Displaying results 161 - 170 of 880
CFTC Charges Georgia Resident Hendrik A. Van Beuningen and His Company, DeBrink Trading Fund I, LLC, with Fraud, Misappropriation, and Registration Violations in Connection with Their Commodity Pool
… and His Company, DeBrink Trading Fund I, LLC, with Fraud, Misappropriation, and Registration Violations in Connection … Fund I, LLC (DeBrink) of Atlanta, Georgia, with fraud, misappropriation, and issuing false statements in connection … CFTC immediate access to those records. Trading Losses and Misappropriation Defendants allegedly transferred only …
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CFTC Settles Action against Douglas Elsworth Wilson and Three California Companies for Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Commodity Futures and Forex Scheme
... August 13, 2012 CFTC Settles Action against Douglas Elsworth Wilson and Three California Companies for Solicitation Fraud, Misappropriating Customer Funds, and Issuing False…
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CFTC files enforcement action against Robert A. Besner and New Forest Capital Management charging fraud and misappropriation
… Besner and New Forest Capital Management charging fraud and misappropriation …
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CFTC Obtains Default Judgment against Altamont Global Partners LLC and John G. Wilkins for Commodity Pool Fraud, Misappropriation, and Making False Statements to National Futures Association
… Partners LLC and John G. Wilkins for Commodity Pool Fraud, Misappropriation, and Making False Statements to National … were sham transactions designed to disguise Defendants’ misappropriation, and issued false statements to pool … Partners LLC and John G. Wilkins for Commodity Pool Fraud, Misappropriation, and Making False Statements to National …
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Federal Court Orders Texas Resident Robert D. Watson to Pay $31 Million for Defrauding Customers, Misappropriating Millions of Dollars, and Providing Fictitious Records in Forex Scheme
... February 16, 2012 Federal Court Orders Texas Resident Robert D. Watson to Pay $31 Million for Defrauding Customers, Misappropriating Millions of Dollars, and Providing…
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Federal Court Orders Nearly $17.5 Million in Sanctions against Naples, Florida Resident Dorian Garcia and his Companies for Solicitation Fraud, Misappropriation, and Registration Violations in Operating a Ponzi Scheme
… Dorian Garcia and his Companies for Solicitation Fraud, Misappropriation, and Registration Violations in Operating a … currency (forex) and commodity options trading pools, 2) misappropriation of customer funds, 3) issuing false account … Dorian Garcia and his Companies for Solicitation Fraud, Misappropriation, and Registration Violations in Operating a …
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CFTC Charges Douglas Elsworth Wilson and Three California Companies with Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Multi-Million Dollar Commodity Futures and Forex Scheme
... August 22, 2011 CFTC Charges Douglas Elsworth Wilson and Three California Companies with Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in…
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CFTC Charges Illinois Resident Gerald J. Considine and His Companies, Novo Trading and Considine Trading, with Fraudulent Solicitation and Misappropriating More than $1.65 Million of Customer Funds
... September 29, 2014 CFTC Charges Illinois Resident Gerald J. Considine and His Companies, Novo Trading and Considine Trading, with Fraudulent Solicitation and Misappropriating…
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CFTC Charges South Carolina Resident Thomas Lanzana, Florida Resident Nikolay Masanko, and Their Companies Blackbox Pulse, LLC and White Cloud Mountain, LLC with Fraud, Misappropriation, and Registration Violations
… Pulse, LLC and White Cloud Mountain, LLC with Fraud, Misappropriation, and Registration Violations Lanzana and … Pulse, LLC and White Cloud Mountain, LLC with Fraud, Misappropriation, and Registration Violations …
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CFTC Charges Florida Resident Abraham Gutterman and His Companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with Commodity Gold and Oil Options Fraud and Misappropriation
… LLC with Commodity Gold and Oil Options Fraud and Misappropriation Defendants allegedly stole more than … Florida, charging them with commodity options fraud and misappropriation. On March 15, 2012, the same day the … LLC with Commodity Gold and Oil Options Fraud and Misappropriation …
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