Displaying results 751 - 760 of 880
Government Obtains Judgment against Two New York Investment Firms
... Release: 5313-07 For Release: April 2, 2007 Government Obtains Judgment against Two New York Investment Firms Century Maxim Fund, AJR Capital and their Principal to Pay More Than $22,500,000 in Restitution and Civil Penalties in Case Brought by the Commodity Futures Trading Commission Washington, D.C. – The U.S.…
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Connecticut Resident Burton Friedlander and his Company Ordered to Pay More Than $2 Million to Defrauded Customers in Connection with Commodity Fraud Scheme
... Release: 5301-07 For Release: March 14, 2007 Connecticut Resident Burton Friedlander and his Company Ordered to Pay More Than $2 Million to Defrauded Customers in Connection with Commodity Fraud Scheme Friedlander and Friedlander Capital Management Corporation Admit to Misappropriating $1.3 Million in Customer Funds to Pay…
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Foreign Currency Company, UForex Consulting, its President, and Former Employee Charged in Louisiana Federal Court with Cheating Customers of More Than $2.9 Million
... Release: 5278-07 For Release: January 18, 2007 Foreign Currency Company, UForex Consulting, its President, and Former Employee Charged in Louisiana Federal Court with Cheating Customers of More Than $2.9 Million CFTC Obtains Federal Court Orders Freezing Assets and Preventing the Destruction of Books and Records of…
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CFTC Charges Two Florida Companies and Three Florida Men with Operating a Fraudulent Commodity Pool that Solicited Approximately $17 Million from about 100 Investors
... Release: 5643-09 For Release: April 7, 2009 CFTC Charges Two Florida Companies and Three Florida Men with Operating a Fraudulent Commodity Pool that Solicited Approximately $17 Million from about 100 Investors Capital Blu Management, LLC, DD International Holdings, LLC, Donovan Davis. Jr., Blayne Davis, and Damien Bromfield…
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CFTC Permanently Bars Accountant, Jeannie Veraja-Snelling, for Failing to Properly Audit Peregrine Financial Group, Inc.
... August 26, 2013 CFTC Permanently Bars Accountant, Jeannie Veraja-Snelling, for Failing to Properly Audit Peregrine Financial Group, Inc. Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed and settled charges against Jeannie Veraja-Snelling, d/b/a Veraja-Snelling & Company (Veraja-Snelling), a certified public accountant and…
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Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Injunction against Robert Tripode for Engaging in Fraud in Connection with Forex
... February 4, 2016 Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Injunction against Robert Tripode for Engaging in Fraud in Connection with Forex Washington, DC- The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Fort Lauderdale, Florida, issued a Consent Order against Defendant Robert Tripode of…
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CFTC Charges Tennessee and Kentucky Residents Rodney Scott Phelps and Jason T. Castenir and Their Company, Maverick Asset Management, LLC, with Commodity Pool Fraud and Other Violations
... September 8, 2015 CFTC Charges Tennessee and Kentucky Residents Rodney Scott Phelps and Jason T. Castenir and Their Company, Maverick Asset Management, LLC, with Commodity Pool…
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Federal Court Orders North Carolina Resident Carl David Wright to Pay a $1 Million Civil Penalty for Commodity Pool Fraud
... July 10, 2015 Federal Court Orders North Carolina Resident Carl David Wright to Pay a $1 Million Civil Penalty for Commodity Pool Fraud In a parallel criminal…
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CFTC Charges Two North Carolina Residents and their Company, PMC Strategy, LLC, with Fraudulently Soliciting at least $669,000 in Foreign Currency Ponzi Scheme
... February 14, 2011 CFTC Charges Two North Carolina Residents and their Company, PMC Strategy, LLC, with Fraudulently Soliciting at least $669,000 in Foreign Currency Ponzi…
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Oklahoma Federal Court Orders More than $26 Million in Customer Restitution and Civil Monetary Penalties Against Prestige Ventures Corporation, Federated Management Group, Inc., Kenneth W. Lee and Simon Yang, Defendants in CFTC Ponzi Scheme Action
... December 7, 2010 Oklahoma Federal Court Orders More than $26 Million in Customer Restitution and Civil Monetary Penalties Against Prestige Ventures Corporation, Federated…
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