Displaying results 51 - 60 of 357
… and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets Washington, DC  – The Commodity … and engaging in a manipulative and deceptive scheme in the precious metals futures markets. CFTC’s Director of …
… Court for the Northern District of Texas against two precious metals dealers and their companies for perpetrating a $185 … throughout the United States for the purpose of purchasing precious metals bullion. The defendants targeted a …
… which alleged that Alista and Pineda had engaged in precious metals fraud and illegal, off-exchange precious metals sales to retail customers. The order …
… “This settlement resolves a long-standing and significant precious metals case that CFTC Enforcement staff fiercely and … known as “Atlas,” which allowed customers to speculate on precious metals price movements, with Monex acting as the …
… Florida Resident Isaac Grossman and His Company, London Metals Market LLC, to Pay over $121,000 in Restitution for Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. … Beach, Florida, for engaging in illegal, off-exchange precious metals transactions. The CFTC Order requires …
… including Bright Future Financial LLC (d/b/a Oakhurst Metals) and Crown Bullion, Inc, with fraud.  According to … media, and his companies’ websites to tout the safety of precious metals investments, then helped the individuals … elections to sell the purported security of investing in precious metals. Instead, the money ended up in his personal …
… May 17, 2011 CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud American Precious Metals, allegedly a boiler room telemarketing firm, …
… April 1, 2019 Federal Court Finds Former Precious Metals CEO Robert Escobio in Contempt of Court for Failure … to defrauded customers of Mr. Escobio’s now-defunct precious metals firm, Southern Trust Metals, Inc. (“Southern …
… March 18, 2019 Federal Court Orders Precious Metals Dealer and Its Owner to Pay More than $2.3 Million … and the misappropriation of customer funds in a precious metals scheme. The court’s Order requires the …
… Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets Deutsche Bank’s Penalty Was … at least September 2014, DB AG, by and through certain precious metals traders (Traders), engaged in a scheme to …