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Appendix 2 – Analysis of New Responsibilities and Authorities on 2013 Budgetary Requirements
Introduction
The Dodd-Frank Act provided substantial new authorities and responsibilities for the Commission.
The CFTC mission has been expanded to include regulation of the over-the-counter derivatives market. As a result, the regulatory landscape which CFTC has oversight is changing. This analysis seeks to present these changes in a manner that permits the Commission to formulate its budgetary requirements for FY 2013.
What follows is an examination of the different groupings of projected registrant types for which CFTC has oversight responsibilities.