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Testimony by Chairman James E. Newsome before the Subcommittee on General Farm Commodities and Risk Management Committee on Agriculture, U.S. House of Representatives
...Testimony by Chairman James E. Newsome before the Subcommittee on General Farm Commodities and Risk Management Committee on Agriculture, U.S. House of Representatives June 5, 2003 Chairman Newsome speaks with Subcommittee Chairman Moran before testifying Thank you, Chairman Moran, and members of the Subcommittee. I appreciate your giving me the opportunity to testify on behalf of…
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Testimony by Chairman James E. Newsome Before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, Washington DC
...Written Testimony of James E. Newsome before the Committee on Agriculture, Nutrition, and Forestry United States Senate May 13, 2004 Thank you Chairman Cochran, Ranking Member Harkin, and Members of the Committee for the opportunity to testify before you today on behalf of the Commodity Futures Trading Commission (“CFTC” or “Commission”). Before I get started, I would like to acknowledge…
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Keynote Address by Commissioner Scott D. O’Malia, SIFMA Compliance and Legal Society Annual Seminar
… Financial Group Inc., a Futures Commission Merchant, for misappropriation of customer funds. So, as you look at this …
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Testimony of Chairman Timothy G. Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies
... Testimony of Chairman Timothy G. Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies, Washington, DC February 11, 2015 Good morning, Chairman Aderholt, Ranking Member Farr and members of the…
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CFTC Reports
… SROs, and FCMs, thereby increasing the possibility that a misappropriation or insolvency could harm customers and … SROs, and FCMs, thereby increasing the possibility that a misappropriation or insolvency could harm customers and …
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“The True Sign of Intelligence”
… Group, Inc. and Russell R. Wassendorf, Sr. Alleging Fraud, Misappropriation of Customer Funds, Violation of Customer …
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Testimony of the Honorable Scott D. O’Malia Before the Subcommittee on General Farm Commodities and Risk Management House Committee on Agriculture
... Testimony of the Honorable Scott D. O’Malia Before the Subcommittee on General Farm Commodities and Risk Management House Committee on Agriculture July 23, 2013 Chairman Conaway, Ranking Member Scott, and members of the Subcommittee, I am pleased to be invited here today to discuss the…
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Opening Remarks of Commissioner Kristin Johnson for the CFTC and OMWI Roundtable on Digital Assets and Financial Inclusion
… 10, 2022 N.D. Ill.) (CFTC Charged Defendants in $44 million misappropriation involving digital assets); CFTC v. Golden, …
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Testimony of Chairman Timothy G. Massad Before the U.S. House Committee on Agriculture
... Testimony of Chairman Timothy G. Massad Before the U.S. House Committee on Agriculture February 10, 2016 Thank you, Chairman Conaway, Ranking Member Peterson, and members of the Committee. I’m very pleased to be back testifying on behalf of the Commodity Futures Trading Commission (CFTC). I…
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Keynote Address by Commissioner Scott D. O’Malia at the Quadrilateral Meeting at the Federal Reserve Bank of New York
… increased customer protection in the wake of the blatant misappropriation of customer funds—totaling over $1 …
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