Displaying results 71 - 80 of 359
The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme
… Court for the Central District of California against precious metals dealer Regal Assets LLC , its owner and CEO Tyler G. … defendants with misappropriating customer funds to purchase precious metals from Regal Assets. The majority of the funds …
Statement of Commissioner Kristin N. Johnson in Support of Enforcement Action Involving Fraudulent Precious Metals Scheme Targeting Elderly and Retirement-Aged Persons
… The CFTC has issued customer advisories warning against precious metals investment schemes, [2] especially by unregistered … earnAndProtect/AdvisoriesAndArticles/CustomerAdvisory_COVID19PreciousMetals.htm . [3] CFTC, Advisories & Articles, …
CFTC Charges Florida-Based Guardian Asset Group, LLC and Andrew Kurzbard with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Andrew Kurzbard with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Kelvin Burgos with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme
… United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that defendants … customers in connection with financed transactions in precious metals Washington, DC - The U.S. Commodity Futures …
CFTC Orders Florida Residents Isaiah Goldman and Brock Catronio and their Companies, Paramount Metals Exchange and Paramount Credit, to Pay More than $2.5 Million in Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Goldman and Brock Catronio and their Companies, Paramount Metals Exchange, LLC and Paramount Credit, LLC, to Pay More … Million in Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. … Beach, Florida, for engaging in illegal, off-exchange precious metals transactions. Goldman resides in Boca Raton, …
CFTC Orders Florida-Based Midwest Metals Exchange and Its Owner, Brian S. Ekasala, to Pay Restitution and a Civil Monetary Penalty Totaling More than $522,000 for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… February 4, 2015 CFTC Orders Florida-Based Midwest Metals Exchange and Its Owner, Brian S. Ekasala, to Pay … More than $522,000 for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington DC – The U.S. … Lauderdale, Florida, for engaging in illegal, off-exchange precious metals transactions. The CFTC Order requires …
CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide
… Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide …
CFTC Charges Florida-Based Mark Olsen Mining Company and Betty Lea Grimes with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Betty Lea Grimes with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC - The Commodity Futures … with engaging in illegal, off-exchange transactions in precious metals with retail customers on both a fully paid …