Displaying results 151 - 160 of 880
CFTC Obtains Restraining Order against Commodity Pool Operator and Commodity Trading Advisor, AlphaMetrix, LLC, Alleging Misappropriation of Pool Funds and Sending False or Misleading Statements
… and Commodity Trading Advisor, AlphaMetrix, LLC, Alleging Misappropriation of Pool Funds and Sending False or … and Commodity Trading Advisor, AlphaMetrix, LLC, Alleging Misappropriation of Pool Funds and Sending False or …
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CFTC Charges California Resident Hannes Tulving, Jr., through his company, The Tulving Company, Inc., with Misappropriation and Fraudulent Solicitation in a $17.8 Million Precious Metals Scheme
… Jr., through his company, The Tulving Company, Inc., with Misappropriation and Fraudulent Solicitation in a $17.8 … Inc ., charging them with fraudulent solicitation and misappropriation in connection with the precious metals … Jr., through his company, The Tulving Company, Inc., with Misappropriation and Fraudulent Solicitation in a $17.8 …
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CFTC Orders David R. Lynch to Pay More than $470,000 in Restitution and a Civil Monetary Penalty to Settle Charges of Fraudulent Misappropriation, Fraudulent Solicitations, and False Statements
… a Civil Monetary Penalty to Settle Charges of Fraudulent Misappropriation, Fraudulent Solicitations, and False … monetary penalty, among other sanctions, for fraudulent misappropriation, fraudulent solicitations, and false … a Ponzi scheme. Further, to conceal his trading losses and misappropriations, Lynch issued monthly account statements …
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CFTC Charges Houston-based Christopher Daley and his company, TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme
… TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool … TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme …
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CFTC Orders New York Resident Jacob N. Stein to Pay More than $344,000 in Restitution and Civil Monetary Penalty for Commodity Pool Fraud and Misappropriation
… and Civil Monetary Penalty for Commodity Pool Fraud and Misappropriation Washington, DC – The U.S. Commodity Futures … a $100,000 civil monetary penalty, for committing fraud and misappropriation in connection with a commodity pool that … and Civil Monetary Penalty for Commodity Pool Fraud and Misappropriation …
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CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and California Residents Robert Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations
… Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations Washington, DC … and overstated account balances by millions of dollars. Misappropriation of Pool Participants’ Funds The Complaint … Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations …
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Federal Court Orders Convict Perry Jay Griggs and His Wife to Pay $2.1 Million Civil Penalty for Multi-Million Dollar Commodity Pool Fraud and Misappropriation
… Penalty for Multi-Million Dollar Commodity Pool Fraud and Misappropriation In a related criminal proceeding, Perry … Penalty for Multi-Million Dollar Commodity Pool Fraud and Misappropriation …
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CFTC Orders Indiana Resident Terry Lee Phillips and his Two Companies to Pay Restitution and a Civil Monetary Penalty Totaling More than $234,000 for Fraud and Misappropriation
… Monetary Penalty Totaling More than $234,000 for Fraud and Misappropriation Washington, DC – The U.S. Commodity Futures … Monetary Penalty Totaling More than $234,000 for Fraud and Misappropriation …
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CFTC Orders San Gabriel, California Resident David Kaup and His Companies to Pay over $1.89 Million in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges
… in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges Kaup and his companies, Lunden … Black Horse Entities, concealed their trading losses and misappropriation of customer funds by assuring customers … in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges …
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CFTC Charges Arizona Resident Derek Springfield and His Company, Draven, LLC, with Fraudulent Solicitation, Misappropriation, and Issuing False Account Statements in Ponzi-Style Commodity Pool Scheme
… and His Company, Draven, LLC, with Fraudulent Solicitation, Misappropriation, and Issuing False Account Statements in … of pool participants. To cover up these losses and the misappropriation of pool participants’ funds, the Defendants … and His Company, Draven, LLC, with Fraudulent Solicitation, Misappropriation, and Issuing False Account Statements in …
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