Displaying results 781 - 790 of 880
Oklahoma City Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated by South Carolina Resident Kenneth Lee and Oklahoma Resident Simon Yang and their Companies
... Release: 5758-09 For Release: November 25, 2009 Oklahoma City Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated by South Carolina Resident Kenneth Lee and Oklahoma Resident Simon Yang and their Companies CFTC and Oklahoma Department of Securities charge Prestige Ventures Corp., Federated…
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CFTC Files Complaint against U.S. Bank, N.A. Alleging Unlawful Use of Peregrine Financial Group, Inc.’s Customer Segregated Funds and Violation of Customer Segregation Laws
... June 5, 2013 CFTC Files Complaint against U.S. Bank, N.A. Alleging Unlawful Use of Peregrine Financial Group, Inc.’s Customer Segregated Funds and Violation of Customer…
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Federal Court Enters Order Settling CFTC $85 Million Forex Fraud Action against California Resident Peter Son and his Companies SNC Asset Management, Inc. and SNC Investments, Inc.
... April 26, 2012 Federal Court Enters Order Settling CFTC $85 Million Forex Fraud Action against California Resident Peter Son and his Companies SNC Asset Management, Inc. and…
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2011-20817
… maintain safeguards, policies and procedures addressing the misappropriation or misuse of swap data that the Commission … and procedures that would, at a minimum, address the misappropriation or misuse of swap data that the Commission … privacy and confidentiality--as well as misuse and misappropriation--of data should provide (i) limitations on …
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CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary Judgment of More than $22.6 Million
...February 21, 2020 CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary Judgment of More than $22.6 Million Court Releases Pallet of Foreign Currency Valued at $2.5M to CFTC Washington, D.C. — The Commodity Futures Trading Commission today announced that following a bench trial the U.S. District Court for the Middle District of Alabama entered a final judgment against…
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CFTC Charges Principals of Binary Options Trading Firm with $4.8 Million Fraud Scheme
...May 3, 2019 CFTC Charges Principals of Binary Options Trading Firm with $4.8 Million Fraud Scheme Washington, DC — The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action (Complaint) against William Thomas Caniff of Steubenville, Ohio, Arie Bos, of Rotterdam in the Netherlands, their company, Berkley Capital Management, LLC (BCM), a Wyoming…
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U.S. District Court Orders Five Individuals and Firms to Pay More than $23 Million in Connection With the CFTC Cooperative Law Enforcement Investigation “Operation Wooden Nickel”
... Release: 5557-08 For Release: September 29, 2008 U.S. District Court Orders Five Individuals and Firms to Pay More than $23 Million in Connection With the CFTC Cooperative Law Enforcement Investigation “Operation Wooden Nickel” Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that U.S.…
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Texas Federal Court Orders Payment of More Than $123 Million in Fines and Restitution in Case Filed by the U.S. Commodity Futures Trading Commission against Seattle Firm and its Affiliates Involved in Forex Swindle
... Release: 5289-07 For Release: February 7, 2007 Texas Federal Court Orders Payment of More Than $123 Million in Fines and Restitution in Case Filed by the U.S. Commodity Futures Trading Commission against Seattle Firm and its Affiliates Involved in Fraudulent Foreign Currency (Forex) Swindle Federal Cooperative Enforcement…
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CFTC Settles Foreign Currency (Forex) Fraud Action against Emerald Worldwide Holdings, Inc. and Jian Zhuang
... Release: 5266-06 For Release: December 19, 2006 U.S. Commodity Futures Trading Commission Settles Foreign Currency (Forex) Fraud Action against Emerald Worldwide Holdings, Inc. and Jian Zhuang Emerald Worldwide Holdings, Inc. Ordered to Pay Over $12 Million in Restitution and Civil Penalties Washington, D.C.— The…
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CFTC Charges Mason, Michigan, Couple Ty and Monette Klotz and Their Aurifex Investment Companies With Hedge Fund Fraud
… profitable while concealing the trading losses and their misappropriation of participants’ funds. Monette Klotz, the …
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