Displaying results 171 - 180 of 880
CFTC Charges California Resident Scott Allensworth, His Company E-Slate, Inc., Nevada Resident Robert J. Fusco, and Kentucky Resident David Weddle with Fraud, Misappropriation, and Registration Violations
… J. Fusco, and Kentucky Resident David Weddle with Fraud, Misappropriation, and Registration Violations Alleged … providing fabricated statements to pool participants, and misappropriation in connection with investments in two … also allegedly concealed, and continue to conceal, their misappropriation of pool participant funds for personal use. …
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Federal Court Orders Texas Resident Ray M. White and CRW Management LP to Pay More than $19 Million for Defrauding Customers and Misappropriating Millions of Dollars in Forex Fraud
... October 11, 2011 Federal Court Orders Texas Resident Ray M. White and CRW Management LP to Pay More than $19 Million for Defrauding Customers and Misappropriating Millions of…
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CFTC Obtains $21.8 Million Default Judgment against Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Firms for Misappropriation of Customer Funds and Fraudulent Solicitation in Ponzi Scheme
… Alvin Guy Wilkinson and his Connecticut-based Firms for Misappropriation of Customer Funds and Fraudulent … ), which charged Wilkinson and his entities with fraud, misappropriation, failing to register with the CFTC, and … Alvin Guy Wilkinson and his Connecticut-based Firms for Misappropriation of Customer Funds and Fraudulent …
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North Carolina Court Issues Preliminary Injunction in CFTC Action Charging Donald Trivette With Defrauding Investors and Misappropriating Investor Funds
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Federal Court Orders Moroccan National and Former Citigroup Trader Otmane El Rhazi to Pay Over $1.49 Million for Unlawful Trading and Misappropriation from a Citibank, N.A. Proprietary Account
… El Rhazi to Pay Over $1.49 Million for Unlawful Trading and Misappropriation from a Citibank, N.A. Proprietary Account … and a civil monetary penalty for unlawful trading, misappropriation, and fraud. El Rhazi is a Moroccan national … charged El Rhazi with noncompetitive trading, fraud, and misappropriation from a Citibank, N.A. proprietary account …
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Utah Resident Darren L. Shanks and His Firm, Forex Auto Profits, LLC, Ordered to Pay More than $2.9 Million in Fines and Restitution for Fraud and Misappropriation in Foreign Currency Scheme
… than $2.9 Million in Fines and Restitution for Fraud and Misappropriation in Foreign Currency Scheme Washington, DC - … L. Shanks , formerly of South Jordan, Utah, for fraud and misappropriation in connection with operating a foreign … than $2.9 Million in Fines and Restitution for Fraud and Misappropriation in Foreign Currency Scheme …
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Federal Court Orders Former Alabama Resident John David Stroud and His Companies to Pay More than $4.7 Million in Restitution and a Civil Monetary Penalty for Committing Commodity Pool Fraud and Misappropriation
… Monetary Penalty for Committing Commodity Pool Fraud and Misappropriation The Defendants Stole over $2.3 Million from … ago that charged Stroud and his companies with fraud and misappropriation in operating two commodity pools (see CFTC … Monetary Penalty for Committing Commodity Pool Fraud and Misappropriation …
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CFTC Orders California Resident Irina Feldman and her Companies Cindium Inc. and Einstein Exchange Group Inc. to Pay More than $600,000 for Solicitation Fraud and Misappropriation in Commodity Pool Scheme
… Inc. to Pay More than $600,000 for Solicitation Fraud and Misappropriation in Commodity Pool Scheme All of Pool … Group Inc. (Einstein) for committing solicitation fraud and misappropriation in connection with operating a commodity … the provisions of the CEA and CFTC Regulations, as charged. Misappropriation According to the Order, from in or about …
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Federal Court in New York Imposes a $2.16 Million Penalty and Permanent Trading Bans against Michael A. Kardonick, Gary R. Shapoff, and Atwood & James for Forex Options Fraud and Misappropriation
… R. Shapoff, and Atwood & James for Forex Options Fraud and Misappropriation Kardonick and Shapoff Are Serving Time in … R. Shapoff, and Atwood & James for Forex Options Fraud and Misappropriation …
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CFTC Orders Brooklyn-Based Commodity Pool Operator and its Principal to Pay $1,350,000 in Restitution and Civil Monetary Penalties for Fraud, Misappropriation, and Furnishing False Documents to the National Futures Association
… in Restitution and Civil Monetary Penalties for Fraud, Misappropriation, and Furnishing False Documents to the … and settled charges of fraud, filing false documents, and misappropriation of customer funds against a registered … in Restitution and Civil Monetary Penalties for Fraud, Misappropriation, and Furnishing False Documents to the …
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