Activity | FY 2012 Base |
FY 2013 Request |
FY 2013 Increase |
Percent of $ Increase | |||
---|---|---|---|---|---|---|---|
Budget | FTE | Budget | FTE | Budget | FTE | % | |
Total All Mission Activities | $205,294 | 710 | $308,000 | 1,015 | $102,706 | 305 | 100% |
Registration and Registration Compliance | $11,073 | 34 | $19,188 | 63 | $8,115 | 29 | 8% |
Reviews of Products and Rules of Operation | 7,540 | 38 | 17,585 | 79 | 10,045 | 41 | 10% |
Data Acquisition, Analytics and Surveillance | 43,399 | 140 | 65,614 | 205 | 22,215 | 65 | 22% |
Examinations | 15,937 | 89 | 34,907 | 161 | 18,970 | 72 | 18% |
Enforcement | 44,293 | 175 | 60,394 | 225 | 16,101 | 50 | 16% |
Commission-Wide Economic and Legal Analysis | 20,947 | 64 | 27,787 | 88 | 6,840 | 24 | 7% |
Commission-Wide International Policy Coordination | 3,553 | 10 | 5,023 | 16 | 1,470 | 6 | 1% |
Commission-Wide Data Infrastructure | 31,214 | 41 | 48,449 | 52 | 17,235 | 11 | 17% |
Commission-Wide Management and Administrative Support | 26,204 | 114 | 27,674 | 120 | 1,470 | 6 | 1% |
Inspector General | 1,134 | 5 | 1,379 | 6 | 245 | 1 | >1% |
Activity | Percentage |
---|---|
Registration and Registration Compliance | 8% |
Reviews of Products and Rules of Operation | 10% |
Data Acquisition, Analytics and Surveillance | 22% |
Examinations | 18% |
Enforcement | 16% |
Commission-Wide Economic and Legal Analysis | 7% |
Commission-Wide International Policy Coordination | 1% |
Commission-Wide Data Infrastructure | 17% |
Commission-Wide Management and Administrative Support | 1% |
Inspector General | >1% |
Program | FY 2011 EOY Employment |
FY 2011 Actual |
FY 2012 Base |
FY 2013 Request1 |
|||
---|---|---|---|---|---|---|---|
Budget | FTE | Budget | FTE | Budget | FTE | ||
Agency Direction | 35 | $7,907 | 35 | $8,167 | 34 | $8,167 | 34 |
Administrative Management & Support | 74 | 16,718 | 74 | 18,150 | 80 | 19,620 | 86 |
Chief Economist | 15 | 2,937 | 13 | 3,630 | 17 | 7,530 | 29 |
Clearing & Risk | 54 | 11,296 | 50 | 12,705 | 56 | 24,220 | 103 |
Data & Technology | 80 | 60,073 | 80 | 62,139 | 85 | 96,204 | 122 |
Enforcement | 161 | 37,051 | 164 | 38,198 | 166 | 51,979 | 214 |
General Counsel | 49 | 10,844 | 48 | 12,478 | 55 | 15,908 | 69 |
International Affairs | 8 | 2,033 | 9 | 2,042 | 10 | 3,512 | 16 |
Inspector General | 5 | 904 | 4 | 1,134 | 5 | 1,379 | 6 |
Market Oversight | 118 | 26,658 | 118 | 28,812 | 123 | 49,147 | 206 |
Swap Dealer & Intermediary Oversight | 70 | 16,040 | 71 | 17,839 | 79 | 30,334 | 130 |
Total | 669 | $192,461 | 666 | $205,294 | 710 | $308,000 | 1,015 |
1After submission to OMB MAX, the Commission refined its request for FY 2013. (back to text) |
Program | Percentage |
---|---|
Agency Direction | 3% |
Administrative Management & Support | 6% |
Chief Economist | 3% |
Clearing & Risk | 8% |
Data & Technology | 31% |
Enforcement | 17% |
General Counsel | 5% |
International Affairs | 1% |
Inspector General | >1% |
Market Oversight | 16% |
Swap Dealer & Intermediary Oversight | 10% |
Object Class | FY 2011 Estimate |
FY 2012 Estimate |
FY 2013 Budget Request |
---|---|---|---|
11.1-11.5 Personnel Compensation | $95,439 | $100,723 | $145,059 |
12.1 Personnel Benefits: Civilian | 27,336 | 28,637 | 41,101 |
13.0 Benefits for Former Personnel | 0 | 0 | 0 |
21.0 Travel & Transportation of Persons | 1,374 | 2,000 | 2,500 |
22.0 Transportation of Things | 76 | 100 | 100 |
23.2 Rental Payments to Others | 15,686 | 16,300 | 19,500 |
23.3 Communications, Utilities & Miscellaneous | 4,712 | 5,700 | 7,500 |
24.0 Printing and Reproduction | 986 | 1,000 | 1,500 |
25.0 Other Services | 40,798 | 40,634 | 75,640 |
26.0 Supplies and Materials | 1,086 | 2,000 | 3,100 |
31.0 Equipment | 4,967 | 8,200 | 11,000 |
32.0 Building/Fixed Equipment | 1 | 0 | 1,000 |
99.0 Total Obligations | $192,461 | $205,294 | $308,000 |
Object Class | Percentage |
---|---|
Compensation and Benefits | 60% |
Travel and Transportation | 1% |
Space Rental | 6% |
Communication and Utilities | 3% |
Other Services | 25% |
Supplies and Printing | 1% |
Equipment | 4% |
Obligations and Expenditures | FY 2011 Amount |
FY 2012 Amount |
FY 2013 Amount |
|||
---|---|---|---|---|---|---|
Budget | FTE | Budget | FTE | Budget | FTE | |
Total Obligations and Expenditures | $192,461 | 666 | $205,294 | 710 | $308,000 | 1,015 |
Unobligated balance lapsing | – | – | – | – | – | – |
Unobligated balance from recoveries of prior year | – | – | – | – | – | – |
Unobligated balance forward to the prior years | – | – | (9,809) | – | – | – |
Unobligated balance forward to the next year | 9,809 | – | – | – | – | – |
Total Available or Estimate | $202,270 | 666 | $195,485 | 710 | $308,000 | 1,015 |