Displaying results 61 - 70 of 360
CFTC Orders Deutsche Bank to Pay $30 Million Penalty for Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets
… Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets Deutsche Bank’s Penalty Was … at least September 2014, DB AG, by and through certain precious metals traders (Traders), engaged in a scheme to …
Federal Court Orders Precious Metals Traders to Pay Penalties and Imposes Trading Bans for Spoofing and Engaging in a Deceptive or Manipulative Scheme
… orders against  James Vorley and Cedric Chanu , former precious metals traders, for spoofing and engaging in a deceptive or … by violators of the CEA.  … 8511-22 … Federal Court Orders Precious Metals Traders to Pay Penalties and Imposes Trading …
Federal Court Orders Two Delaware Companies to Pay Nearly $146 Million for Misappropriation and Fraud Related to a Precious Metals Scheme
… to customers in connection with the purchase and sale of precious metals . [See CFTC Press Release No. 8606-22 ] “The Commission is resolute in rooting out fraud in the precious metals markets,” said Director of Enforcement Ian …
CFTC Approves CBT Proposal to Increase Maximum Daily Price Fluctuation Limits for Its Agricultural and Precious Metal Futures and Option Contracts, 
… Daily Price Fluctuation Limits for Its Agricultural and Precious Metal Futures and Option Contracts,  …
In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for Spoofing and Deceptive or Manipulative Scheme
… February 7, 2019 In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for … Order on February 5, 2019, against Andre Flotron , a former precious metals trader for UBS AG, requiring him to pay a …
CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert Escobio, and His BVI-Based Entity Loreley Overseas Corp., with Operating an Illegal Precious Metals Scheme, among other Violations
… August 1, 2014 CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert Escobio, and His BVI-Based Entity Loreley Overseas Corp., with Operating an Illegal Precious Metals Scheme, among other Violations Defendants … Solicited over $3.5 Million from Customers in the Precious Metals Scheme and in a Separate Unlawful Commodity …
CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Orders Georgia Resident Todd Young and His Company, Young Scott & Associates, to Cease Illegal Fictitious Precious Metals Sales
… Young Scott & Associates, to Cease Illegal Fictitious Precious Metals Sales Order includes restitution award and … & Associates (YSA), for engaging in illegal, off-exchange precious metals transactions. The CFTC Order requires Young …
California Federal Court Enters Permanent Injunction Against Linton Samaru in Case Charging Nationwide Telemarketing Scheme Involving Precious Metals
… in Case Charging Nationwide Telemarketing Scheme Involving Precious Metals …
CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures
… for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures Washington, DC – The Commodity Futures … manipulation over a six-year period with respect to certain precious metals futures contracts traded on the Commodity …