Displaying results 41 - 50 of 880
CFTC Charges Unregistered Commodity Pool Operator and Its Principal with Fraud and Misappropriation
… Commodity Pool Operator and Its Principal with Fraud and Misappropriation Washington, D.C. —  The Commodity Futures … The complaint charges McDonald and PPR with fraud and misappropriation related to an off-exchange foreign currency … invested funds as a result of the defendants’ fraud and misappropriation.   In its continuing litigation, the CFTC …
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CFTC Charges Texas Man with Misappropriating Over $8.3 Million In Customer Funds
… under a number of fictitious names in connection with his misappropriation scheme: SEI-Equity Investments , a/k/a SEI …
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CFTC Charges Five Entities and Five Individuals with $58 Million Foreign Currency Fraud and Misappropriation Scheme
… charging five individuals and five companies with fraud, misappropriation, and registration violations in connection … Individuals with $58 Million Foreign Currency Fraud and Misappropriation Scheme …
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CFTC Charges Puerto Rico Resident and His Firm for Misappropriation of Nonpublic Information and Fictitious Trading
… … CFTC Charges Puerto Rico Resident and His Firm for Misappropriation of Nonpublic Information and Fictitious …
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CFTC Charges Ohio Man and His Companies with Fraudulently Solicitating Over $12 Million and Misappropriation in a Digital Asset Trading Scheme
… with Fraudulently Solicitating Over $12 Million and Misappropriation in a Digital Asset Trading Scheme …
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CFTC Charges North Carolina Companies and Their Owners in $1 Million Foreign Currency Fraud and Misappropriation Scheme
… limited liability companies, with fraudulent solicitation, misappropriation and registration violations relating to a … and Their Owners in $1 Million Foreign Currency Fraud and Misappropriation Scheme …
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CFTC Charges New Jersey Resident and His Company with Fraudulent Solicitation, Misappropriation, and Violating Consent Order
… , charging the defendants with fraudulent solicitation and misappropriation, and Rege with violating a prior CFTC … Resident and His Company with Fraudulent Solicitation, Misappropriation, and Violating Consent Order …
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CFTC Charges Unregistered Forex Trading Firm and Its Principal with Fraud and Misappropriation
… Forex Trading Firm and Its Principal with Fraud and Misappropriation Washington, DC – The U.S. Commodity Futures … South Carolina.  The defendants are charged with fraud and misappropriation in connection with the unlawful operation … of at least 30 commodity pool participants, as well as the misappropriation of over $1.1 million of pool funds that …
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CFTC Charges Florida Resident and His Panamanian Corporation with Fraud and Misappropriation
… Resident and His Panamanian Corporation with Fraud and Misappropriation At least $16.4 million in customer funds … of Apopka, Fla., charging them with solicitation fraud and misappropriation of customer funds involving at least $16.4 … Resident and His Panamanian Corporation with Fraud and Misappropriation …
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CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations
… September 30, 2019, the CFTC charged Webb and Classic with misappropriation of information, supervision, and … … CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and …
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