Displaying results 71 - 80 of 880
CFTC Sanctions Virginia Commodity Pool Operator $739,000 to Settle Fraud and Misappropriation Charges
… Commodity Pool Operator $739,000 to Settle Fraud and Misappropriation Charges Washington, DC - The U.S. Commodity … Commission (CFTC) today settled its charges of fraud and misappropriation of customer funds against Robert Lee Roane … Commodity Pool Operator $739,000 to Settle Fraud and Misappropriation Charges …
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CFTC Sues Michael Alcocer and His Company, InovaTrade, Inc., for Foreign Currency Fraud and Misappropriation
… Company, InovaTrade, Inc., for Foreign Currency Fraud and Misappropriation Defendants allegedly solicited over $10.6 … Company, InovaTrade, Inc., for Foreign Currency Fraud and Misappropriation …
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Federal Court Orders Nevada Company and its Owner to Pay More Than $32 Million for Cryptocurrency Fraud and Misappropriation Scheme
… ., a Nevada corporation, for a cryptocurrency fraud and misappropriation scheme. The court’s March 29, 2021 final … CFTC charging the defendants with fraudulent solicitation, misappropriation, and registration violations.  [See CFTC … to Pay More Than $32 Million for Cryptocurrency Fraud and Misappropriation Scheme …
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Federal Court Orders New Jersey Resident and His Company to Pay Over $5 Million for Fraudulent Solicitation, Misappropriation, and Violation of Trading Prohibition in Prior Consent Order
… that the defendants engaged in fraudulent solicitation and misappropriation, and that Rege violated a prior CFTC … Company to Pay Over $5 Million for Fraudulent Solicitation, Misappropriation, and Violation of Trading Prohibition in …
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Federal Court Orders Suffolk New York Man and His Company to Pay $370,000 for Commodity Pool Fraud and Misappropriation
… wrongdoing; including their fraudulent solicitation and misappropriation of participants’ money; sending false … His Company to Pay $370,000 for Commodity Pool Fraud and Misappropriation …
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CFTC Orders Texas Man to Pay Over $1 Million for Misappropriating Confidential Information, Fictitious Trading, and False Statements
...Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and settling charges against Marcus Schultz of Houston, Texas, for engaging in a fraudulent scheme to misappropriate his employer’s confidential information and enter into fictitious trades. Schultz is also charged with making false statements to the CFTC and ICE Futures US.  The order requires…
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CFTC Charges Californian Jeffrey Gustaveson with Fraud, Misappropriation, and Issuing False Statements in Commodity Pool Scheme
… CFTC Charges Californian Jeffrey Gustaveson with Fraud, Misappropriation, and Issuing False Statements in Commodity … Jeffrey Gustaveson of Carlsbad, Calif., with fraud, misappropriation, and issuing false statements in an … reported false profits, and failed to disclose Gustaveson’s misappropriation of pool participants’ funds. When his fraud …
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CFTC Files and Settles Charges of Fraud and Misappropriation against Former Employee of California Commodity Trading Firm Castle Trading Inc.
… Trading Commission Files and Settles Charges of Fraud and Misappropriation against Former Employee of California … filing and simultaneously settling charges of fraud and misappropriation of customer funds against Alta Loma, … for his own use and benefit. Denniston accomplished the misappropriation by forging signatures on at least 58 …
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CFTC Charges Alabama Resident John David Stroud and His Companies with Commodity Pool Fraud and Misappropriation
… Stroud and His Companies with Commodity Pool Fraud and Misappropriation Defendants allegedly stole more than $2.2 … Management, LLC , all of Auburn, Ala., with fraud and misappropriation in operating two commodity pools. On March … to disclose Stroud’s significant trading losses and his misappropriation of participant funds, according to the …
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President of a Miami Commodity Futures and Options Firm Sanctioned $260,000 for Fraud and Misappropriation of Customer Funds
… Futures and Options Firm Sanctioned $260,000 for Fraud and Misappropriation of Customer Funds Washington, DC – The U.S. … Futures and Options Firm Sanctioned $260,000 for Fraud and Misappropriation of Customer Funds …
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