Displaying results 81 - 90 of 880
New York Federal Court Orders Defendants to Pay More Than $595,000 for Forex Solicitation Fraud and Misappropriation
… to Pay More Than $595,000 for Forex Solicitation Fraud and Misappropriation Washington, DC — The Commodity Futures … to Pay More Than $595,000 for Forex Solicitation Fraud and Misappropriation …
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California Commodity Trading Firm, Acceleration Capital, Settles Charges of Fraud and Misappropriation Based on Former Agent’s Activity
… Firm, Acceleration Capital, Settles Charges of Fraud and Misappropriation Based on Former Agent’s Activity … of an order filing and settling charges of fraud and misappropriation of customer funds against Acceleration … for his own use and benefit. Denniston carried out the misappropriation by forging signatures on at least 58 …
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CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equities, LLC, with Fraud and Misappropriation
… and their Company, Bentley Equities, LLC, with Fraud and Misappropriation CFTC seeks an emergency restraining order … Christopher D. Hales and Eric A. Richardson, with fraud and misappropriation in connection with commodity futures … of a Ponzi scheme. To conceal their trading losses and misappropriation, defendants allegedly issued false account …
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CFTC Charges Illinois Resident Christopher Varlesi with Commodity Pool Fraud, Misappropriation, False Statements, and Failure to Register
… Resident Christopher Varlesi with Commodity Pool Fraud, Misappropriation, False Statements, and Failure to Register … documents that failed to disclose trading losses and misappropriation, according to the complaint. In or around … Resident Christopher Varlesi with Commodity Pool Fraud, Misappropriation, False Statements, and Failure to Register …
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CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation Fraud and Misappropriating Customer Funds in Forex Scheme
... September 1, 2011 CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation Fraud and Misappropriating Customer Funds in Forex Scheme Scarboro ordered to pay…
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CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and Registration Violations in Operating Two Commodity Pool Scams
… December 6, 2012 CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and Registration Violations in Operating … the dissemination of false account statements, and the misappropriation of customer funds. As a result of at least … 2012 … 6448-12 … CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and Registration Violations in Operating …
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CFTC Charges Direct Investment Products, Inc. and Its Principal, Alexander Glytenko, with Commodity Pool Fraud and Misappropriation
… Alexander Glytenko, with Commodity Pool Fraud and Misappropriation Washington, DC - The U.S. Commodity Futures … Alexander Glytenko, with Commodity Pool Fraud and Misappropriation …
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Federal Court in Illinois Orders Joseph A. Dawson to Pay $2.1 Million Penalty for Commodity Pool Fraud and Misappropriation
… to Pay $2.1 Million Penalty for Commodity Pool Fraud and Misappropriation Dawson sentenced to 54 months of … Trading) of McHenry, Ill., with fraudulent solicitation and misappropriation of customer funds in a commodity pool … to Pay $2.1 Million Penalty for Commodity Pool Fraud and Misappropriation …
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CFTC Charges Jacob Juma Omukwe and his Companies with Solicitation Fraud and Misappropriation in $3 Million Foreign Currency Scheme
… Juma Omukwe and his Companies with Solicitation Fraud and Misappropriation in $3 Million Foreign Currency Scheme … Juma Omukwe and his Companies with Solicitation Fraud and Misappropriation in $3 Million Foreign Currency Scheme …
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CFTC Orders Energy Broker and Its Owner to Pay Over $1.5 Million for Misappropriating Confidential Customer Information and Other Violations
...October 1, 2019   CFTC Orders Energy Broker and Its Owner to Pay Over $1.5 Million for Misappropriating Confidential Customer Information and Other Violations   Washington, DC – The U.S. Commodity Futures Trading Commission announced today that it issued an order filing and settling charges against introducing broker Classic Energy LLC and its owner Mathew D. Webb of…
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