complaint alleges the defendants operated a commodity pool scheme in which they…
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Dissenting Statement of Commissioner Caroline D. Pham on Misappropriation Theory in Derivatives Markets
… order inexplicably omits the only court opinion on the misappropriation theory of liability for this violation … 180.1.   I believe that  it is most appropriate to allege “misappropriation of confidential information in breach of a … under section 6(c)(1) [3] of the CEA and Rule 180.1 [4] for misappropriation of confidential information: Thus, to …
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CFTC Orders Freepoint Commodities LLC to Pay $91 million for Fraudulent Scheme to Misappropriate Material Non-Public Information
… today issued an order simultaneously filing and settling misappropriation-based fraud charges against Freepoint … Enforcement’s Corruption and Insider Trading Task Forces. “Misappropriation in the oil and gas markets harms not only …
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CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation
… Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation …
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CFTC Charges New York Man with Misappropriating Over $21 Million in Commodity Pool Scheme
...Washington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Northern District of California charging William Koo Ichioka, a New York City resident, with fraudulently soliciting and misappropriating more than $21 million from over 100 commodity pool participants’ funds.  Ichioka does not contest his liability on…
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CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme
…   … 8686-23 … CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme …
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CFTC Charges California Man and His Companies with Fraud and Misappropriation
… Inc . The complaint charges the defendants with fraud and misappropriation related to an off-exchange foreign currency … pool participants in a Ponzi-like scheme. To conceal their misappropriation, the defendants created and issued false … Charges California Man and His Companies with Fraud and Misappropriation …
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Federal Court Orders Former New York City Resident to Pay Over $2.6 Million in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme
… in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme …
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CFTC Charges Wisconsin Woman and Her Companies with Fraud and Misappropriation
… charges Yang, AK Equity, and Xapphire with fraud and misappropriation related to an off-exchange foreign currency … Charges Wisconsin Woman and Her Companies with Fraud and Misappropriation …
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Federal Court Orders Two Delaware Companies to Pay Nearly $146 Million for Misappropriation and Fraud Related to a Precious Metals Scheme
… Two Delaware Companies to Pay Nearly $146 Million for Misappropriation and Fraud Related to a Precious Metals …
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