Displaying results 41 - 50 of 360
CFTC Charges Monex Deposit Company, its Affiliates, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme
… and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that defendants deceived … dollars in connection with illegal, off-exchange leveraged precious metals transactions Washington, DC – The U.S. …
CFTC Charges Omega Knight 2, LLC, Aviv Michael Hen, and Erez Hen with $5.5 Million Precious Metals Fraud
… 2, LLC, Aviv Michael Hen, and Erez Hen with $5.5 Million Precious Metals Fraud CFTC Also Charges Defendants with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The Commodity …
CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets 
… Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets  Washington, DC — The CFTC on Monday, … Inc. for engaging in spoofing on multiple occasions in the precious metals futures markets from at least November 2013 …
In CFTC Actions, Two Former Precious Metals Traders Admit To Engaging in Spoofing and Manipulation at New York Banks
… July 25, 2019   In CFTC Actions, Two Former Precious Metals Traders Admit To Engaging in Spoofing and … two orders filing and settling charges against former precious metals traders at separate financial institutions …
CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets
… (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets CFTC recognizes HSBC’s Cooperation … with respect to certain futures products in gold and other precious metals traded on the Commodity Exchange, Inc. …
CFTC Orders the Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets
… of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets Bank’s Penalty Was Substantially … BNS engaged in this activity by and through traders on its precious metals trading desk (Traders) from at least June …
CFTC Orders UBS to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets
… Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets UBS’s Penalty Was Substantially … December 2013, UBS, by and through the acts of certain precious metals traders on the spot desk (Traders), …
CFTC Orders William J. Hionas and his Florida Firms, Pan American Metals of Miami and Pan American Metals of Miami Beach, to Pay Approximately $4.7 Million in Restitution and a Monetary Penalty for Fraudulent Off-Exchange Transactions in Precious Metals
… William J. Hionas and his Florida Firms, Pan American Metals of Miami and Pan American Metals of Miami Beach, to … Penalty for Fraudulent Off-Exchange Transactions in Precious Metals Washington DC – The U.S. Commodity Futures … illegal, fraudulent off-exchange financed transactions in precious metals with retail customers.  The Pan American …
CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud
… March 30, 2011 CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, … Commodity Futures Trading Commission (CFTC) today charged precious metals firm Kastle & Hawke, Inc. of Ft. Lauderdale, …
CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets
… Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets  Washington, DC — The CFTC on Monday, … Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets …